{"name":"Line4 regulatory submissions library","licence":"Line4's own text, and the way Line4 has collected and arranged these records, are licensed under CC BY 4.0. The facts themselves (names, codes, dates, frequencies, formats) belong to no one. The regulators' document titles, template names, quoted terms and documents belong to the regulators and are not covered by this licence: see each regulator's reuse terms. Not affiliated with or endorsed by any regulator.","license_url":"https://creativecommons.org/licenses/by/4.0/","credit":"Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai","last_checked":"2026-11-13","url":"https://www.line4.ai/regulatory-returns","regulators":[{"id":"fma-li","last_checked":"2026-11-13","regulator":{"name":"Financial Market Authority Liechtenstein","short_name":"FMA","country":"Liechtenstein","country_code":"LI","region":"Europe","website":"https://www.fma-li.li","what_it_does":"The FMA is Liechtenstein's integrated and independent financial market supervisor. It supervises banks, investment firms, insurers, pension schemes and pension funds, payment and e-money institutions, fund managers and funds, and other financial intermediaries, and also acts as the national resolution authority. It collects periodic returns to check that supervised firms meet their legal obligations, to monitor their financial condition and risks, and (for EU/EEA-harmonised returns) to pass data on to the European Supervisory Authorities.","source":"https://www.fma-li.li/en/fma/organization/mission-participants"},"scope":{"text":"Every periodic return the FMA lists for the main populations it supervises, as far as its own pages and linked documents describe them: 80 returns, of which 48 national (the FMA's own; group names end '(national)') and 32 EU/EEA-harmonised (group names end '(EU, EBA)', '(EU, EIOPA)' or '(EU, ESAs)'; Liechtenstein takes part through the EEA Agreement, not as an EU member, but its own pages and legal texts apply the EU frameworks directly once the underlying EU act has been taken into the EEA Agreement and Liechtenstein law, for example Durchführungsverordnung (EU) Nr. 2024/3117, which gives direct effect to the EBA's Implementing Technical Standards on supervisory reporting). Two returns (pension fund individual annual and quarterly reporting) and the AIFMD reporting return are EU-defined (by EIOPA or ESMA) but the library has no matching EIOPA or ESMA entry yet, so they are described in full here rather than pointed at a library id, as the EIOPA RSR and ORSA returns also are. Covered, in priority order: (1) banks and investment firms that remain on the CRR/bank calendar ('Class 1'), using the Meldekalender der Banken und Wertpapierfirmen (Stand Juni 2025) as the anchor list, which sets out every periodic and event-driven return with its legal basis, frequency, reference dates, deadlines and format; (2) investment firms under the Wertpapierfirmengesetz (the IFR/IFD-style Class 2 and Class 3 population), anchored on FMA-Wegleitung 2025/1; (3) e-money institutions and payment institutions, anchored on the joint Meldekalender der E-Geld-Institute und Zahlungsinstitute; (4) insurance undertakings, anchored on FMA-Wegleitung 2022/6 and the national statutory XBRL taxonomy pages; (5) pension schemes (Vorsorgeeinrichtungen, under the BPVG) and pension funds (Pensionsfonds, under the PFG), anchored on FMA-Wegleitung 2022/7 and FMA-Wegleitung 2022/8; (6) UCITS management companies and funds, and AIFM and the AIF they manage, anchored on the 'Laufende Aufsicht' (ongoing supervision) pages for each population and, for AIFMD reporting, the Wegleitung zu Berichtspflichten für AIF und AIFM; (7) DORA reporting that applies across all these sectors, anchored on the FMA's DORA Reporting page. Research was done in German for the Meldekalender, Wegleitungen, Mitteilungen and Excel/XBRL templates, which are not published in English; the FMA's English pages were used for the regulator's mission, for the DORA pages (published in English) and for the general structure of each sector's pages, and official German titles are kept in 'official_name' or in the return's own 'code' where the FMA gives one. Quoted deadlines are close translations of the German text, not literal quotations. Left out, or covered only lightly: insurance intermediaries, auditors and audit firms, trustees and trust companies, patent lawyers, persons under Art. 180a PGR, crypto-asset service providers and token issuers under the Token and Trustworthy Technology Act (TVTG) and under MiCAR (the FMA's TVTG page states the supervisory system for VT service providers is 'rein anlassbezogen', purely event-driven, with no periodic return, and the MiCAR pages checked describe only the registration and notification process, not a periodic report); the Markets in Crypto-Assets Regulation (MiCAR) issuer and CASP reporting ids in the library (eba/mica, eba/mica-of) were not matched to any periodic Liechtenstein return because none was found; statistical surveys and MiFIR transaction/position reporting, EMIR and SFTR reporting, market abuse notifications and short-selling notifications (these are mostly event- or trade-driven, not periodic, and were only noted where a model file's convention required a national-facts return, which none of these warranted on the pages read); and detailed per-template EBA/EIOPA explanatory annexes, which are the responsibility of the library's own eba/<id> and eiopa/<id> entries, not repeated here.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"submission_systems":[{"name":"e-Service","what":"The FMA's online portal for regulatory filings. Firms upload periodic returns (as XBRL, XML, Excel or PDF files), event-driven notifications and supporting documents; the portal runs automated validation on XBRL submissions and returns an error report. This is the FMA's own public page about the reporting module; the login/registration page (portal.fma-li.li) is never requested by this library.","url":"https://www.fma-li.li/de/e-service/meldewesen","source":"https://www.fma-li.li/de/e-service/meldewesen"}],"licence":{"name":"Financial Market Authority Liechtenstein (FMA): Legal notice, 'Terms of use'","quote":"The information available on the FMA website and its subsites may be stored, passed on and reproduced. However, it may not be altered or falsified. The dissemination or reproduction is only permitted if the source is cited.","url":"https://www.fma-li.li/en/legal-notice","checked":"2026-11-13","redistribution":"allowed with conditions","conditions":"Credit: cite the FMA as the source. Do not alter or falsify the information (copies here are unchanged; the summaries are Line4's own words and say so). Links: a commercial provider's link to the FMA website must open it as the only thing in the browser window, never in a frame. Logos: the FMA logo (including its lettering) may not be used or reproduced.","decision":"mirror","decision_reason":"The FMA allows the information on its website to be stored, passed on and reproduced, unaltered and with the source cited. So copies of the FMA's own reporting documents are kept, unchanged, with that credit. Legal texts and other bodies' material are not copied.","required_notice":"Source: Financial Market Authority Liechtenstein (FMA), https://www.fma-li.li. Documents are linked on the regulator's own site, not hosted here. The plain-English summaries are Line4's own; the FMA does not endorse this library."},"public_filed_data":[{"name":"Insurance undertakings' solvency and financial condition reports (SFCR)","level":"firm-level","description":"Each insurance undertaking publishes its own annual SFCR, with EIOPA's public disclosure quantitative templates, on its own website.","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf","format":"PDF with XBRL quantitative annexes","returns":["aps"],"reuse":"Each firm's own terms apply; not the FMA's licence.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},{"name":"Banks' and investment firms' Pillar 3 disclosure reports","level":"firm-level","description":"Each bank publishes its own Pillar 3 disclosure report, using the EBA's uniform disclosure templates, usually on its own website; the FMA is told the link.","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","format":"PDF with structured annexes","returns":["disclosure-report-banks"],"reuse":"Each firm's own terms apply; not the FMA's licence.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"name":"Investment firms' IFR Art. 46 disclosures","level":"firm-level","description":"Each Class 2 (and, for additional Tier 1 issuers, Class 3) investment firm publishes its own capital, remuneration, risk management and (where applicable) investment-policy disclosures, usually on its own website.","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","format":"Free form, with structured annexes for own funds and investment policy","returns":["if-public-disclosure"],"reuse":"Each firm's own terms apply; not the FMA's licence.