The rule in plain words
Custody assets [by type of customer] must equal collective investment plus other.
All the values are in the amount of the assets involved in the services provided column (0010) of F 22.02.
How the Line4 Check report words itShowHide
Word for word as the report shows it when the rule fails.
Custody assets [by type of customer] = Collective investment + Other
What to do if your filing fails it
- 01Open the template below and find the cells the rule reads.
- 02Add up the parts in your file and compare the result with the total.
- 03If they differ, a part is missing, a value sits in the wrong row, or the total is out of date.
- 04EBA allows a small rounding difference, worked out from the decimals each value is reported with.
- 05It runs only when your filing indicators mark F 22.02 as reported.
- 06This is a warning. It does not stop the filing on its own, but your authority may ask you to explain it.
The cells it reads
Assets involved in the services provided (F 22.02)
Rows
- 0060Custody assets [by type of customer]
- 0070Collective investment
- 0080Other
Column
- 0010Amount of the assets involved in the services provided
A worked example
The first of its checks, with simple numbers.
Custody assets [by type of customer] must then be 2,000.
A file that reports 2,000 passes. One that reports 2,100 fails, by 100.
The numbers are illustrative, reported to the unit, so the rounding tolerance does not change the result.
Show the rule as writtenShowHide
EBA's formula. Cells are written as {template, row, column, sheet}.
{F_22.02,r0060,c0010,} = {F_22.02,r0070,c0010,} + {F_22.02,r0080,c0010,}Other rules on F 22.02
- Customer resources distributed but not managed [by type of product] must equal the sum of its three parts (v903594_h)Warning
- The absolute value of custody assets [by type of customer] cannot be less than the absolute value of custody assets [by type of customer] entrusted to other entities (v23826_h)Warning
- Amount of the assets involved in the services provided cannot be negative (v3971_s)Warning
Every FINREP 9 rule, by template
Checks like this one, run at the point of submission, are the first step to real-time supervision.