The rule in plain words
If entity reports by RFF or uses MAP then Content of the submission (SR.01.01) [RFF/MP/RM] has to be reported
EIOPA writes it out as separate checks, one for each table or return it covers. Line4 Check runs two of them (BV337-3-1 and BV337-3-2), and a failure names the one that failed.
What to do if your return fails it
- 01Open the tables below and find the cells the rule reads.
- 02The check applies only when its first part holds in your return. When it does, the second part must hold too: fix the second part, or correct the first.
- 03It runs only when your filing indicators mark S.01.02 and SR.01.01 as reported.
- 04This is a blocking check. A return that fails it is normally rejected, so fix it before you submit.
The cells it reads
Content of the submission (SR.01.01.01.01)
Rows
- R0790SR.02.01.01 - Balance sheet
- R0800SR.12.01.01 - Life and Health SLT Technical Provisions
- R0810SR.17.01.01 - Non-Life Technical Provisions
- R0820SR.22.02.01 - Projection of future cash flows (Best Estimate - Matching portfolios)
- R0830SR.22.03.01 - Information on the matching adjustment calculation
- R0840SR.25.01.01 - Solvency Capital Requirement - for undertakings on Standard Formula
- R0855SR.25.05.01 - Solvency Capital Requirement - for undertakings using an internal model (partial or full)
- R0870SR.26.01.01 - Solvency Capital Requirement - Market risk
- R0880SR.26.02.01 - Solvency Capital Requirement - Counterparty default risk
- R0890SR.26.03.01 - Solvency Capital Requirement - Life underwriting risk
- R0900SR.26.04.01 - Solvency Capital Requirement - Health underwriting risk
- R0910SR.26.05.01 - Solvency Capital Requirement - Non-Life underwriting risk
- R0920SR.26.06.01 - Solvency Capital Requirement - Operational risk
- R0930SR.26.07.01 - Solvency Capital Requirement - Simplifications
- R0940SR.27.01.01 - Solvency Capital Requirement - Non-life and Health catastrophe risk
Column
- C0010Reporting status
Content of the submission (SR.01.01.07.01)
Rows
- R0790SR.02.01.07 - Balance sheet
- R0800SR.12.01.01 - Life and Health SLT Technical Provisions
- R0810SR.17.01.01 - Non-Life Technical Provisions
- R0820SR.22.02.01 - Projection of future cash flows (Best Estimate - Matching portfolios)
- R0830SR.22.03.01 - Information on the matching adjustment calculation
- R0840SR.25.01.01 - Solvency Capital Requirement - for undertakings on Standard Formula
- R0855SR.25.05.01 - Solvency Capital Requirement - for undertakings using an internal model (partial or full)
- R0870SR.26.01.01 - Solvency Capital Requirement - Market risk
- R0880SR.26.02.01 - Solvency Capital Requirement - Counterparty default risk
- R0890SR.26.03.01 - Solvency Capital Requirement - Life underwriting risk
- R0900SR.26.04.01 - Solvency Capital Requirement - Health underwriting risk
- R0910SR.26.05.01 - Solvency Capital Requirement - Non-Life underwriting risk
- R0920SR.26.06.01 - Solvency Capital Requirement - Operational risk
- R0930SR.26.07.01 - Solvency Capital Requirement - Simplifications
- R0940SR.27.01.01 - Solvency Capital Requirement - Non-Life and Health catastrophe risk
Column
- C0010Reporting status
Basic information (S.01.02.01.01)
Rows
- R0150Ring-fenced funds
- R0170Matching adjustment
Column
- C0010Report information
Basic information (S.01.02.07.01)
Rows
- R0150Ring-fenced funds
- R0170Matching adjustment
Column
- C0010Report information
Which returns it applies to
Line4 Check runs it on annual solo (ARS) and annual branch (ARB) returns on EIOPA taxonomy 2.10.0. EIOPA applies it to annual branch (ARB), annual ECB branch (AEB), annual solo (ARS) and annual ECB solo (AES) returns, as a blocking check.
EIOPA’s own words and formula
In EIOPA’s list of validations, word for word:
If entity reports by RFF or uses MAP then SR.01.01 - Content of the submission [RFF/MP/RM] has to be reported.
Show the formulaShowHide
EIOPA's formula, for BV337-3-2. Cells are written as {t: table, r: row, c: column}.
if ({t: S.01.02.01.01, r: R0150, c: C0010} = [s2c_PU:x4] or {t: S.01.02.01.01, r: R0170, c: C0010} = [s2c_PU:x51]) then not(isNull({t: SR.01.01.01.01, r: R0790, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0800, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0810, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0820, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0830, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0840, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0855, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0870, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0880, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0890, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0900, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0910, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0920, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0930, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.01.01, r: R0940, c: C0010, z: Z0001})) else true()BV337-3-1:
if ({t: S.01.02.07.01, r: R0150, c: C0010} = [s2c_PU:x4] or {t: S.01.02.07.01, r: R0170, c: C0010} = [s2c_PU:x51]) then not(isNull({t: SR.01.01.07.01, r: R0790, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0800, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0810, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0820, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0830, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0840, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0855, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0870, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0880, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0890, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0900, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0910, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0920, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0930, c: C0010, z: Z0001})) and not(isNull({t: SR.01.01.07.01, r: R0940, c: C0010, z: Z0001})) else true()Other rules on Content of the submission (SR.01.01)
- If entity reports by RFF or uses MAP then Content of the submission [RFF/MP/RM] has to be reported (BV337-1)Blocking
- If entity reports by RFF or uses MAP then Content of the submission [RFF/MP/RM] has to be reported (BV337-2)Blocking
- Content of the submission and balance sheet: a conditional check (BV330_2-1)Blocking
- Content of the submission and balance sheet: a conditional check (BV330_2-2)Blocking
- The item "Total liabilities" reported in Balance sheet [RFF/MP/RM] must be equal to the sum of the different items reported above (BV329_2-1)Blocking
- The item "Total liabilities" reported in Balance sheet [RFF/MP/RM] must be equal to the sum of the different items reported above (BV329_2-2)Blocking
- Content of the submission and balance sheet: a conditional check (BV328_2-1)Blocking
- Content of the submission and balance sheet: a conditional check (BV328_2-2)Blocking
Every Solvency II rule on SR.01.01
Checks like this one, run at the point of submission, are the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.
