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In forceSettlement internalisers (EU, ESMA)Last checked 11 November 2026

Settlement internaliser reports (CSDR Art. 9)

A regulatory return listed by the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) (BaFin), Germany.

Quarterly reports of the aggregated volume and value of all securities transactions that settlement internalisers settle outside securities settlement systems (Article 9(1) CSDR). Source

Official title: Meldungen der Abwicklungsinternalisierer nach Art. 9 Abs. 1 CSDR

The facts

Who files
Settlement internalisers in Germany, or third-party notifiers for them. Source
How often
Quarterly. Source
Deadline
Not stated on BaFin's procedure page or information sheet, the pages checked. Source
Format
XML. An XML file to ESMA's specification, named NCADE_DATISR_CSDR9_<country code>-<LEI>-<year>-<quarter>_<version>.xml, compressed with GZIP and uploaded in the MVP procedure 'Settlement internaliser reporting procedure'. A report counts as submitted only with a confirmation holding a report ID. Source
How it is filed
Filing routes recorded for the BaFin: MVP Portal (Melde- und Veröffentlichungsplattform, reporting and publishing platform); Direct submission to BaFin outside the MVP Portal. See how firms file with the BaFin.
Status
In force
Group
Settlement internalisers (EU, ESMA)

Templates (0)

The library lists no templates for this return.

EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked. Source

Validation rules

The BaFin publishes the checks it runs on this return. They could not be counted from the published material. Software can run them exactly as published. Source

How they are written: ESMA technical guidance and XML validation rules.

How they were counted

Not counted: ESMA's report validation rules for settlement internalisers apply (BaFin links ESMA's technical guidance); the library has no ESMA entry.

Counts are in the BaFin's own unit, so they are not comparable with other regulators' counts.

Public data

No published data from this return was found. Not published. Source

Official documents (5)

The BaFin's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.

  • MVP-Portal

    List of returns · HTML

    BaFin's page on its reporting and publishing platform (Melde- und Veröffentlichungsplattform, MVP). It lists 44 specialised procedures (Fachverfahren) firms use to file with BaFin, with registration steps and manuals. Read in German; the English version lists only 18 of them.

  • MVP Portal

    List of returns · HTML

    English version of the MVP Portal page. It lists 18 specialised procedures, fewer than the German page.

  • Settlement internalisers - reports under Article 9(1) of the CSDR

    Filing rules · HTML · 3 February 2025

  • Information sheet on the Settlement internaliser reporting procedure

    Filing rules · PDF · 470.4 KB · 4 June 2019

    Quarterly reporting by settlement internalisers, XML to ESMA's specification, file naming NCADE_DATISR_CSDR9_<country>-<LEI>-<year>-<quarter>_<version>.xml, GZIP compression.

    SHA-256 da950bca4e7ashow in fullda950bca4e7a260bdab8438d800bc003a3db4c677e0e525049d0a68a19654182
  • Benutzerhandbuch für das MVP Portal

    Guidance · PDF · 3.3 MB

    User manual for registering on the MVP Portal and applying for specialised procedures. Not read in full; size and hash recorded.

    SHA-256 ad770ad7df85show in fullad770ad7df85ff9be0dcd51cb1dc67d7edb2db7c7c6cb35cab09ca5ff605278e

Sources

Every page and document this return's facts were read from.

Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.

Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see BaFin's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.

© Federal Financial Supervisory Authority / www.bafin.de. Documents copied here are unchanged. The plain-English summaries are Line4's own; BaFin does not endorse this library.

Last checked 11 November 2026.