BluePrints
Proven supervisory patterns distilled from real regulatory implementations. Each BluePrint represents deep case study work with regulators: from case management to enforcement workflows.
BluePrints
Proven patterns from real supervisory implementations. Each BluePrint represents deep case study work with regulators.
Supervisory case management
Track and manage cases across supervised entities with workflow automation and audit trails.
Regulatory surveys & data collection
Collect, validate and process regulatory data from firms including Excel, XBRL and custom formats.
Entity licensing & authorization
Manage application workflows, due diligence checks, and approval processes for entity authorization.
Enforcement & investigations
Coordinate enforcement actions, investigation workflows, and evidence management with full auditability.
Risk assessment & monitoring
Ongoing supervisory risk assessment with AI-powered insights and early warning indicators.
Prudential supervision
Monitor capital adequacy, solvency, and prudential metrics with automated reporting and alerts.
Market surveillance
Detect market misconduct, suspicious trading patterns, and conduct surveillance with AI analysis.
Thematic review management
Coordinate cross-firm thematic reviews with data collection, analysis and reporting workflows.
AML & financial crime supervision
Supervise firms' AML/CFT compliance programs with risk-based monitoring and assessment tools.
Regulatory reporting & analytics
Aggregate and analyze regulatory data with customizable dashboards and automated report generation.
Operational workflows
General supervisory processes including document management, communications and task coordination.
Custom supervisory tools
Bespoke solutions for unique regulatory requirements and specialized supervisory functions.
How we work
Our BluePrints aren't theoretical. They're distilled from real regulatory projects and deep case study work with supervisors.
Discovery & mapping
We start with collaborative workshops to understand your regulatory requirements, workflows, and operational challenges. Drawing on our case study experience, we identify patterns and map your needs to proven solutions.
BluePrint selection or design
Our BluePrints are built from real-world regulatory implementations: case management systems we've delivered, survey platforms we've built, enforcement workflows we've refined. We adapt existing patterns or design custom solutions informed by this deep case study knowledge.
AI-augmented development
We leverage AI to accelerate development while our engineering team applies regulatory expertise learned from actual supervisory operations. Every solution is reviewed, tested, and validated against real-world requirements.
Deploy & evolve
You get full source code ownership and deployment support. As your requirements evolve, we continue the partnership by applying insights from our growing library of regulatory case studies to keep your solution effective.
Expertise-led, case study-informed
Every BluePrint is informed by actual regulatory implementations, not theoretical frameworks. This is consultative work grounded in deep domain knowledge and proven through real supervisory deployments.