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},{"name":"UCITS and AIF fund annual and half-year reports","level":"firm-level","description":"Each management company, self-managed investment company or AIFM publishes the annual and half-year report of each fund it runs, usually on its own website.","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwaltungsgesellschaft-und-ogaw-nach-ucitsg/laufende-aufsicht","format":"PDF","returns":["ucits-fund-annual-report","ucits-fund-half-year-report","aif-annual-report","aif-half-year-report"],"reuse":"Each firm's own terms apply; not the FMA's licence.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwaltungsgesellschaft-und-ogaw-nach-ucitsg/laufende-aufsicht"}],"gaps":["The FMA's English 'Templates' page for banks and investment firms holds only a licensing form. Reporting detail for banks, investment firms, payment institutions and e-money institutions is read from the German 'Meldewesen' and 'Meldekalender' pages.","MiCA issuer and crypto-asset service provider periodic reporting (library ids eba/mica, eba/mica-of): the FMA's German pages on activities under MiCAR, in its banking division and its asset management and markets division, describe registration, notification of token issuance and the register of token issuers, but no periodic report to the FMA was found on these pages; not catalogued as a return.","Token and Trustworthy Technology Act (TVTG) VT service providers: the FMA's own page states the supervisory system is 'rein anlassbezogen' (purely event-driven), built around the notification duties in Art. 28 TVTG, with no periodic return; not catalogued as a return.","Pension fund (Pensionsfonds) 'Individual Annual Reporting' and 'Individual Quarterly Reporting' and the insurers' RSR and ORSA supervisory reports are EU-defined (by EIOPA, via the Solvency II Delegated Regulation for RSR/ORSA, and via EIOPA's own occupational pension fund templates for the two IORP returns) but the library's EIOPA entry has no IORP return, RSR or ORSA to match; these four returns are fully described here from the FMA's own Wegleitungen instead of being pointed at a library id.","AIFMD Annex IV / Art. 107 AIFMG reporting is defined by ESMA (the 'consolidated AIFMD reporting template'), which the library's ESMA entry describes at EU level (AIFMD Annex IV); the return is fully described here from the FMA's own Wegleitung zu Berichtspflichten für AIF und AIFM instead of being pointed at a library id.","MiFIR transaction reporting (FMA-Wegleitung 2017/24), EMIR, SFTR and market abuse (MAR) notifications, and short-selling notifications are trade- or event-driven under the FMA's own 'Märkte' pages, not periodic returns in the sense this page catalogues; they were read but not added as returns.","The FMA's English 'Templates' page for banks and investment firms lists only one licensing form (assessment of guarantees); it was checked but is not a source for any periodic return.","Insurance intermediaries, auditors and audit firms, trustees and trust companies, patent lawyers, and persons under Art. 180a PGR each have their own FMA pages but were not catalogued in depth; their 'ongoing supervision' pages were not systematically checked for periodic returns.","Document dates for most FMA forms and guidelines (Wegleitungen) are the server's Last-Modified date, because the files do not always state a publication date; where a guideline states its own 'Letzte Änderung' (last amended) date, that date is used."],"sources":[{"title":"FMA Liechtenstein: legal notice (terms of use)","url":"https://www.fma-li.li/en/legal-notice"},{"title":"FMA Liechtenstein: mission and participants","url":"https://www.fma-li.li/en/fma/organization/mission-participants"},{"title":"Banks: Meldewesen (reporting)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"Banks: Regulierung/Rechtsgrundlagen (regulation/legal basis)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/regulierung-rechtsgrundlagen"},{"title":"Investment firms (Class 2/3): Laufende Aufsicht (ongoing supervision)","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht"},{"title":"E-money and payment institutions: Meldekalender (reporting calendar)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},{"title":"Insurance undertakings: Meldewesen XBRL","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-versicherungen-vorsorgeeinrichtungen/versicherungsunternehmen/meldewesen-xbrl"},{"title":"Insurance undertakings: Regulierung/Rechtsgrundlagen","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-versicherungen-vorsorgeeinrichtungen/versicherungsunternehmen/regulierung-rechtsgrundlagen"},{"title":"Pension schemes (Vorsorgeeinrichtungen): Laufende Aufsicht","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-versicherungen-vorsorgeeinrichtungen/vorsorgeeinrichtungen/laufende-aufsicht"},{"title":"Pension funds (Pensionsfonds): Regulierung/Rechtsgrundlagen","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-versicherungen-vorsorgeeinrichtungen/pensionsfonds/regulierung-rechtsgrundlagen"},{"title":"UCITS management companies and funds: Laufende Aufsicht","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwaltungsgesellschaft-und-ogaw-nach-ucitsg/laufende-aufsicht"},{"title":"AIFM: Laufende Aufsicht","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},{"title":"AIFM: Regulierung/Rechtsgrundlagen","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/regulierung-rechtsgrundlagen"},{"title":"DORA Reporting","url":"https://www.fma-li.li/en/supervision-regulation/dora/dora-reporting"},{"title":"FMA-Wegleitung 2022/6: regular reporting under the VersAG","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},{"title":"FMA-Wegleitung 2022/7: regular reporting under the BPVG","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-07-berichterstattung-nach-bpvgpdf.pdf"},{"title":"FMA-Wegleitung 2022/8: regular reporting under the PFG","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-08-berichterstattung-nach-pfgpdf.pdf"},{"title":"FMA-Wegleitung 2025/1: periodic reporting for investment firms","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},{"title":"Wegleitung zu Berichtspflichten für AIF und AIFM","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/ohne-nummer/wegleitung-berichtspflichten-fur-aif-und-aifm.pdf"},{"title":"Meldekalender der Banken und Wertpapierfirmen (Stand Juni 2025)","url":"https://www.fma-li.li/fma-li/documents/banken/meldekalender-der-banken-und-wertpapierfirmen-stand-juni-2025.xlsx"},{"title":"Periodische Meldepflichten der E-Geld-Institute und Zahlungsinstitute","url":"https://www.fma-li.li/fma-li/documents/banken/periodische-meldepflichten-egeld-stand-februar-2020-v2-aktuell.xlsx"}],"returns":[{"id":"corep-of","code":"COREP OF","name":"Own funds and capital requirements (COREP)","group":"Banks and investment firms (Class 1): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised own funds and capital requirements report under the Capital Requirements Regulation (CRR) and the EBA's Implementing Technical Standards on supervisory reporting. It covers own funds, credit risk, counterparty credit risk, operational risk, market risk, CVA risk, risk exposures secured by immovable property (IP losses) and loss coverage of non-performing exposures.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, credit institutions, finance companies and holding companies of a financial group that is not an insurance group (the 'Class 1' population that files on the bank calendar), solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly (own funds, credit risk, operational risk, market risk, CVA risk, NPE loss coverage); some sub-templates (group solvency, securitisation detail, counterparty credit risk, IP losses) are half-yearly or annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"Quarterly templates: 12 May (Q1), 11 August (Q2), 11 November (Q3), 11 February (Q4). Half-yearly templates: 11 August, 11 February. Annual templates (IP losses): 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Filed through the e-Service portal as an XBRL instance in a zip file."},"legal_basis":[{"title":"Regulation (EU) No 575/2013 (Capital Requirements Regulation), Art. 430","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 5 and Art. 7 (national implementing act)","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-of (docs/eba/corep-of.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2017-10","dv-2024-3117","visuelle-darstellung-eba-templates"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"FMA-Wegleitung 2017/10 sets Liechtenstein's own filing conventions on top of the EBA's validation rules."