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In forceFinancial intermediaries and advisers (national)Last checked 13 November 2026

Quarterly financial intermediation and advisory services reports (Quarterly financial intermediation / advisory report)

A regulatory return listed by the Národná banka Slovenska (National Bank of Slovakia) (NBS), Slovakia.

A quarterly report an independent financial agent files on its financial intermediation activity, and the equivalent report a financial adviser files on its financial advisory activity. Source

The facts

Who files
Independent financial agents and financial advisers registered with NBS under the Financial Intermediation and Financial Advisory Services Act. Source
How often
Quarterly, using interim data as at the last day of the calendar quarter. Source
Deadline
Within two months of the end of the calendar quarter. Source
Format
Other. Submitted electronically through the REGFAP information system named in Decree No 16/2018. No dedicated NBS public page describing REGFAP was found in this session. Source
How it is filed
Filing routes recorded for the NBS: Statistics Collection Portal (IS SCP / IS ŠZP); IS ŠZP - ESAs. See how firms file with the NBS.
Status
In force
Legal basis
Group
Financial intermediaries and advisers (national)

Templates (2)

The tables and forms inside the return. Plain name first, the NBS's code in brackets.

  • Quarterly financial intermediation report (independent financial agent) (N/A)
  • Quarterly financial advisory services report (financial adviser) (N/A)

Templates and completion instructions in Annexes 1 and 3 of Decree No 16/2018; the decree does not give the reports short statement codes. Source

Validation rules

No published validation rules were found for this return. No validation rules published on the pages checked. Source

Public data

No published data from this return was found. No data from this return published by NBS was found on the pages checked. Source

Official documents (1)

The NBS's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see NBS's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

Source: Národná banka Slovenska (NBS), https://nbs.sk. Documents copied here are unchanged. The plain-English summaries are Line4's own; the NBS does not endorse this library.

Last checked 13 November 2026.