The facts
- Who files
- Domestic trading venues and stock exchanges, when BaFin's division Z II 2 asks them. Source
- How often
- For each levy year, on BaFin's request. Source
- Deadline
- Not stated on the page or in the information sheet; BaFin requests the data. Source
- Format
- XML. XML to BaFin's XSD, turnover per ISIN in euro with two decimals, compressed with GZIP; for the enforcement levy the file name HPU_BilKoG_<name>.gz is mandatory. Source
- How it is filed
- Filing routes recorded for the BaFin: MVP Portal (Melde- und Veröffentlichungsplattform, reporting and publishing platform); Direct submission to BaFin outside the MVP Portal. See how firms file with the BaFin.
- Status
- In force
- Group
- Trading venues: levy data (national)
Templates (0)
The library lists no templates for this return.
No form: the content is defined by the XSD. Source
Validation rules
The BaFin publishes the checks it runs on this return. They could not be counted from the published material. Software can run them exactly as published. Source
How they are written: XML Schema (XSD).
How they were counted
Not counted: the published rule is the XSD schema.
Counts are in the BaFin's own unit, so they are not comparable with other regulators' counts.
Public data
No published data from this return was found. Not published. Source
Official documents (5)
The BaFin's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.
- MVP-Portal
List of returns · HTML
BaFin's page on its reporting and publishing platform (Melde- und Veröffentlichungsplattform, MVP). It lists 44 specialised procedures (Fachverfahren) firms use to file with BaFin, with registration steps and manuals. Read in German; the English version lists only 18 of them.
- Informationsblatt zum Fachverfahren Handelsplatzumsätze (Umlage)
Filing rules · HTML · 28 May 2026
Trading venues report turnover data so BaFin can set the financial reporting enforcement levy and the issuer levy.
- Informationsblatt zum Fachverfahren Handelsplatzumsätze (Umlage)
Filing rules · DOCX · 408.7 KB · 28 September 2020
Data request by BaFin division Z II 2, XML to the XSD compressed with GZIP, file name HPU_BilKoG_<name>.gz for the enforcement levy, turnover per ISIN in euro.
SHA-256
01c27f66d00bshow in full01c27f66d00bef097f0b6f0ffbda32cd289138e004002a2a72df8b4eab7c6f47 - XML-Spezifikation (XSD-Datei) Handelsplatzumsätze
Schema · XML · 1.7 KB · 9 July 2020
SHA-256
19e32d0fd151show in full19e32d0fd1514b649d4b879d7a1e9a618c806cb39d603c2395e0582800cff59a - Benutzerhandbuch für das MVP Portal
Guidance · PDF · 3.3 MB
User manual for registering on the MVP Portal and applying for specialised procedures. Not read in full; size and hash recorded.
SHA-256
ad770ad7df85show in fullad770ad7df85ff9be0dcd51cb1dc67d7edb2db7c7c6cb35cab09ca5ff605278e
Sources
Every page and document this return's facts were read from.
- bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html
- bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1
Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.
Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see BaFin's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.
© Federal Financial Supervisory Authority / www.bafin.de. Documents copied here are unchanged. The plain-English summaries are Line4's own; BaFin does not endorse this library.
Last checked 11 November 2026.