Fund issuance start, limit-breach and derivatives-risk reports (Kis (PF) 04-99 / 05-99 / 53-01)

The facts

Who files

Funds managed by a Slovak management company, and self-managed investment funds authorised directly under Article 26a(2) of the Collective Investment Act. Source

How often

Issuance and limit-breach reports: as at the date of the event. Derivatives report: on the frequency set by the fund's own risk-measurement methodology (not restated on the pages checked). Source

Deadline

Within 3 working days of the date the report is prepared (issuance and limit-breach reports). Source

Format

Other. Submitted electronically through the Statistics Collection Portal (IS SCP). Source

How it is filed

Filing routes recorded for the NBS: Statistics Collection Portal (IS SCP / IS ŠZP); IS ŠZP - ESAs. See how firms file with the NBS.

Status

In force

Legal basis

• Act No 203/2011 on collective investment, Sections 191(1) and 192(3)

Group

Asset management companies and funds (national)

Templates (3)

The tables and forms inside the return. Plain name first, the NBS's code in brackets.

• Report on the start of unit issuance (Kis (PF) 04-99)
• Report on breach and restoration of investment limits (Kis (PF) 05-99)
• Report on derivatives used and risk-measurement methods (Kis (PF) 53-01)

Templates and completion instructions in Annexes 3 and 4 of Decree No 11/2018 (Kis (PF) 53-01 has no separate template in the decree). Source

Validation rules

No published validation rules were found for this return. No validation rules published on the pages checked. Source

Public data

No published data from this return was found. No data from this return published by NBS was found on the pages checked. Source

Official documents (1)

The NBS's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

• Opatrenie Narodnej banky Slovenska c. 11/2018 o predkladani vykazov spravcovskymi spolocnostami, zahranicnymi spravcovskymi spolocnostami, samospravnymi investicnymi fondmi a depozitarmi fondov na ucely dohladu nad financnym trhom (Slovak original, as amended)

  Legal text · PDF · 1.0 MB · 25 September 2018

  No English translation was found; read in Slovak. Annexes 1 to 8 give templates for the management-company- and self-managed-fund-specific statements.

  SHA-256 a706ce66edb6show in fullhide

  a706ce66edb6bce1df345036d4b8965c0ec6a313f76060e3a7ee97029be64468

Sources

Every page and document this return's facts were read from.

• nbs.sk/en/dohlad-nad-financnym-trhom/legislativa/legislativa/detail-dokumentu/decree-of-narodna-banka-slovenska-of-25-september-2018-no-11-2018-on-reporting-by-management-companies-foreign-management-companies-self-managed-investment-funds-and-depositories-of-investment-funds/

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