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/regulierung-rechtsgrundlagen"]},{"id":"corep-lr","code":"COREP LR","name":"Leverage ratio (COREP)","group":"Banks and investment firms (Class 1): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised unweighted leverage ratio report, a backstop against an excessively low capital base regardless of risk weighting.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, credit institutions, finance companies and holding companies of a financial group that is not an insurance group, solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 429 in conjunction with Art. 92","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 15","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-lr (docs/eba/corep-lr.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"corep-le","code":"COREP LE","name":"Large exposures (COREP)","group":"Banks and investment firms (Class 1): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised large exposures report. An exposure before exemptions and credit risk mitigation that reaches 10% or more of eligible capital must be reported.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"All banks, credit institutions, finance companies and holding companies of a financial group that is not an insurance group, solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430 in conjunction with Art. 394","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 14","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-le (docs/eba/corep-le.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"corep-frtb","code":"COREP FRTB","name":"Market risk thresholds (FRTB)","group":"Banks and investment firms (Class 1): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"Reports the trading book and market risk thresholds used to decide which institutions must use the Fundamental Review of the Trading Book (FRTB) alternative standardised approach, and small and non-complex institution (SNCI) and large institution thresholds.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks and investment firms, solo (mother companies report only on a consolidated basis).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly on a solo basis; parent companies report only on a consolidated basis.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430b(6)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-frtb (docs/eba/corep-frtb.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"One sub-template (C24.01) is listed as not yet in force."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"corep-lcr-da","code":"COREP LCR","name":"Liquidity coverage ratio (LCR)","group":"Banks and investment firms (Class 1): liquidity (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised liquidity coverage requirement report under the LCR Delegated Act.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"monthly","text":"Monthly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"15 calendar days after the end of the reporting month.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(1)(d)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 16","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-lcr-da (docs/eba/corep-lcr-da.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2017-7","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"corep-nsfr","code":"COREP NSFR","name":"Net stable funding ratio (NSFR)","group":"Banks and investment firms (Class 1): liquidity (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised structural (net stable funding) liquidity ratio report.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(1)(d)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 17","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-nsfr (docs/eba/corep-nsfr.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2017-7","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"corep-alm","code":"COREP ALMM","name":"Additional liquidity monitoring metrics (ALMM)","group":"Banks and investment firms (Class 1): liquidity (EU, EBA)","status":"in force","purpose":{"text":"Additional liquidity monitoring metrics: maturity ladder, concentration of funding by counterparty and product, cost of funding, and concentration of counterbalancing capacity by issuer.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo and consolidated.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"monthly","text":"Monthly for the maturity ladder (unless a bank qualifies for quarterly reporting under FMA-Wegleitung 2017/7); the other ALMM sub-templates follow the same cycle.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"15 calendar days after the end of the reporting month (11 February, 12 May, 11 August, 11 November if reporting quarterly).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(1)(d)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 18","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/corep-alm (docs/eba/corep-alm.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2017-7","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"finrep9","code":"FINREP","name":"Financial reporting (FINREP)","group":"Banks and investment firms (Class 1): financial statements (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised supervisory financial reporting framework: balance sheet, income statement, breakdowns of financial assets and liabilities, non-performing exposures, forbearance, geographic breakdown, fair value, group structure and related items.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks that report under IFRS; firms on local GAAP file the national Local FINREP return instead.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Most templates quarterly; some (group structure, fair value hierarchy, provisions, defined benefit plans) annual; some half-yearly (contingent liabilities, related parties); some quarterly only above a threshold.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"Quarterly templates: 12 May, 11 August, 11 November, 11 February. Half-yearly templates: 11 August, 11 February. Annual templates: 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(3)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 11","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/finrep9 (docs/eba/finrep9.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","dv-2024-3117","visuelle-darstellung-eba-templates"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"ae","code":"COREP AE","name":"Asset encumbrance","group":"Banks and investment firms (Class 1): financial statements (EU, EBA)","status":"in force","purpose":{"text":"Reports the overview of encumbered and unencumbered assets, collateral received, covered bonds maturity data and contingent encumbrance.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks; a size-and-encumbrance-based exemption applies to the extended-data and contingent-encumbrance templates for institutions that are not large and whose asset encumbrance is below 15%.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly for the main overview and covered-bond maturity data; half-yearly for the extended data; annual for contingent encumbrance.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"Quarterly: 12 May, 11 August, 11 November, 11 February. Half-yearly: 11 August, 11 February. Annual: 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(1)(g)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Durchführungsverordnung (EU) Nr. 2024/3117, Art. 19","url":"https://www.fma-li.li/fma-li/documents/banken/dv-2024-3117.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/ae (docs/eba/ae.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","dv-2024-3117"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"irrbb","code":"IRRBB","name":"Interest rate risk in the banking book (IRRBB)","group":"Banks and investment firms (Class 1): financial statements (EU, EBA)","status":"in force","purpose":{"text":"Reports the bank's exposure to interest rate risk in the banking book and credit spread risk in the banking book (IRRBB and CSRBB), following EBA Guidelines EBA/GL/2022/14.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 84","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"EBA/GL/2022/14","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/irrbb (docs/eba/irrbb.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2019-11","meldeformular-irrbb"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"fp","code":"FP","name":"Funding plans","group":"Banks and investment firms (Class 1): other EU reports (EU, EBA)","status":"in force","purpose":{"text":"Annual report on the bank's funding plans, following EBA Guidelines EBA/GL/2019/05.