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In forceManagers of alternative investment companies (ZASI): periodic reports (national)Last checked 11 November 2026

Annual reports on a ZASI's risk management, compliance and internal audit (ZAFI_222d, § 6)

A regulatory return listed by the Polish Financial Supervision Authority (KNF), Poland.

Three annual reports of the manager: on the functioning of its risk management system (§ 6(1)), on its compliance function (§ 6(2)) and on its internal audit system (§ 6(3)). Source

Official title: Sprawozdania roczne zarządzającego ASI z funkcjonowania systemu zarządzania ryzykiem, nadzoru zgodności z prawem i audytu wewnętrznego

The facts

Who files
Managers of alternative investment companies (ZASI) (ZASI list). Source
How often
Annual (ZASI list). Source
Deadline
1 month after the end of the calendar year (ZASI list). Source
Format
Other. ESPI form 'ZAFI_222d' sent to the ZASI chancery after logging in as the system operator representing the ASI manager (ZASI list and page). Source
How it is filed
Filing routes recorded for the KNF: ESPI (Elektroniczny System Przekazywania Informacji, Electronic Information Transmission System); Portal KNF (KNF Portal), with the Data Transmission Application (ATD); WebService KNF; CRP communication subsystem (Podsystem Komunikacji CRP), including the DORA Reporting System (SSD); e-RUP reporting forms; Aplikacja Sprawozdawcza SNU (Reporting Application); NBP SIS (reporting system of Narodowy Bank Polski). See how firms file with the KNF.
Status
In force
Legal basis
Group
Managers of alternative investment companies (ZASI): periodic reports (national)

Templates (3)

The tables and forms inside the return. Plain name first, the KNF's code in brackets.

  • Annual report on the functioning of the risk management system (§ 6 ust. 1)
  • Annual report on the compliance function (§ 6 ust. 2)
  • Annual report on the functioning of the internal audit system (§ 6 ust. 3)

The three reports listed in the ZASI list; KNF publishes no template for them. Source

Validation rules

No published validation rules were found for this return. No validation rules for this return were found on the pages checked. Source

Public data

No published data from this return was found. No data from this return published by KNF was found on the pages checked. Source

Official documents (5)

The KNF's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

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Źródło: Komisja Nadzoru Finansowego, www.knf.gov.pl (https://www.knf.gov.pl) and https://sprawozdawczosc.knf.gov.pl. Source: Polish Financial Supervision Authority (KNF).

Last checked 11 November 2026.