Report on the securities dealer's or branch's economic performance (Ocp (RPS) 20-02 / Ocp (ASR) 19-02)

The facts

Who files

Securities dealers authorised in Slovakia under Decree No 13/2014. A smaller list applies to branches of foreign securities dealers. Source

How often

Not clearly set out in Decree No 13/2014's Section 2; the report is produced under Article 77(1) of the Securities Act, which was not opened in this session. Source

Deadline

Not stated in Decree No 13/2014. Source

Format

Other. Submitted electronically through the information system named in the decree as 'STATUS DFT' (Collection, processing and storage of statistical data of financial market entities in the Slovak Republic). This may be an earlier name for the Statistics Collection Portal described on NBS's current reporting pages; not confirmed on the pages checked. Source

How it is filed

Filing routes recorded for the NBS: Statistics Collection Portal (IS SCP / IS ŠZP); IS ŠZP - ESAs. See how firms file with the NBS.

Status

In force

Legal basis

• Act No 566/2001 on securities and investment services, Section 77(1)

Group

Investment firms (national)

Templates (0)

The library lists no templates for this return.

No decree-set template; required directly by Article 77(1) of the Securities Act. Source

Validation rules

No published validation rules were found for this return. No validation rules published on the pages checked. Source

Public data

No published data from this return was found. No data from this return published by NBS was found on the pages checked. Source

Official documents (1)

The NBS's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

• Opatrenie Narodnej banky Slovenska c. 13/2014 o predkladani vykazov, hlaseni a inych sprav obchodnikmi s cennymi papiermi a pobockami zahranicnych obchodnikov s cennymi papiermi na ucely vykonavania dohladu (Slovak original, as amended)

  Legal text · PDF · 542.8 KB · 29 July 2014

  No English translation was found; read in Slovak. Contains, as annexes, templates for 5 of the securities dealer statements.

  SHA-256 dcfe908ec41cshow in fullhide

  dcfe908ec41c906c8bf4f53dd4fffb1edd95c2eb5c78f55f76903aae40d8f74b

Sources

Every page and document this return's facts were read from.

• nbs.sk/en/dohlad-nad-financnym-trhom/legislativa/legislativa/detail-dokumentu/decree-of-narodna-banka-slovenska-of-29-july-2014-no-13-2014-on-the-submitting-of-statements-reports-and-other-disclosures-by-investment-firms-and-branches-of-foreign-investment-firms-for-the-supervi/

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