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks; parent companies report only on a consolidated basis.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 15 March deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 154","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"EBA/GL/2019/05","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/fp (docs/eba/fp.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","template-funding-plan","erlauterungen-funding-plan"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"esg-banks","code":"ESG","name":"ESG risk reporting","group":"Banks and investment firms (Class 1): other EU reports (EU, EBA)","status":"in force","purpose":{"text":"Reports banks' exposures to environmental, social and governance (ESG) risks (templates D01.00 to D10.00), under the EBA's Implementing Technical Standards on Pillar 3 ESG disclosures, applied here as a supervisory return.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo (parent companies report only on a consolidated basis).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"semi-annual","text":"Half-yearly, solo (parent companies consolidated only).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"30 June reference date, deadline 31 December; 31 December reference date, deadline 30 June.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 430(1)(h), as amended by CRR III (Regulation (EU) 2024/1623)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Commission Implementing Regulation (EU) 2022/2453","url":"https://eur-lex.europa.eu/eli/reg_impl/2022/2453/oj"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/esg (docs/eba/esg.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"rem-bm-ci","code":"REMBM","name":"Remuneration benchmarking exercise","group":"Banks and investment firms (Class 1): remuneration and diversity data (EU, EBA)","status":"in force","purpose":{"text":"Annual comparison of remuneration policies and practices, broken down by business area and by staff whose work has a material impact on the institution's risk profile, following EBA/GL/2022/06.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks of significant importance under Art. 3b BankV.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual, for significant institutions only.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 15 June deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"The submitted file and its validation report are password-protected in e-Service because the return contains confidential information."},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 75","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"EBA/GL/2022/06","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-bm-ci (docs/eba/rem-bm-ci.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","vergutung-benchmarking-form","eba-gl-2022-06"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"rem-dbm","code":"REMDBM","name":"Diversity benchmarking","group":"Banks and investment firms (Class 1): remuneration and diversity data (EU, EBA)","status":"in force","purpose":{"text":"Benchmarking exercise on diversity practices at institution level, following EBA/GL/2023/08.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, at individual institution level.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"varies","text":"Every three years.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"First reporting under EBA/GL/2023/08 was due 30 April 2025 (reference date 31 December 2024); thereafter every three years, deadline 30 April.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 91(11)","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"EBA/GL/2023/08","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-dbm (docs/eba/rem-dbm.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","eba-gl-2023-08"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"rem-gap-ci","code":"Gender Pay Gap","name":"Gender pay gap","group":"Banks and investment firms (Class 1): remuneration and diversity data (EU, EBA)","status":"in force","purpose":{"text":"Reports the gender pay gap at individual institution level, following EBA/GL/2022/06.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, at individual institution level.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"varies","text":"Every three years.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"First reporting under EBA/GL/2022/06 was due 15 June 2024; thereafter every three years, deadline 15 June.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"The submitted file and its validation report are password-protected because the return contains confidential information."},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 75 and Art. 92 ff","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"EBA/GL/2022/06","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-gap-ci (docs/eba/rem-gap-ci.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","eba-gl-2022-06"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"rem-he-ci","code":"High Earners","name":"High earners data collection","group":"Banks and investment firms (Class 1): remuneration and diversity data (EU, EBA)","status":"in force","purpose":{"text":"Annual collection of data on people earning EUR 1 million or more a year, following EBA/GL/2022/08.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, at individual institution level (parent companies report only on a consolidated basis). A nil return is filed if the bank has no high earners.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 15 June deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"The submitted file and its validation report are password-protected because the return contains confidential information."},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 75(3)","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"Regulation (EU) No 575/2013, Art. 450(1)(i)","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"EBA/GL/2022/08","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-he-ci (docs/eba/rem-he-ci.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","vergutung-high-earners-form","eba-gl-2022-08"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"rem-hr-institution","code":"Higher Ratio","name":"Approved higher bonus ratio","group":"Banks and investment firms (Class 1): remuneration and diversity data (EU, EBA)","status":"in force","purpose":{"text":"Reports, at institution level, the use of a higher ratio of variable to fixed remuneration than 1:1 approved by shareholders, following EBA/GL/2022/06.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, at individual institution level.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"varies","text":"Every two years.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"First reporting under EBA/GL/2022/06 was due 15 June 2023; thereafter every two years, deadline 15 June.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"The submitted file and its validation report are password-protected because the return contains confidential information."},"legal_basis":[{"title":"Directive 2013/36/EU, Art. 75","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex:32013L0036"},{"title":"Regulation (EU) No 575/2013, Art. 450","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"EBA/GL/2022/06","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-hr-institution (docs/eba/rem-hr-institution.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","eba-gl-2022-06"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"psd-frp","code":"PSD II Fraud","name":"Payment fraud statistics","group":"Banks, e-money institutions and payment institutions: payment services (EU, EBA)","status":"in force","purpose":{"text":"Half-yearly statistical return on fraud relating to different means of payment, following EBA/GL/2018/05.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, e-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"Banks: 30 June and 31 December reference dates, deadlines 11 August and 11 February. E-money and payment institutions: the same reference dates, deadlines 11 August and 11 February.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Excel","Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Submitted as an Excel file inside a zip file via e-Service; the form is published on the FMA's website."},"legal_basis":[{"title":"Zahlungsdienstegesetz (ZDG), Art. 102","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"EBA/GL/2018/05","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/psd-frp (docs/eba/psd-frp.