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In forceInvestment firms and trading venues (national)Last checked 13 November 2026

Daily report of executed transactions, instructions and settlements (FIM (ČNB) 20-97 / 30-97 / 11-97 / REF (ČNB) 10-97 / 30-97)

A regulatory return listed by the Czech National Bank (CNB), Czech Republic.

Details of transactions, transfers and instructions executed, settled or cancelled in investment instruments, the instruments affected, and the persons involved. Source

The facts

Who files
Investment firms that are banks or branches of a foreign bank, investment firms that are not banks, and portfolio managers (management companies and comparable foreign entities managing client assets) (Decree No. 424/2017 Coll., Article 2(c)(1), (3), (5) and (6)). Source
How often
For each trading day. Source
Deadline
By the end of the next business day (banks and investment firms that are not banks or branches); within 7 days of the trading day for branches of a foreign bank or foreign entity (Article 2(c)(2) and (4)). Source
Format
Other. Submitted as an electronic data message in the structure of data files through the internet application or user interface of the CNB's collection system (SDAT). Source
How it is filed
Filing route recorded for the CNB: SDAT (Sběr dat ČNB). See how firms file with the CNB.
Status
In force
Group
Investment firms and trading venues (national)

Templates (5)

The tables and forms inside the return. Plain name first, the CNB's code in brackets.

  • Information on executed, settled and cancelled transactions and transfers (FIM (ČNB) 20-97)
  • Information on all instructions received (FIM (ČNB) 30-97)
  • Supplementary information on executed, settled and cancelled transactions and transfers (FIM (ČNB) 11-97)
  • Information on investment instruments affected by instructions, transactions and transfers (REF (ČNB) 10-97)
  • Information on persons (REF (ČNB) 30-97)

Where the list was read: Source

Validation rules

No published validation rules were found for this return. Source

Public data

No published data from this return was found. No data from this return published by the Czech National Bank was found on the pages checked. Source

Official documents (1)

The CNB's own files, with the size and SHA-256 fingerprint of each as downloaded on 13 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see CNB's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

Source: the CNB (Czech National Bank, https://www.cnb.cz). Documents copied here are unchanged. The plain-English summaries are Line4's own; the CNB does not endorse this library.

Last checked 13 November 2026.