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In forceCredit and financial services institutions: financial and risk-bearing capacity information (national)Last checked 11 November 2026

Financial information of credit and financial services institutions (FinaRisikoV financial information, solo)

A regulatory return listed by the Deutsche Bundesbank, Germany.

Quarterly financial information to the supervisor under Section 25(1) KWG: profit and loss since the end of the last financial year, planned profit and loss figures to the year end, balance sheet (asset position) information and other information. The FinaRisikoV sets the reference and remittance dates and the forms. Source

The facts

Who files
Credit institutions (except securities trading banks) file GVKI, GVKIP and SAKI; their asset position counts as filed through the monthly balance sheet statistics where they report those, otherwise they use STFDI. Financial services institutions and securities trading banks file GVFDI and STFDI. Exemptions: credit institutions that only conduct guarantee business file nothing; institutions under Section 53b KWG file only the asset position; institutions under Sections 53 and 53c(1) number 2 KWG, and group members whose group files QGVP, do not file planned figures. Financial services institutions that only do third-country deposit broking or money changing are exempt but send supplementary information informally to their Bundesbank regional office. Source
How often
Quarterly reporting period; reference date is the last calendar day of the period. For credit institutions that report monthly balance sheet statistics, the asset position is monthly (filed with those statistics). Source
Deadline
By close of business on 12 May, 11 August, 11 November and 11 February; if the date falls on a public holiday, Saturday or Sunday, on the next business day (FinaRisikoV Section 3(2)). Source
Format
XML, Web form. Submitted to the Bundesbank's PRISMA reporting line as national (NAT) reports: an XML file, zipped, uploaded with ExtraNet file transfer to the mailbox 'PRISMA - Einreichung von bank- und finanzaufsichtlichen Meldungen' (work area NAT in the file name), or entered with PRISMA's online entry function. Since 1 July 2025 all former WIDAT contents (FinaRisikoV, LiqV, WuSolvV, WpIAnzV and ZAG) are processed in PRISMA. PRISMA sends feedback in PDF and JSON. Source
How it is filed
Filing routes recorded for the Bundesbank: PRISMA (Bundesbank reporting line for supervisory reports); ExtraNet; NExt. See how firms file with the Bundesbank.
Status
In force
Legal basis
Group
Credit and financial services institutions: financial and risk-bearing capacity information (national)

Templates (5)

The tables and forms inside the return. Plain name first, the Bundesbank's code in brackets.

  • Profit and loss account (credit institutions), Annex 1 (GVKI)
  • Planned figures for the profit and loss account (credit institutions), Annex 2 (GVKIP)
  • Other information (credit institutions), Annex 3 (SAKI)
  • Profit and loss account (financial services institutions and securities trading banks), Annex 4 (GVFDI)
  • Asset position (financial services institutions and securities trading banks; credit institutions not reporting monthly balance sheet statistics), Annex 5 (STFDI)

Forms named in FinaRisikoV Sections 4 and 5; the Bundesbank publishes non-official PDF versions. The template zip also holds EKRQU (Annex 13a, own funds of certain financial services institutions), which relates to Section 7(3), now repealed, and is not in the PRISMA entry points, so it is not counted. Source

Validation rules

68 rules, as counted from the Bundesbank's published material. Software can run them exactly as published. Source

How they are written: Rule formulas in the PRISMA rule catalogue (Excel workbook, sheet 'Nationales Meldewesen'), checked automatically in PRISMA.

An older PDF of formal checks (18 February 2021) is still linked on the financial information page.

The rules, on bundesbank.de

How they were counted

Rules named NAT_<form>_.. with no end date in sheet 'Nationales Meldewesen' of the PRISMA rule catalogue (version 1.5): GVKI 15, GVKIP 3, SAKI 17, GVFDI 16, STFDI 17.

Counts are in the Bundesbank's own unit, so they are not comparable with other regulators' counts.

Public data

No published data from this return was found. No data from this return published by the Bundesbank was found on the pages checked. Source

Official documents (16)

The Bundesbank's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see Bundesbank's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

Source: Deutsche Bundesbank (https://www.bundesbank.de). Documents copied here are unchanged. The plain-English summaries are Line4's own; the Deutsche Bundesbank does not endorse this library.

Last checked 11 November 2026.