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","emi-pi-meldekalender","psd2-fraud-form"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"icaap","code":"ICAAP","name":"Internal Capital Adequacy Assessment Process reporting","group":"Banks and investment firms (Class 1): capital adequacy (national)","status":"in force","purpose":{"text":"The bank's own quantitative ICAAP figures and a qualitative ICAAP questionnaire, so the FMA can assess whether the bank holds capital commensurate with its risk profile.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, on a solo basis; parent companies report only on a consolidated basis.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 31 May deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Other","PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Quantitative ICAAP: e-Service form. Qualitative ICAAP questionnaire: PDF and zip file upload."},"legal_basis":[{"title":"FMA-Mitteilung 2017/4","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/mitteilungen/fma-m-2017-4-icaap.pdf"}],"templates":{"count":2,"items":[{"code":"ICAAP Quantitativ","name":"Quantitative ICAAP figures"},{"code":"ICAAP-Fragebogen","name":"Qualitative ICAAP questionnaire"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","mitteilung-2017-4"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"ilaap","code":"ILAAP","name":"Internal Liquidity Adequacy Assessment Process questionnaire","group":"Banks and investment firms (Class 1): liquidity (national)","status":"in force","purpose":{"text":"A qualitative ILAAP questionnaire so the FMA can assess whether the bank holds liquidity commensurate with its risk profile.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, on a solo basis; parent companies report only on a consolidated basis.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 31 May deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"PDF and zip file upload via e-Service."},"legal_basis":[{"title":"FMA-Mitteilung 2017/6","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/mitteilungen/fma-m-2017-6-ilaap.pdf"}],"templates":{"count":1,"items":[{"code":"ILAAP-Fragebogen","name":"ILAAP questionnaire"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","mitteilung-2017-6"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"local-finrep","code":"FINREP Local","name":"Local financial reporting","group":"Banks and investment firms (Class 1): financial statements (national)","status":"in force","purpose":{"text":"A national financial reporting return for banks that do not report under IFRS (or do, but file this alongside IFRS FINREP): balance sheet, income statement, off-balance-sheet items, outsourcing partners, assets under management and the top five income sources.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks and finance companies that report on local GAAP; some templates (assets under management, outsourcing partners) are filed even where IFRS FINREP is also filed.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"quarterly","text":"Balance sheet, income statement and off-balance-sheet templates: quarterly. Provisions for general banking risks and open derivatives: half-yearly. Assets under management, EEA information, top five income sources, outsourcing partners: annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"60 days after the reference date, plus a final version by the end of April of the following year.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["XML"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Submitted through e-Service using FMA-published XML templates."},"legal_basis":[{"title":"Bankenverordnung (BankV), Art. 39(1) and Art. 39(2)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"Bankenrechnungslegungs-Verordnung (BankRIV), Art. 20, 43, 44, 45, 54, 76, 86, 96, 98","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":9,"items":[{"code":"001","name":"Bilanz (balance sheet)"},{"code":"002","name":"Erfolgsrechnung (income statement)"},{"code":"003","name":"Ausserbilanz und übrige Angaben (off-balance-sheet items and other data)"},{"code":"004","name":"Rückstellungen/Reserven für allgemeine Bankrisiken (provisions/reserves for general banking risks)"},{"code":"005A/005B","name":"Offene Derivate Finanzinstrumente I & II (open derivative financial instruments)"},{"code":"006, K_001","name":"Aufgliederung der verwalteten Vermögen (breakdown of assets under management)"},{"code":"007","name":"Angaben in Zusammenhang mit dem EWR (EEA-related information)"},{"code":"008","name":"Erhebung der 5 wichtigsten Ertragsquellen (survey of the five main income sources)"},{"code":"009","name":"Erhebung der Outsourcingpartner (survey of outsourcing partners)"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"Templates and codes are the FMA's own, from the Local FINREP XML templates and explanatory notes."},"documents":["meldekalender-banken","local-finrep-erlauterungen","local-finrep-xml-vorlagen","local-finrep-aum-konsolidiert","local-finrep-einzelbasis","local-finrep-konsolidiert"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"aum-additional-info","code":"ZusFI","name":"Additional information on client assets under management","group":"Banks and investment firms (Class 1): financial statements (national)","status":"in force","purpose":{"text":"Annual return on the level of client assets under management and the total volume of cash and non-cash payments in and out, by residence of the counterparty.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 31 March deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Excel"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"XLS form via e-Service."},"legal_basis":[{"title":"Bankenverordnung (BankV), Art. 39","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"Bankenrechnungslegungs-Verordnung (BankRIV), Art. 98","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":1,"items":[{"code":"Zusätzliche Finanzinformationen","name":"Additional financial information form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","formular-aum-konsolidiert","erklarung-aum-konsolidiert"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"interim-financials-banks","code":"ZA","name":"Interim financial statement","group":"Banks and investment firms (Class 1): financial statements and reports (national)","status":"in force","purpose":{"text":"The bank's half-yearly interim financial statement.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"30 June reference date; 2 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 120(2)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"A narrative financial statement; no FMA form."},"documents":["meldekalender-banken"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"annual-report-banks","code":"GB","name":"Annual report","group":"Banks and investment firms (Class 1): financial statements and reports (national)","status":"in force","purpose":{"text":"The bank's annual report (Geschäftsbericht).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date; 4 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 120(2)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"A narrative document; no FMA form."},"documents":["meldekalender-banken"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"disclosure-report-banks","code":"OFF","name":"Pillar 3 disclosure report submission","group":"Banks and investment firms (Class 1): financial statements and reports (national)","status":"in force","purpose":{"text":"Banks publish a Pillar 3 disclosure report using the EBA's uniform disclosure templates and tell the FMA, via e-Service, where it is published online; if the disclosures are not already in the annual report, the report itself is also submitted.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo (parent companies disclose only on a consolidated basis). How often each template must be disclosed depends on the bank's size category.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual at minimum (frequency depends on the bank's size category, see the FMA's 'Frequency of disclosure' table).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date (end of financial year); 31 May deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"The disclosure report (where not already in the annual report) is submitted as a PDF; the bank also communicates the link to where the disclosures are published."},"legal_basis":[{"title":"Regulation (EU) No 575/2013, Art. 434a(1) and Art. 449a","url":"https://eur-lex.europa.eu/eli/reg/2013/575/oj/eng"},{"title":"Commission Implementing Regulation (EU) 2024/3172","url":"https://eur-lex.europa.eu/eli/reg_impl/2024/3172/oj"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"The disclosure templates are the EBA's own uniform Pillar 3 templates under Implementing Regulation (EU) 2024/3172; the library has no separate entry to point to, so the return is described here from the FMA's own page. Disclosed data is published by the firm itself."