The facts
- Who files
- Independent financial agents and financial advisers registered with NBS under the Financial Intermediation and Financial Advisory Services Act. Source
- How often
- Annually as at the last day of the calendar year. Source
- Deadline
- Within three months of the end of the calendar year. Source
- Format
- Other. Submitted electronically through the REGFAP information system named in Decree No 16/2018. No dedicated NBS public page describing REGFAP was found in this session. Source
- How it is filed
- Filing routes recorded for the NBS: Statistics Collection Portal (IS SCP / IS ŠZP); IS ŠZP - ESAs. See how firms file with the NBS.
- Status
- In force
- Legal basis
- Group
- Financial intermediaries and advisers (national)
Templates (2)
The tables and forms inside the return. Plain name first, the NBS's code in brackets.
- Annual financial intermediation report (independent financial agent) (N/A)
- Annual financial advisory services report (financial adviser) (N/A)
Templates and completion instructions in Annexes 2 and 4 of Decree No 16/2018; the decree does not give the reports short statement codes. Source
Validation rules
No published validation rules were found for this return. No validation rules published on the pages checked. Source
Public data
No published data from this return was found. No data from this return published by NBS was found on the pages checked. Source
Official documents (1)
The NBS's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.
- Decree No 16/2018 of Narodna banka Slovenska of 11 December 2018 on financial intermediation and financial advisory services reporting
Legal text · PDF · 456.3 KB · 11 December 2018
Annexes 1 to 4 give the templates and completion instructions.
SHA-256
754f798b3f60show in full754f798b3f60183ce327c4595f2d99d345599ad0f7546f95a45d27b2fa8a4012
Sources
Every page and document this return's facts were read from.
Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.
Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see NBS's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.
Source: Národná banka Slovenska (NBS), https://nbs.sk. Documents copied here are unchanged. The plain-English summaries are Line4's own; the NBS does not endorse this library.
Last checked 13 November 2026.
