Risk assessment questionnaire (RA)

The facts

Who files

Credit institutions, payment and e-money institutions, investment firms, fund management companies, AIFMs, insurers and other firms FIN-FSA's regulations and guidelines 2/2023 and 4/2023 cover. Source

How often

Annually, on the situation as at 31 December. Source

Deadline

28 February. Source

Format

Other. Filed through the Reporter Portal; FIN-FSA's insurance-sector data map records the RA module's file format as CSV. Source

How it is filed

Filing routes recorded for the FIN-FSA: Reporter Portal (Raportoijan portaali) and Validation Service; MiFIR transaction reporting (SFTP); Secure email. See how firms file with the FIN-FSA.

Status

In force

Legal basis

• FIN-FSA regulations and guidelines 2/2023 (Organisation of a supervised entity's operations)
• FIN-FSA regulations and guidelines 4/2023

Group

All supervised firms: risk assessment (national)

Templates (0)

The library lists no templates for this return.

Checked the Finnish pages of regulations 2/2023 and 4/2023 (https://www.finanssivalvonta.fi/saantely/maarays-ja-ohjekokoelma/valvottavan-toiminnan-jarjestaminen/02_2023/ and .../04_2023/) as well as the 1/2011 Finnish page: none link a downloadable RA questionnaire template or completion instructions. RA is filled as a questionnaire directly in the Reporter Portal. Source

Validation rules

No published validation rules were found for this return. No published list of validation rules for RA was found on the pages read. Source

Public data

No published data from this return was found. No data from this return published by FIN-FSA was found on the pages checked. Source

Official documents (4)

The FIN-FSA's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

• FIN-FSA regulations and guidelines 2/2023: Organisation of a supervised entity's operations

  Legal text · HTML

• FIN-FSA regulations and guidelines 4/2023

  Legal text · HTML

• Reporting map (financial sector)

  List of returns · PDF · 253.9 KB · 2 October 2026

  SHA-256 7ebe87159b3bshow in fullhide

  7ebe87159b3b5086e6b3f11fc7da71de9ffc68a05673c7404a960bd0214b50c8
• Vakuutussektorin tiedonkeruukartta (Insurance-sector data collection map)

  List of returns · PDF · 183.9 KB · 17 December 2025

  Dated 17.12.2025 on the document itself. A table of every national insurance-sector report and module, with the entity types that file it, frequency, transition date to the Reporter Portal and file format.

  SHA-256 dd2f472d04b8show in fullhide

  dd2f472d04b82bdd6c0c64c79f4f6bc7223f105a50a4e5ae2723a05980281e8a

Sources

Every page and document this return's facts were read from.

• finanssivalvonta.fi/en/reporting/reporting-of-financial-standing-and-risks/new-reporting-system/credit-institutions/
• finanssivalvonta.fi/raportointi/taloudellisen-tilan-ja-riskien-raportointi/uusi-jarjestelma/maksupalvelujen-tarjoajat/
• finanssivalvonta.fi/raportointi/taloudellisen-tilan-ja-riskien-raportointi/uusi-jarjestelma/vakuutusyhteisot/
• finanssivalvonta.fi/en/reporting/reporting-of-financial-standing-and-risks/new-reporting-system/investment-service-providers-fund-management-companies-alternative-investment-fund-managers/
• finanssivalvonta.fi/globalassets/fi/raportointi/tiedonkeruukartta_vakuutussektori.pdf
• finanssivalvonta.fi/saantely/maarays-ja-ohjekokoelma/valvottavan-toiminnan-jarjestaminen/02_2023/
• finanssivalvonta.fi/saantely/maarays-ja-ohjekokoelma/valvottavan-toiminnan-jarjestaminen/04_2023/

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.