},"documents":["meldekalender-banken"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"firm-level","text":"Each bank publishes its own Pillar 3 disclosure report on its own website; the FMA is told the link but does not itself republish the data.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","published_by":"firm"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"recovery-plans","code":"SAN","name":"Recovery plans","group":"Banks and investment firms (Class 1): resolution (national)","status":"in force","purpose":{"text":"Recovery plans (or group recovery plans), setting out the measures a bank would take to restore its financial position after a significant deterioration, categorised by the FMA into three categories with different update cycles and deadlines.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks and investment firms, by FMA-assigned category (Category 1, 2 or 3 under Art. 2 SAV).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"varies","text":"Category 1: updated at least every 2 years or without delay after a material change. Category 2 and 3: updated and submitted at least once a year or without delay after a material change.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date. Category 1: 31 August of the following year. Category 2: 31 July of the following year. Category 3: 15 June of the following year.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF","Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"PDF or zip file, under 10 MB, via e-Service."},"legal_basis":[{"title":"Sanierungs- und Abwicklungsgesetz (SAG), Art. 6 and Annex I","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"Sanierungs- und Abwicklungsverordnung (SAV), Art. 4 and Art. 5","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"A narrative plan structured by FMA-Wegleitung 2017/6; no XBRL template."},"documents":["meldekalender-banken","wegleitung-2017-6"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"supervisory-audit-report-banks","code":"REVBE","name":"Report on the supervisory audit","group":"Banks and investment firms (Class 1): audit (national)","status":"in force","purpose":{"text":"The bank's auditor's report on the supervisory (regulatory) audit.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, through their auditor.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date; 5 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 128","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"A narrative audit report; no FMA form."},"documents":["meldekalender-banken"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"significant-shareholders-banks","code":"QA","name":"Significant shareholders","group":"Banks and investment firms (Class 1): governance (national)","status":"in force","purpose":{"text":"Information on the identity and size of holding of qualifying shareholders. Banks whose shares are not admitted to trading on a regulated market report the full list of direct and indirect shareholders with a qualifying holding; banks whose shares are listed report the identity and size of the qualifying holdings known to them, or, if none, the 20 largest shareholders.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 31 March deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"e-Service notification template."},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 92(2) and Art. 92(3)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":1,"items":[{"code":"Meldungstemplate eService","name":"Significant shareholders notification template"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","wegleitung-2017-20"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"internal-rules-register","code":"RB","name":"Register of internal rules","group":"Banks and investment firms (Class 1): governance (national)","status":"in force","purpose":{"text":"A list of all the bank's current internal rules (reglements) and their version status.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"By the end of the first quarter of the year.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Written notice to the FMA via e-Service."},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 154","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"FMA-Wegleitung 2017/13","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2017-13-meldepflicht-genehmigung-statuten-reglementen.pdf"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","note":"A free-form list naming each rule and its current version; no FMA form."},"documents":["meldekalender-banken","wegleitung-2017-13"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"psd2-ict-risk","code":"PSD II Risk","name":"Payment services: ICT and security risk self-assessment","group":"Banks, e-money institutions and payment institutions: payment services (national)","status":"in force","purpose":{"text":"Annual self-assessment of how the firm manages operational and security risks related to payment services, following EBA/GL/2017/17.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, e-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 28 February deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Excel","Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"XLS form inside a zip file via e-Service; the form is published on the FMA's website."},"legal_basis":[{"title":"Zahlungsdienstegesetz (ZDG), Art. 101(2)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"EBA/GL/2017/17","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":1,"items":[{"code":"Umgang mit operationellen und sicherheitsrelevanten Risiken","name":"ICT and security risk self-assessment form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","emi-pi-meldekalender","psd2-security-risk-form"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"correspondent-banks","code":"KB","name":"Correspondent banking relationships","group":"Banks and investment firms (Class 1): governance (national)","status":"in force","purpose":{"text":"Annual notification of the bank's correspondent banking relationships.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, solo (parent companies report only on a consolidated basis).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"31 December reference date, 31 May deadline.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Excel"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Form with an Excel upload function via e-Service."},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 154","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"}],"templates":{"count":1,"items":[{"code":"Meldung von Korrespondenzbanken","name":"Correspondent banking relationships form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","formular-korrespondenzbanken"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"]},{"id":"complaints","code":"Beschw","name":"Customer complaints","group":"Banks, investment firms, e-money and payment institutions, fund managers: conduct (national)","status":"in force","purpose":{"text":"Half-yearly collection of customer complaints data, following the Joint Committee of the European Supervisory Authorities' guidelines on complaints handling for the securities and banking sectors (JC 2014 43, JC 2018 35) and for insurers (EIOPA-BoS-12/069), as applied by FMA-Mitteilung 2015/2.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"who_files":{"text":"Banks, investment firms (Class 1, 2 and 3), e-money institutions, payment institutions, UCITS management companies and AIFM.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"deadline":{"text":"30 June and 31 December reference dates; deadlines vary slightly by sector (banks: 31 August/28 February; investment firms, e-money and payment institutions, fund managers: 2 months after the reference date).","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","text":"Electronic form via e-Service."},"legal_basis":[{"title":"Bankengesetz (BankG), Art. 65(1)(h)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"Joint Committee guidelines on complaints handling (JC 2018 35)","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},{"title":"FMA-Mitteilung 2015/2","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/mitteilungen/fma-m-2015-2-beschwerdebearbeitung.pdf"}],"templates":{"count":1,"items":[{"code":"Erhebung Kundenbeschwerden","name":"Customer complaints collection form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"documents":["meldekalender-banken","mitteilung-2015-2"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/banken/meldewesen","https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht","https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht","https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwaltungsgesellschaft-und-ogaw-nach-ucitsg/laufende-aufsicht"]},{"id":"due-diligence-electronic-reporting","code":"SPV Art. 37/37b","name":"Electronic reporting under due diligence law","group":"Due-diligence obliged persons: anti-money laundering (national)","status":"in force","purpose":{"text":"Annual electronic report required of persons subject to due diligence duties under the Due Diligence Act, covering anti-money laundering risk indicators. The FMA may individually adjust how often a firm must report.