Enforcement case management for financial regulators
Line4 replaces email-and-spreadsheet enforcement workflows with secure case management designed for regulators: cases, evidence, decisions, deadlines and sign-off in one place, with a full audit trail.
The problem today
- Case files live in inboxes and spreadsheets, so nobody has the full picture.
- Deadlines and sign-off are tracked by hand.
- Evidence and decisions are hard to reconstruct when challenged.
How Line4 does it
- 01
Cases with their evidence
Every case keeps its documents, findings, decisions and correspondence together.
- 02
Built into how teams work
Integrated with Outlook, Teams and DocuSign so investigators stay in familiar tools.
- 03
Access that fits enforcement
Role-based access and a full audit trail as standard.
- 04
Fed by supervision
Findings from validation and AI review open cases with the evidence attached.
Proven in production
At an international financial regulator
- Email-and-Excel enforcement workflows replaced at an international financial regulator.
- Secure case management integrated with Outlook, Teams and DocuSign.
- Kickoff to MVP in production in under three months.
Questions
How long does it take?
An enforcement case management MVP went from kickoff to production in under three months at an international regulator.
Does it work with Microsoft 365?
Yes. It integrates with Outlook and Teams, and with DocuSign for signatures.
Can supervisory findings open cases automatically?
Yes. Findings from validation and AI review can open cases with the evidence and the rule that raised them attached.