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In forceFinancial statements (bank holding companies)Last checked 13 November 2026

Parent-company-only financial statements for small holding companies (FR Y-9SP)

A regulatory return listed by the Board of Governors of the Federal Reserve System (Federal Reserve Board), United States.

Collects a small holding company's parent-only balance sheet, income statement and a memoranda schedule, so the Federal Reserve can assess and monitor its financial condition. Source

Official title: Parent Company Only Financial Statements for Small Holding Companies

The facts

Who files
Holding companies (bank, savings and loan, and securities holding companies) with total consolidated assets under $3 billion, unless other criteria require them to file the FR Y-9C instead. In a tiered group, each holding company files its own report. Source
How often
Semiannually, as of the last calendar day of June and December. Source
Deadline
Due 45 calendar days after the 30 June and 31 December as-of dates: for example, 14 August for the June report and 14 February for the December report. A due date on a weekend or holiday moves to the next business day. Filings must reach the Reserve Bank by 5:00 p.m. on the due date, the close of its reporting day. Source
Format
Other. Filed electronically; the instructions do not name a specific file format. Source
How it is filed
Filing routes recorded for the Federal Reserve Board: Reporting Central; Structure Central. See how firms file with the Federal Reserve Board.
Status
In force
Legal basis
Group
Financial statements (bank holding companies)

Templates (3)

The tables and forms inside the return. Plain name first, the Federal Reserve Board's code in brackets.

  • Income statement (SI)
  • Balance sheet (SC)
  • Memoranda (SC-M)

Where the list was read: Source

Validation rules

285 rules, as counted from the Federal Reserve Board's published material. Software can run them exactly as published. Source

How they are written: A table with an 'Alg Edit Test' algebraic-expression column, as for the FR Y-9C..

The rules, on federalreserve.gov

How they were counted

Counted every row in the edit tables at the end of the FR Y-9SP instructions whose first column is the series code FRY9SP, followed by its start and end dates. None has an end date before 13 Nov 2026.

Counts are in the Federal Reserve Board's own unit, so they are not comparable with other regulators' counts.

Public data

Published only added up across firms. The Board publishes the data in the Federal Reserve Bulletin and in its Uniform Bank Holding Company Performance Report (BHCPR). Apart from some exceptions, the Board treats the firm-level data as public; they can be obtained from its Freedom of Information Office. Source

  • Federal Reserve Bulletin and Uniform Bank Holding Company Performance Report (BHCPR)

    Added up across firms · Not stated on the pages read; described as aggregate statistics and performance ratios rather than a downloadable file.

    Data from the FR Y-9 series (FR Y-9C, FR Y-9LP, FR Y-9SP, FR Y-9ES) is published in the Federal Reserve Bulletin and in the BHCPR, a standard set of performance ratios and analyses the Federal Reserve produces for each holding company. With certain exceptions, the underlying microdata is also considered public information and available through the Board's Freedom of Information Office. Source

Official documents (3)

The Federal Reserve Board's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's own text, and the way Line4 has collected and arranged these records, are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The facts themselves belong to no one. The regulators' document titles, template names, quoted terms and documents belong to them and are not covered by this licence: see Federal Reserve Board's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text. Not affiliated with or endorsed by any regulator.

Source: Board of Governors of the Federal Reserve System, https://www.federalreserve.gov. Documents are linked on the regulator's own site, not hosted here. The plain-English summaries are Line4's own; the Board does not endorse this library.

Last checked 13 November 2026.