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Investment firms under the WPFG (and, more generally, persons subject to due diligence duties the FMA supervises); the obligation itself is set out in the Due Diligence Ordinance (SPV).","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual (the FMA may set a different frequency for a given firm under Art. 37b(4) SPV).","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 December reference date, 31 March deadline.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","text":"Electronic report via the e-Service portal."},"legal_basis":[{"title":"Sorgfaltspflichtverordnung (SPV), Art. 37 and Art. 37b","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","note":"Not described in detail on the pages checked; filed as an e-Service electronic report."},"documents":["wegleitung-2025-1"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"if-class2","code":"IFR Class 2","name":"Investment firm prudential report, Class 2","group":"Investment firms (Class 2 and 3, WPFG): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised Investment Firms Regulation (IFR) prudential report: own funds, scope of activities, K-factor requirements, concentration risk and liquidity requirements.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht"},"who_files":{"text":"Class 2 investment firms under the Wertpapierfirmengesetz (WPFG), solo and (where applicable) consolidated; EEA/Union parent investment holding companies.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 March, 30 June, 30 September, 31 December reference dates; deadlines 12 May, 11 August, 11 November, 11 February.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","text":"Filed via the e-Service portal."},"legal_basis":[{"title":"Regulation (EU) 2019/2033 (IFR), Art. 54","url":"https://eur-lex.europa.eu/eli/reg/2019/2033/oj"},{"title":"Wertpapierfirmengesetz (WPFG), Art. 42 and Art. 43","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht"},{"title":"Commission Implementing Regulation (EU) 2021/2284, Art. 5 and Annex I","url":"https://eur-lex.europa.eu/eli/reg_impl/2021/2284/oj"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/if-class2 (docs/eba/if-class2.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"documents":["wegleitung-2025-1"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht"]},{"id":"if-class3","code":"IFR Class 3","name":"Investment firm prudential report, Class 3","group":"Investment firms (Class 2 and 3, WPFG): capital adequacy (EU, EBA)","status":"in force","purpose":{"text":"The EU-harmonised IFR prudential report for small and non-interconnected investment firms: own funds, scope of activities and liquidity requirements.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 3 investment firms under the WPFG, unless exempted under Art. 43(1) IFR.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 December reference date, 11 February deadline.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"legal_basis":[{"title":"Regulation (EU) 2019/2033 (IFR), Art. 54","url":"https://eur-lex.europa.eu/eli/reg/2019/2033/oj"},{"title":"Commission Implementing Regulation (EU) 2021/2284, Art. 6 and Annex III","url":"https://eur-lex.europa.eu/eli/reg_impl/2021/2284/oj"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/if-class3 (docs/eba/if-class3.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"documents":["wegleitung-2025-1"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"rem-he-if","code":"High Earners (IF)","name":"High earners data collection, investment firms","group":"Investment firms (Class 2 and 3, WPFG): remuneration (EU, EBA)","status":"in force","purpose":{"text":"Annual collection of data on investment firm staff earning EUR 1 million or more a year, following EBA/GL/2022/08.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 2 investment firms.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 December reference date, 28 February deadline.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"legal_basis":[{"title":"WPFG, Art. 42","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},{"title":"Regulation (EU) 2019/2033 (IFR), Art. 51","url":"https://eur-lex.europa.eu/eli/reg/2019/2033/oj"},{"title":"EBA/GL/2022/08","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-he-if (docs/eba/rem-he-if.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"documents":["wegleitung-2025-1"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"rem-bm-if","code":"Remuneration Benchmarking (IF)","name":"Remuneration benchmarking exercise, investment firms","group":"Investment firms (Class 2 and 3, WPFG): remuneration (EU, EBA)","status":"in force","purpose":{"text":"Annual comparison of investment firm remuneration policies and practices, following EBA/GL/2022/07; only required of Class 2 investment firms with more than 50 employees that the FMA separately tells to report.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 2 investment firms with more than 50 employees, as individually notified by the FMA.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual, for firms notified by the FMA.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 December reference date, 28 February deadline.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"legal_basis":[{"title":"WPFG, Art. 40","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},{"title":"EBA/GL/2022/07","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-bm-if (docs/eba/rem-bm-if.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"documents":["wegleitung-2025-1"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"rem-gap-if","code":"Gender Pay Gap (IF)","name":"Gender pay gap, investment firms","group":"Investment firms (Class 2 and 3, WPFG): remuneration (EU, EBA)","status":"in force","purpose":{"text":"Reports the gender pay gap at Class 2 investment firms, following EBA/GL/2022/07.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 2 investment firms with more than 50 employees, as individually notified by the FMA.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual, for firms notified by the FMA.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"31 December reference date, 28 February deadline.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"legal_basis":[{"title":"WPFG, Art. 42","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},{"title":"EBA/GL/2022/07, Annex V","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/rem-gap-if (docs/eba/rem-gap-if.md). Liechtenstein firms use the EBA's templates and taxonomy.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"documents":["wegleitung-2025-1"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply.","where":null,"machine_readable":true,"rule_format":"EBA validation rules and XBRL filing rules","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"if-half-year-report","code":"Halbjahresbericht","name":"Half-year report","group":"Investment firms (Class 2 and 3, WPFG): financial statements (national)","status":"in force","purpose":{"text":"A half-yearly report on the investment firm's business and financial position, filed on an FMA form.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 2 and Class 3 investment firms.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"30 June and 31 December reference dates; deadlines 30 August and 28 February.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-5-verwendung-des-formulars-halbjaehrliche-berichterstattung-wertpapierfirmen.pdf","text":"e-Service form; FMA-Wegleitung 2025/5 explains how to use it."},"legal_basis":[{"title":"WPFG, Art. 43(3)","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"}],"templates":{"count":1,"items":[{"code":"Halbjährliche Berichterstattung WPF","name":"Half-year report form"}],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-5-verwendung-des-formulars-halbjaehrliche-berichterstattung-wertpapierfirmen.pdf"},"documents":["wegleitung-2025-1","wegleitung-2025-5"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-5-verwendung-des-formulars-halbjaehrliche-berichterstattung-wertpapierfirmen.pdf"]},{"id":"if-public-disclosure","code":"IFR Art. 46","name":"Public disclosure","group":"Investment firms (Class 2 and 3, WPFG): financial statements (national)","status":"in force","purpose":{"text":"Investment firms publish own funds, remuneration policy, risk management and (for larger or capital-issuing firms) investment policy and ESG disclosures, usually on their own website, and tell the FMA via e-Service where and how.