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2 min readBlockingBank of England taxonomy 2.2.0Updated 11 November 2026

IGT - equity-type transactions, debt and asset transfer and 2 other templates: a conditional check (IR.36.01, IR.36.02, IR.36.04, Bank of England rule IR_bv1719)

A blocking check on the IGT - equity-type transactions, debt and asset transfer (IR.36.01), IGT - derivatives (IR.36.02) and IGT - cost sharing, contingent liabilities, off BS and other items (IR.36.04) templates, in the quarterly solo (QRS), quarterly group (QRG), annual solo (ARS), annual group (ARG) and annual third-country branch (ARB) returns.

Check your file for this ruleWhat to do if it fails

The rule in plain words

The item "Identification code and type of code for investor/ lender" (IR.36.01.01.01 C0030, not a template of this return) is not in a valid format: it should be LEI/ followed by 18 capital letters or digits, then two digits (a valid LEI), SC/ followed by a code, or left empty

The headline gives only the template and the kind of check, because the rule is too long to say in a headline. The plain words above say all of it.

What to do if your return fails it

  1. 01Open the tables below and find the cells the rule reads.
  2. 02The check applies only when its first part holds in your return. When it does, the second part must hold too: fix the second part, or correct the first.
  3. 03This is a blocking check. A return that fails it is normally rejected, so fix it before you submit.

The cells it reads

IGT - equity-type transactions, debt and asset transfer (IR.36.01.01.01)

Columns

  • C0020Investor/ lender name
  • C0050Issuer/ borrower name
  • C0100Transaction type
  • C0110Transaction Issue date
  • C0120Maturity date of transaction
  • C0130Currency of transaction
  • C0140Contractual amount of transaction/ Transaction price
  • C0150Value of collateral/ asset
  • C0160Amount of redemptions/ prepayments/ paybacks during reporting period
  • C0170Amount of dividends/ interest/ coupon and other payments made during reporting period
  • C0180Balance of contractual amount of transaction at reporting date
  • C0190Coupon/ Interest rate

IGT - derivatives (IR.36.02.01.01)

Columns

  • C0020Investor/ Buyer
  • C0050Issuer/ Seller name
  • C0100Transaction type
  • C0110Transaction Trade date
  • C0120Maturity date
  • C0130Currency
  • C0140Notional amount at transaction date
  • C0150Notional amount at reporting date
  • C0160Value of collateral
  • C0170Use of derivatives (by buyer)
  • C0180Identification code and type of code Asset / Liability underlying the derivative
  • C0200Counterparty name for which credit protection is purchased
  • C0210Swap delivered interest rate (for buyer)
  • C0220Swap received interest rate (for buyer)
  • C0230Swap delivered currency (for buyer)
  • C0240Swap received currency (for buyer)

IGT - cost sharing, contingent liabilities, off BS and other items (IR.36.04.01.01)

Columns

  • C0020Investor/ Buyer/ Beneficiary name
  • C0050Issuer/ Seller/ Provider name
  • C0080Transaction type
  • C0090Transaction Issue date
  • C0100Effective date of agreement/ contract underlying transaction
  • C0110Expiry date of agreement/ contract underlying transaction
  • C0120Currency of transaction
  • C0130Trigger event
  • C0140Value of transaction/ collateral / Guarantee
  • C0150Maximum possible value of contingent liabilities
  • C0160Maximum possible value of contingent liabilities not included in Solvency II Balance Sheet
  • C0170Maximum value of letters of credit/ guarantees
  • C0180Value of guaranteed assets

Which returns it applies to

Line4 Check runs it on quarterly solo (QRS), quarterly group (QRG), annual solo (ARS), annual group (ARG) and annual third-country branch (ARB) returns on Bank of England taxonomy 2.2.0. The Bank of England applies it to quarterly solo (QRS), annual third-country branch (ARB), annual solo (ARS), quarterly group (QRG) and annual group (ARG) returns, as a blocking check.

The Bank’s own words and formula

In the Bank of England’s list of validations, word for word:

dim:IX doesn't follow "^LEI/[A-Z0-9]{{20}}$" or "^SC/.*" pattern.
Show the formulaShow

The Bank of England's formula. Cells are written as {t: table, r: row, c: column}.

