Market risk capital (FFIEC 102)

The facts

Who files

Banks, savings associations, bank and savings and loan holding companies and intermediate holding companies that are subject to the market risk capital rule. Source

How often

Quarterly, as of the last calendar day of March, June, September and December. Source

Deadline

Not stated on the pages that could be checked (the Federal Reserve page and 90 FR 40887); the instructions on www.ffiec.gov could not be read. Source

Format

Other. Filing channel and file format not stated on the pages that could be checked. Source

How it is filed

Filing routes recorded for the FFIEC: FFIEC Central Data Repository (CDR); CDR Public Data Distribution (PDD); Federal Reserve Reporting Central. See how firms file with the FFIEC.

Status

In force

Legal basis

• 12 U.S.C. 161 (national banks)
• 12 U.S.C. 324 (state member banks)
• 12 U.S.C. 1844 (subsection (c), bank holding companies)
• 12 U.S.C. 1467a (subsection (b), savings and loan holding companies)
• 12 U.S.C. 5365 (US intermediate holding companies)
• 12 U.S.C. 1817 (insured state nonmember banks)
• 12 U.S.C. 1464 (savings associations)
• Legal basis as stated in 90 FR 40887 (August 21, 2025)

Group

Capital

Templates (0)

The library lists no templates for this return.

The schedule list is on the form at www.ffiec.gov, which answered 403 to automated requests on 2026-11-11, so it is not listed here. Source

Validation rules

No published validation rules were found for this return. No published list of edits was found on the pages that could be checked; www.ffiec.gov, where the forms and instructions are kept, answered 403 to automated requests. Source

Public data

Published firm by firm. "All data reported in the reporting form are available to the public" (Federal Reserve); the collection is not given confidential treatment. Where the data are published could not be verified, because www.ffiec.gov blocks automated access. Source

Official documents (4)

The FFIEC's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

• Federal Reserve Board reporting form page: FFIEC 102 Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule

  Other · HTML · 11 April 2025

  Description, respondent panel, frequency and public release. The page says the Federal Reserve Board does not maintain the FFIEC forms and instructions and links to the FFIEC site.

• Proposed Agency Information Collection Activities; Comment Request (FFIEC 102), 90 FR 40887, August 21, 2025

  Other · PDF · 229.3 KB · 21 August 2025

  Paperwork Reduction Act notice extending the FFIEC 102 without revision; states the legal basis and that the data are not confidential.

  SHA-256 b1265e6b2971show in fullhide

  b1265e6b29717d2ff030abb352f93c7beab8ab279c3a0d10ca638d3ec8d52866
• FFIEC 102 page (FFIEC Reporting Forms)

  Other · HTML · Not downloadable by software (behind a login or blocked)

  Linked from the Federal Reserve's information collections under review page. On www.ffiec.gov, which answered 403 to automated requests on 2026-11-11; not downloaded, so no size or hash.

• FFIEC Reporting Forms

  List of returns · HTML · Not downloadable by software (behind a login or blocked)

  The FFIEC's own forms page, linked from every current FFIEC form page on the Federal Reserve site. On www.ffiec.gov, which answered 403 to automated requests on 2026-11-11; not downloaded, so no size or hash.

Sources

Every page and document this return's facts were read from.

• federalreserve.gov/apps/reportingforms/Report/Index/FFIEC_102
• govinfo.gov/content/pkg/FR-2025-08-21/pdf/2025-15953.pdf
• federalreserve.gov/apps/reportingforms/review

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