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In forceStep-in riskLast checked 11 November 2026

Step-in risk (PRA115)

A regulatory return listed by the Bank of England (PRA), banks, United Kingdom.

Reports the firm's step-in risk assessment: general information (SI700.00), the step-in entities it identifies (SI01.00) and detail on material step-in entities (SI02.00), for the assessment required by the Step-in Risk Part (rule 24.4). Source

Official title: PRA115 Step-in risk (data items SI700.00, SI01.00, SI02.00)

The facts

Who files
CRR firms that are not SDDTs, and CRR consolidation entities that are not SDDT consolidation entities, on the same basis as they apply the Step-in Risk Part (Regulatory Reporting Chapter 24). Source
How often
With the ICAAP: firms submit the step-in risk data items at the same time as their ICAAP assessment (rule 24.5). Source
Deadline
At the same time as the firm submits its ICAAP assessment (rule 24.5). Source
Format
XBRL-XML. XBRL instance on the Bank of England Banking taxonomy, entry point PRA115 (step-in-risk/2025-09-08), filed through BEEDS (entry point mapping, from 1 January 2026). Source
How it is filed
Filing routes recorded for the PRA: BEEDS (Bank of England Electronic Data Submission portal); RegData (Financial Conduct Authority). See how firms file with the PRA.
Status
In forceEffective 1 January 2026 (BoE page). Source
Legal basis
Group
Step-in risk

Templates (3)

The tables and forms inside the return. Plain name first, the PRA's code in brackets.

  • Identification of step-in entities (SI01.00.01)
  • Detailed reporting of material step-in entities (SI02.00.01)
  • General information (SI700.00.01)

Codes and names are the template groups of entry point PRA115 in the Bank of England Banking taxonomy v4.1.1 (module presentation linkbase and table-group labels). The code is the template code plus a version suffix. SI01.00 is required if the firm identifies a step-in entity and SI02.00 if it identifies a material one (rule 24.4). Source

Validation rules

27 rules, as counted from the PRA's published material. Software can run them exactly as published. Source

How they are written: Excel rule list with an expression column and severity per entry point; rules marked Include in XBRL are also XBRL formula assertions in the taxonomy package.

The rules, on bankofengland.co.uk

How they were counted

Rows in sheet 'step-in-risk' of 'Bank of England Banking Taxonomy Validations Step-in Risk v4.1.1.xlsx' (inside the validations ZIP, release 4.1.1) whose 'Severity and modules' column names PRA115. 27 rules: 27 active (Deactivated = no), 26 marked Include in XBRL = yes; 21 errors and 6 warnings. A rule shared by several entry points is counted once for each.

Counts are in the PRA's own unit, so they are not comparable with other regulators' counts.

Public data

No published data from this return was found. No publication of this data, firm by firm or added up, was found on the Bank of England pages read. The PRA does not publish individual firms' returns. Source

Official documents (13)

The PRA's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see PRA's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

Last checked 11 November 2026.