if matches(dim($v0,$[s2c_dim:IX]), "^LEI/[A-Z0-9]{18}[0-9]{2}$") and not(matches(dim($v0,$[s2c_dim:IX]), "^LEI/[A-Z0-9]{18}(01|00)$")) then leiChecksum(substring(dim($v0,$[s2c_dim:IX]), 5)) else matches(dim($v0,$[s2c_dim:IX]), "^SC/.*") or isNull(dim($v0,$[s2c_dim:IX])) or matches(dim($v0,$[s2c_dim:IX]), "^LEI/(029200720E3M3A4D6D01|029200758D5M0AI3F601|315700X8JQ3IU0NGK501|3157007SCCESQAUH5Z01|315700TCC9NTEP7J8Z01|13250000000000000301|315700ADOXDR5PCY5400|315700A0UB9Q7DOQIZ00|315700BM9Z39TNTGQW00|315700BZ5F7DRYG2UM00|315700B8401GTFFY6X01|315700DJ07P6OX10FK01|315700DKCD4QSKLAMO01|315700D23JL5C1DZNT00|315700EIYO2TLSEGQ700|315700ET7M7VQ4C84R00|315700EZSEA51937KX01|315700GXBGM8DBYKHF01|315700GZA843JXKTJ400|315700G5G24XYL1TXH00|315700HS7WJ1B0SUWM01|315700HXOEOK58E58P01|315700HZU4SMI8LZTU00|315700I3W2AFHP8MNQ01|315700JICZ3SY5SAXX00|315700JKZH6I0067ND01|315700JO5E28SRE00Q01|315700JXUHL9H2C3P700|315700LDDN3RM7Y2MP00|315700LWYOZNQ7V1T100|315700MBYPT6PGKO7M01|315700MW2F0KFR45QW01|315700M5843O6DU83901|315700NNMGS8F3P2CN00|315700N0VEIBHP0NPQ01|315700OASRCM664PAW01|315700OFW4YCOBNX4U01|315700OVW93X0T3HP200|315700O666JVNCQU9X00|315700PLI0I7W8IOV400|315700PN3J57ZUNF1V00|315700PXKOSX7WQV4N00|315700P4N9VSLK5QZV01|315700P40OV6BT045900|315700P6TZOLP92KN801|315700P89WR82VNB8Z00|315700QGM4XWZE1I5N01|315700Q1S8O1UORF9700|315700RK8M4FAHMYAP01|315700RTEHY362KXWJ00|315700SNUXK41WMW5J00|315700S22RGYRIEEOT00|315700S3TF79ALV82F01|315700TF5Z7T28HZJK01|315700TWGZ89LLSRS000|315700TXNX10N8XH4K00|315700T2EEQAPBO0C301|315700T6T49EDM16YO01|315700UJ6N4LGKLNPB00|315700UKZXWXEO126601|315700UYFD5GF9R13F01|315700VG7PTE9EJJRX01|315700VITYR7AL4M9S01|315700VMAJZ9JZTXNQ00|315700WH3YMKHCVYW201|315700WKCDF4QGRRO200|315700WR4IHOO1M5LP00|315700WYOZ6994UATN00|315700WZPEIS41QDKE00|315700XEFYMA5EZ0P500|315700XE21UYOA3GAC01|315700XI4Z8GF5BDUJ01|315700XSCP1S8WOD8E01|315700X40GNCOUWJYR00|315700YS6RQ5TF3VBP01|315700Y1W7W1JHAUBW00|315700Y5JNQMMUF5ID01|3157000VAJWZ3P8ZED00|3157001KM8GOU7PXZY01|3157001K2LAL04D87901|3157001MLDD3SDFQA901|3157001TPR6K4GBTLN00|31570010000000006400|31570010000000009601|31570010000000019301|31570010000000025800|31570010000000029001|31570010000000035500|31570010000000038701|31570010000000045200|31570010000000048401|31570010000000054900|31570010000000064600|31570010000000067801|31570010000000077501|31570010000000084000|31570010000000087201|31570010000000096901|31570010000000103400|31570010000000106601|31570010000000116301|31570010000000122800|31570010000000126001|3157002CKDQOCIHE5H01|31570020000000005900|31570029808HJVCNFA01|3157003FQSSGS9OZ9E01|3157004PTVTDOKB46401|3157004R6CH6C1P4KX00|3157005RUI28M8FANK00|3157005VJE7A3MBUS201|3157005WT1SENAE17R00|31570058O0Z320C4GZ00|3157006B6JVZ5DFMSN00|3157006DE3SPNIUY9K01|3157006FR3JBBOLOMX01|3157006I3B6RSTPQLI00|3157006KT1EZ15OIXW00|315700659AALVVLVIO01|31570067WSCDST0S3F01|3157008VKYORMUNC5O01|3157008ZY7CW6LVU5J00|3157009FTHFDDK7FHW01|3157009OVCV07O4HXM00|315700T8U7IU4W8J3A01|315700BBRQHDWX6SHZ00|3157008KD17KROO7UT01)$")

Every Solvency UK rule on IR.36.01

Checks like this one, run at the point of submission, are the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.