The rule in plain words
Nominal amount cannot be negative.
EBA checks it for 14 rows, from loan commitments received (0010) to households (0210). That makes 14 checks. A failure names the one that failed.
How the Line4 Check report words itShowHide
The first of its checks, word for word as the report shows it when it fails. The others read the same, with their own column, row or sheet.
Nominal amount: Loan commitments received >= 0
What to do if your filing fails it
- 01Open the template below and find the cells the rule reads.
- 02Look for a value with the wrong sign in these cells, such as an amount entered as a negative number.
- 03EBA compares the values exactly here: there is no rounding tolerance.
- 04It runs only when your filing indicators mark F 09.02 as reported.
- 05This is a blocking check. A filing that fails it is normally rejected, so fix it before you submit.
The cells it reads
Loan commitments, financial guarantees and other commitments received (F 09.02)
Rows
- 0010Loan commitments received
- 0020Central banks
- 0030General governments
- 0040Credit institutions
- 0050Other financial corporations
- 0060Non-financial corporations
- 0070Households
- 0150Other Commitments Received
- 0160Central banks
- 0170General governments
- 0180Credit institutions
- 0190Other financial corporations
- 0200Non-financial corporations
- 0210Households
Column
- 0020Nominal amount
A worked example
The first of its checks, with simple numbers.
Loan commitments received, nominal amount must then be at least 0.
A file that reports 0 passes. One that reports -100 fails, by 100.
The numbers are illustrative.
Show the rule as writtenShowHide
EBA's formula, as written out for the first of its checks. Cells are written as {template, row, column, sheet}.
{F_09.02,r0010,c0020,} >= 0The next five:
{F_09.02,r0020,c0020,} >= 0{F_09.02,r0030,c0020,} >= 0{F_09.02,r0040,c0020,} >= 0{F_09.02,r0050,c0020,} >= 0{F_09.02,r0060,c0020,} >= 0And 8 more, the same formula for the other cells it covers.
Other rules on F 09.02
- Maximum amount of the guarantee that can be considered cannot be negative (v3929_s)Blocking
- The sum of three rows cannot be more than financial guarantees received, maximum amount of the guarantee that can be considered (v3130_m)Warning
- The sum of four cells cannot be more than financial guarantees received, maximum amount of the guarantee that can be considered (v3078_m)Warning
- Loans and advances, financial guarantees received cannot be more than financial guarantees received, maximum amount of the guarantee that can be considered (v1073_m)Blocking
- An upper-limit check across related parties and loan commitments (F 31.01, v1036_m)Warning
- Other commitments received must equal the sum of its six parts (v0841_m)Blocking
- Financial guarantees received must equal the sum of its six parts (v0840_m)Blocking
- Loan commitments received must equal the sum of its six parts (v0839_m)Blocking
Every FINREP 9 rule, by template
Checks like this one, run at the point of submission, are the first step to real-time supervision.