Line4

1 min readWarningEBA reporting framework 4.2Updated 10 November 2026

If total remuneration is reported, total number of staff in FTE must be reported (EBA rule v12597_m)

A warning in the remuneration benchmarking, investment firms return, REM benchmarking (IF), on template R 01.01, general information and information on remuneration for all staff in investment firms.

Check your file against this ruleWhat to do if it fails

The rule in plain words

If total remuneration (in EUR) is reported, total number of staff in FTE must be reported.

EBA checks it for six columns: dealing on own account, underwriting and placing of instruments, investment advice, order execution, portfolio management, operation of MTF/OTF, independent control functions, and all other staff. That makes six checks. A failure names the one that failed.

How the Line4 Check report words itShow

The first of its checks, word for word as the report shows it when it fails. The others read the same, with their own column, row or sheet.

Independent control functions: If Total remuneration (in EUR) is reported, then Total number of staff in FTE is reported

What to do if your filing fails it

  1. 01Open the template below and find the cells the rule reads.
  2. 02The check applies only when its first part holds in your file. When it does, the second part must hold too: fix the second part, or correct the first.
  3. 03It runs only when your filing indicators mark R 01.01 as reported.
  4. 04This is a warning. It does not stop the filing on its own, but your authority may ask you to explain it.

The cells it reads

General information and information on remuneration for all staff in investment firms (R 01.01)

Rows

  • 0020Total number of staff in FTE
  • 0040Total remuneration (in EUR)

Columns

  • 0030Dealing on own account, underwriting and placing of instruments
  • 0040Investment advice, order execution
  • 0050Portfolio management
  • 0060Operation of MTF/OTF
  • 0070Independent control functions
  • 0080All other staff
Show the rule as writtenShow

EBA's formula, as written out for the first of its checks. Cells are written as {template, row, column, sheet}.

if (not(empty({R_01.01,r0040,c0070,}))) then (not(empty({R_01.01,r0020,c0070,}))) else True

The next five:

if (not(empty({R_01.01,r0040,c0030,}))) then (not(empty({R_01.01,r0020,c0030,}))) else Trueif (not(empty({R_01.01,r0040,c0040,}))) then (not(empty({R_01.01,r0020,c0040,}))) else Trueif (not(empty({R_01.01,r0040,c0050,}))) then (not(empty({R_01.01,r0020,c0050,}))) else Trueif (not(empty({R_01.01,r0040,c0060,}))) then (not(empty({R_01.01,r0020,c0060,}))) else Trueif (not(empty({R_01.01,r0040,c0080,}))) then (not(empty({R_01.01,r0020,c0080,}))) else True

Every REM benchmarking (IF) rule, by template

Checks like this one, run at the point of submission, are the first step to real-time supervision.