The facts
- Who files
- Central securities depositories (Article 2(1)(1) CSDR) or their third-party notifiers. Source
- How often
- Monthly reports and an annual report. Source
- Deadline
- Not stated on BaFin's procedure page or information sheet, the pages checked. Source
- Format
- XML. An XML file in line with ESMA's requirements, compressed with GZIP, uploaded in the MVP procedure 'CSDR Art. 7 Settlement Fails Reporting'. A report counts as submitted only with a confirmation of receipt holding a report ID. Source
- How it is filed
- Filing routes recorded for the BaFin: MVP Portal (Melde- und Veröffentlichungsplattform, reporting and publishing platform); Direct submission to BaFin outside the MVP Portal. See how firms file with the BaFin.
- Status
- In force
- Group
- Central securities depositories (EU, ESMA)
Templates (0)
The library lists no templates for this return.
EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked. Source
Validation rules
The BaFin publishes the checks it runs on this return. They could not be counted from the published material. Software can run them exactly as published. Source
How they are written: ESMA XML schemas and technical reporting instructions.
How they were counted
Not counted: ESMA's technical reporting instructions and validation apply; the library has no ESMA entry.
Counts are in the BaFin's own unit, so they are not comparable with other regulators' counts.
Public data
No published data from this return was found. Not published. Source
Official documents (5)
The BaFin's own files, with the size and SHA-256 fingerprint of each as downloaded on 11 November 2026, so anyone can tell whether a copy is the same version.
- MVP-Portal
List of returns · HTML
BaFin's page on its reporting and publishing platform (Melde- und Veröffentlichungsplattform, MVP). It lists 44 specialised procedures (Fachverfahren) firms use to file with BaFin, with registration steps and manuals. Read in German; the English version lists only 18 of them.
- MVP Portal
List of returns · HTML
English version of the MVP Portal page. It lists 18 specialised procedures, fewer than the German page.
- CSDR Art. 7 Settlement Fails Reporting
Filing rules · HTML
MVP procedure for monthly and annual settlement fails reports by central securities depositories.
- Information sheet on the specialised procedure CSDR Art. 7 Settlement Fails Reporting
Filing rules · PDF · 509.3 KB · 20 January 2022
SHA-256
e64da2bf2c9fshow in fulle64da2bf2c9f2d8e7d691f45a79fa758e1fb9ad487c194e9c8ac302cbe956dde - Benutzerhandbuch für das MVP Portal
Guidance · PDF · 3.3 MB
User manual for registering on the MVP Portal and applying for specialised procedures. Not read in full; size and hash recorded.
SHA-256
ad770ad7df85show in fullad770ad7df85ff9be0dcd51cb1dc67d7edb2db7c7c6cb35cab09ca5ff605278e
Sources
Every page and document this return's facts were read from.
- bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html
- bafin.de/SharedDocs/Downloads/EN/MVP/dl_Settlement_Fails_Reporting_Infoblatt_zum_Fachverfahren_en.pdf?__blob=publicationFile&v=1
Knowing exactly what is collected, in what format and under which rules is the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.
Line4's text and records here are free to reuse under CC BY 4.0. Please credit: “Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai”. The regulators' documents, forms, taxonomies, rules and data belong to them: see BaFin's reuse terms. This describes what regulators publish. It is not legal or regulatory advice: always rely on the regulator's own text.
© Federal Financial Supervisory Authority / www.bafin.de. Documents copied here are unchanged. The plain-English summaries are Line4's own; BaFin does not endorse this library.
Last checked 11 November 2026.