The rule in plain words
In Own funds (CA1) (C01.00.01.01): "Own funds" in column "Amount" (row 0010, column 0010) must be reported.
This is a warning. It does not stop the return on its own, but your supervisor may ask you to explain it. It runs only when your filing indicators mark C01.00.01 as reported.
The cells it reads
Own funds (CA1) (C01.00.01.01)
Row
- R0010Own funds
Column
- C0010Amount
Own funds for SDDTs (CA1 SDDT) (SC01.00.01.01)
Row
- R0010Own funds
Column
- C0010Amount
Which returns it applies to
Line4 Check runs it on the own funds (PRA001) and own funds for SDDTs (PRA116) returns on Bank of England banking taxonomy 4.1.1. The Bank of England applies it to own funds for SDDTs (PRA116) and own funds (PRA001) returns, as a warning.
The Bank’s own words and formula
The plain words above spell out the Bank’s formula, with each cell named from its templates. In the Bank of England’s list of validations, word for word:
v6293_1_m: [C01.00.01.01 (r0010)] {c0010} != empty
Show the formulaShowHide
The Bank of England's formula. Cells are written as {t: table, r: row, c: column}.
not(isNull({t: C01.00.01.01, r: 0010, c: 0010}))Other rules on Own funds (CA1) (C01.00.01.01)
- Own funds (CA1): "Tier 1 capital" in column "Amount" must be reported (v6293_2_m)
- Own funds (CA1): "Common equity tier 1 capital" in column "Amount" must be reported (v6293_3_m)
- Own funds (CA1): a value must not be more than another (v4813_m)Blocking
- Own funds (CA1): the sum of "Tier 1 capital" and "Tier 2 capital" must be more than zero (v4747_m)
- Own funds (CA1): value for mentioned rows should be lower than or equal to zero (v3685_s)Blocking
- Own funds (CA1): every value in 28 rows in column "Amount" must be zero or more (v3684_s)Blocking
- Own funds (CA1): a total must equal the sum of its parts (v09738_m)
- Own funds (CA1): "Tier 1 capital" must equal the sum of "Additional tier 1 capital" and "Common equity tier 1 capital" (v1771_h)Blocking
Every PRA banking rule on C01.00.01.01
Checks like this one, run at the point of submission, are the first step to real-time supervision. Line4 builds SupTech software for financial regulators that runs checks like these as each return arrives.