Fund balance sheet and profit-and-loss statements (Kis (PF) 15-04 / 16-04 / 18-04 / 19-04 / 20-04 / 21-04)

The facts

Who files

Management companies, for the funds they manage, and self-managed investment funds directly. Source

How often

Quarterly as at the last day of the calendar quarter, with an interim version from the half-year accounts and a final version from the annual accounts. Source

Deadline

Interim (preliminary) version: within 25 calendar days of the quarter end. Final version: by 31 August (half-year) of the calendar year. Source

Format

Other. Submitted electronically through the Statistics Collection Portal (IS SCP). Source

How it is filed

Filing routes recorded for the NBS: Statistics Collection Portal (IS SCP / IS ŠZP); IS ŠZP - ESAs. See how firms file with the NBS.

Status

In force

Legal basis

• Act No 203/2011 on collective investment, Sections 191(1) and 192(3)

Group

Asset management companies and funds (national)

Templates (6)

The tables and forms inside the return. Plain name first, the NBS's code in brackets.

• Balance sheet of a unit fund (Kis (PF) 15-04)
• Profit and loss statement of a unit fund (Kis (PF) 16-04)
• Balance sheet of a public special real-estate unit fund (Kis (PF) 18-04)
• Profit and loss statement of a public special real-estate unit fund (Kis (PF) 19-04)
• Balance sheet of a variable-capital investment fund (Kis (PF) 20-04)
• Profit and loss statement of a variable-capital investment fund (Kis (PF) 21-04)

Templates set in other legislation (the Ministry of Finance's chart-of-accounts decree for funds), not in Decree No 11/2018 itself. Source

Validation rules

No published validation rules were found for this return. No validation rules published on the pages checked. Source

Public data

Published only added up across firms. NBS publishes 'Financial sector analytical data', which covers this return's subject. The link to this return is by subject only. Source

Where it is published

• Financial sector analytical data

  Added up across firms · Excel

  Quarterly workbooks of financial stability indicators (assets, liabilities, assets under management, profitability, concentration and others) for banks, insurers, the pension and investment fund sectors, securities dealers, stock exchanges and central securities depositories, published back to 2016. The link between this dataset and the returns listed is by subject only. Source

Official documents (1)

The NBS's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

• Opatrenie Narodnej banky Slovenska c. 11/2018 o predkladani vykazov spravcovskymi spolocnostami, zahranicnymi spravcovskymi spolocnostami, samospravnymi investicnymi fondmi a depozitarmi fondov na ucely dohladu nad financnym trhom (Slovak original, as amended)

  Legal text · PDF · 1.0 MB · 25 September 2018

  No English translation was found; read in Slovak. Annexes 1 to 8 give templates for the management-company- and self-managed-fund-specific statements.

  SHA-256 a706ce66edb6show in fullhide

  a706ce66edb6bce1df345036d4b8965c0ec6a313f76060e3a7ee97029be64468

Sources

Every page and document this return's facts were read from.

• nbs.sk/en/dohlad-nad-financnym-trhom/legislativa/legislativa/detail-dokumentu/decree-of-narodna-banka-slovenska-of-25-september-2018-no-11-2018-on-reporting-by-management-companies-foreign-management-companies-self-managed-investment-funds-and-depositories-of-investment-funds/

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