The facts
- Who files
- Holders of a licence under section 2:99a or 2:99b Wft (banks), and the equivalent third-country investment firm licence holders (investment firm version). The investment firm manual says firms not required to prepare an IFR report to the FCA can ask DNB to fill in the figures based on the FCA templates. Source
- How often
- Quarterly ('on a quarterly basis', banks manual); the investment firm manual does not repeat the frequency. Source
- Deadline
- Not stated in the templates or on the page checked. Source
- Format
- Excel, PDF. Excel templates (version 1.0.1, 2 March 2022) with CEO and CFO signature tabs, signed and added as a scanned attachment. Source
- How it is filed
- Filing routes recorded for the DNB: Reporting Service (Dienst Rapportages; Digitaal Loket Rapportages, DLR) in My DNB; Dataloop. See how firms file with the DNB.
- Status
- In force
- Group
- Third-country banks and investment firms (national)
Templates (4)
The tables and forms inside the return. Plain name first, the DNB's code in brackets.
- Statement for third-country licence holders: banks (Statement third country - Banks)
- Statement for third-country licence holders: investment firms (Statement third country - IF)
- Signature of the CEO (Signature CEO)
- Signature of the CFO (Signature CFO)
Sheets of the two templates (each also has a Manual sheet); the CEO and CFO signature sheets appear in both. Source
Validation rules
No published validation rules were found for this return. No validation rules published. Source
Public data
No published data from this return was found. No data from this return published by DNB was found on the pages checked. Source
Official documents (6)
The DNB's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.
- Investment firms and fund managers (supervisory reports)
List of returns · HTML
- Financial Statement Third Country - Banks (version 1.0.1)
Template · XLSX · 54.5 KB · 2 March 2022
SHA-256
9c74fcd4277cshow in full9c74fcd4277cea8478d328030a45e8c85d5eb45db1241a989e249f278e8ff4fd - Financial Statement Third Country - Investment Firms (version 1.0.1)
Template · XLSX · 58.4 KB · 2 March 2022
SHA-256
c86a06742430show in fullc86a06742430a33c5faa12afcc86aac5bac2285b60049619e4cd8f83659fc679 - Reporting Service
Guidance · HTML
DNB page on its digital Reporting Service in My DNB, with links to information and documentation, supervisory reports and statistical reporting.
- Information and documentation
Guidance · HTML
General documents for all reports: DNB filing rules, DNB data dictionary, custom functions, supplementary taxonomies, user manual and FAQ.
- Reporting Service User Manual (version 9)
Guidance · PDF · 1.8 MB · 25 September 2023
Log-in (eHerkenning or My DNB account), overview of reporting obligations, submitting reports, validation reports, certification and Dataloop.
SHA-256
fefcb6120b75show in fullfefcb6120b75b9fc1df2d960f095da64871b4b56c6a23eda13dc0c31bf206fb0
Sources
Every page and document this return's facts were read from.
- dnb.nl/media/4kffzrdj/2022-03-02_dnb_financial-statement-third-country-banks_v101.xlsx
- dnb.nl/media/fglfefgt/2022-03-02_dnb_financial-statement-third-country-investment-firms_v101.xlsx
- dnb.nl/en/login/dlr/supervisory-reports/investment-firms-and-fund-managers/
Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.
Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see DNB's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.
Last checked 11 November 2026.