Line4

1 min readWarningEBA reporting framework 4.2Updated 10 November 2026

Assets formally delegated to another entity cannot be more than monthly assets under management, discretionary portfolio management (EBA rule v11165_m)

A warning in the investment firms, class 2 return (IFR class 2), on template I 06.02, average value of total monthly AUM.

Check your file against this ruleWhat to do if it fails

The rule in plain words

Assets formally delegated to another entity cannot be more than monthly assets under management - discretionary portfolio management.

EBA checks it for 14 columns, from month t-3 (0010) to month t-16 (0140). That makes 14 checks. A failure names the one that failed.

How the Line4 Check report words itShow

The first of its checks, word for word as the report shows it when it fails. The others read the same, with their own column, row or sheet.

Month t-7: of which: assets formally delegated to another entity <= Monthly assets under management - discretionary portfolio management

What to do if your filing fails it

  1. 01Open the template below and find the cells the rule reads.
  2. 02Compare the values in your file. If the first is bigger than it may be, one of them is wrong: check both before you change either.
  3. 03EBA allows a small rounding difference, worked out from the decimals each value is reported with.
  4. 04It runs only when your filing indicators mark I 06.02 as reported.
  5. 05This is a warning. It does not stop the filing on its own, but your authority may ask you to explain it.

The cells it reads

Average value of total monthly AUM (I 06.02)

Rows

  • 0020Monthly assets under management - discretionary portfolio management
  • 0030of which: assets formally delegated to another entity

Columns

  • 0010Month t-3
  • 0020Month t-4
  • 0030Month t-5
  • 0040Month t-6
  • 0050Month t-7
  • 0060Month t-8
  • 0070Month t-9
  • 0080Month t-10
  • 0090Month t-11
  • 0100Month t-12
  • 0110Month t-13
  • 0120Month t-14
  • 0130Month t-15
  • 0140Month t-16

A worked example

The first of its checks, with simple numbers.

Illustrative values
assets formally delegated to another entity1,200
What the rule then expects

Monthly assets under management - discretionary portfolio management must then be at least 1,200.

1,200Passes
1,100Fails

A file that reports 1,200 passes. One that reports 1,100 fails, by 100.

The numbers are illustrative, reported to the unit, so the rounding tolerance does not change the result.

Show the rule as writtenShow

EBA's formula, as written out for the first of its checks. Cells are written as {template, row, column, sheet}.

{I_06.02,r0030,c0050,} <= {I_06.02,r0020,c0050,}

The next five:

{I_06.02,r0030,c0030,} <= {I_06.02,r0020,c0030,}{I_06.02,r0030,c0100,} <= {I_06.02,r0020,c0100,}{I_06.02,r0030,c0070,} <= {I_06.02,r0020,c0070,}{I_06.02,r0030,c0020,} <= {I_06.02,r0020,c0020,}{I_06.02,r0030,c0060,} <= {I_06.02,r0020,c0060,}

And 8 more, the same formula for the other cells it covers.

Every IFR class 2 rule, by template

Checks like this one, run at the point of submission, are the first step to real-time supervision.