Line4

In forceCapitalLast checked 11 November 2026

Advanced approaches regulatory capital (FFIEC 101)

A regulatory return listed by the Federal Financial Institutions Examination Council (FFIEC), United States.

Schedules A to S give the components of regulatory capital, risk-weighted assets by type of credit exposure under the advanced internal ratings-based approach, and risk-weighted assets and operational losses under the advanced measurement approach. The Federal Reserve uses it to monitor each institution's capital requirements and capital adequacy under the advanced capital framework. Source

Official title: Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

The facts

Who files
Advanced approaches institutions (banks, savings associations, bank and savings and loan holding companies, and intermediate holding companies) report quarterly regulatory capital data. Top-tier advanced approaches and Category III institutions report supplementary leverage ratio information. Source
How often
Quarterly, as of the last calendar day of March, June, September and December. Source
Deadline
Not stated on the pages that could be checked (the Federal Reserve page and 91 FR 65843); the instructions on www.ffiec.gov could not be read. Source
Format
Other. Filing channel and file format not stated on the pages that could be checked. Source
How it is filed
Filing routes recorded for the FFIEC: FFIEC Central Data Repository (CDR); CDR Public Data Distribution (PDD); Federal Reserve Reporting Central. See how firms file with the FFIEC.
Status
In forceThe current approval of the collection expires on December 31, 2026; the agencies asked OMB in October 2026 to extend it and say the existing forms are likely to stay in use for a time after that date, while revised capital requirements are being prepared. Source
Legal basis
Group
Capital

Templates (0)

The library lists no templates for this return.

The Federal Reserve describes Schedules A through S. The schedule list is on the form at www.ffiec.gov, which answered 403 to automated requests on 2026-11-11, so it is not listed here. Source

Validation rules

No published validation rules were found for this return. No published list of edits was found on the pages that could be checked; www.ffiec.gov, where the forms and instructions are kept, answered 403 to automated requests. Source

Public data

Published firm by firm. Schedule A (except a few advanced-approaches items) is public for all filers from March 31, 2014; after an institution completes its parallel run, Schedules A and B (except Schedule B items 31.a and 31.b, column D) and items 1 and 2 of Schedule S are public too. Everything else is confidential. Public data are on the FFIEC's National Information Center website. Source

Where it is published (Not checked (www.ffiec.gov blocks automated access))

Official documents (4)

The FFIEC's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see FFIEC's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

Last checked 11 November 2026.