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"who_files":{"text":"Class 2 investment firms (full set); Class 3 investment firms only if they issue additional Tier 1 capital instruments.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"frequency":{"value":"annual","text":"Annual, alongside the approved annual accounts filed with the Office of Justice, and at the latest 12 months after the balance sheet date.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"deadline":{"text":"12 months after the balance sheet date at the latest.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","text":"Free-form publication (usually on the firm's website); own funds use Annex VI templates IF EU CC1, IF EU CC2 and IF EU CCA; investment policy uses Annex I templates IF IP2.01-2.05, IF IP3.01-3.02 and IF IP4."},"legal_basis":[{"title":"Regulation (EU) 2019/2033 (IFR), Art. 46","url":"https://eur-lex.europa.eu/eli/reg/2019/2033/oj"},{"title":"Commission Delegated Regulation (EU) 2021/2284, Annex VI","url":"https://eur-lex.europa.eu/eli/reg_del/2021/2284/oj"},{"title":"Commission Delegated Regulation (EU) 2022/1159, Annex I","url":"https://eur-lex.europa.eu/eli/reg_del/2022/1159/oj"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","note":"The disclosure templates are set by IFR Delegated Regulations (EU) 2021/2284 and (EU) 2022/1159; the library has no separate entry, so the return is described here from the FMA's own page."},"documents":["wegleitung-2025-1"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"firm-level","text":"Each investment firm publishes its own disclosures, usually on its own website; the FMA is notified but does not itself republish the data.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf","published_by":"firm"},"sources":["https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2025-1.pdf"]},{"id":"audit-report-investment-firms","code":"Prüfungsbericht","name":"Audit report","group":"Investment firms (Class 2 and 3, WPFG): audit (national)","status":"in force","purpose":{"text":"The auditor's report on the investment firm (or on a Liechtenstein branch of a foreign investment firm), together with the annual accounts.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"who_files":{"text":"Investment firms under the WPFG, through their auditor; also branches in Liechtenstein of foreign investment firms.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"deadline":{"text":"6 months after the end of the financial year.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"legal_basis":[{"title":"WPFG, Art. 51","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},{"title":"WPFV, Art. 24","url":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht","note":"A narrative audit report; no FMA form."},"documents":[],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"sources":["https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/wertpapierfirmen/laufende-aufsicht"]},{"id":"annual-report-emi-pi","code":"Geschäftsbericht","name":"Annual report","group":"E-money institutions and payment institutions: financial statements (national)","status":"in force","purpose":{"text":"The e-money or payment institution's annual report.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"End of financial year reference date; 4 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"legal_basis":[{"title":"E-Geld-Gesetz (EGG), Art. 16","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","note":"A narrative document; no FMA form."},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"interim-financials-emi-pi","code":"Zwischenabschluss","name":"Interim financial statement","group":"E-money institutions and payment institutions: financial statements (national)","status":"in force","purpose":{"text":"The e-money or payment institution's half-yearly interim financial statement.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"Interim balance sheet date; 2 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"legal_basis":[{"title":"E-Geld-Gesetz (EGG), Art. 16","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","note":"A narrative document; no FMA form."},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"finrep-local-emi-pi","code":"FINREP Local E-Geld/ZI","name":"Financial reporting","group":"E-money institutions and payment institutions: financial statements (national)","status":"in force","purpose":{"text":"A national quarterly financial report for e-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"31 March, 30 June, 30 September, 31 December reference dates; 2 months after the reference date (first due 31 March 2020); for the 31 December reference date, a final version is also due by the end of April of the following year.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","text":"e-Service form."},"legal_basis":[{"title":"E-Geld-Verordnung (EGV), Art. 6a","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},{"title":"Zahlungsdienstverordnung (ZDV), Art. 5","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":1,"items":[{"code":"FINREP Local E-Geld / ZI","name":"Financial reporting form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"own-funds-emi-pi","code":"Eigenmittel EGV/ZDV","name":"Own funds requirement calculation","group":"E-money institutions and payment institutions: capital adequacy (national)","status":"in force","purpose":{"text":"Quarterly calculation of the required own funds and proof of own funds held.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"31 March, 30 June, 30 September, 31 December reference dates; 1 month after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","text":"e-Service form."},"legal_basis":[{"title":"E-Geld-Verordnung (EGV), Art. 6a","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},{"title":"Zahlungsdienstverordnung (ZDV), Art. 5","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":1,"items":[{"code":"Berechnung der erforderlichen Eigenmittel","name":"Own funds requirement calculation form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"safeguarding-confirmation-emi-pi","code":"Sicherungsanforderung","name":"Safeguarding requirements confirmation","group":"E-money institutions and payment institutions: capital adequacy (national)","status":"in force","purpose":{"text":"Quarterly confirmation that the firm meets the requirements for safeguarding customer funds.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"31 March, 30 June, 30 September, 31 December reference dates; 1 month after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["Other"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","text":"e-Service form."},"legal_basis":[{"title":"E-Geld-Verordnung (EGV), Art. 6a","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},{"title":"Zahlungsdienstverordnung (ZDV), Art. 5","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":1,"items":[{"code":"Bestätigung der Gewährleistung der Sicherungsanforderungen","name":"Safeguarding requirements confirmation form"}],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not stated on the pages checked."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"supervisory-audit-report-emi-pi","code":"Revisionsbericht EGG","name":"Report on the supervisory audit","group":"E-money institutions and payment institutions: audit (national)","status":"in force","purpose":{"text":"The e-money or payment institution's auditor's report on the supervisory audit.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"who_files":{"text":"E-money institutions and payment institutions, through their auditor.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"deadline":{"text":"31 December reference date; 6 months after the reference date.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"formats":{"values":["PDF"],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"legal_basis":[{"title":"E-Geld-Gesetz (EGG), Art. 17","url":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"}],"templates":{"count":0,"items":[],"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","note":"A narrative audit report; no FMA form."},"documents":["emi-pi-meldekalender"],"validation_rules":{"published":false,"count":null,"machine_readable":false,"source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender","where":null,"note":"Not applicable: a narrative document, not a structured return."},"public_data":{"level":"none found","text":"No data from this return published by the FMA was found on the pages checked.","source":"https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"},"sources":["https://www.fma-li.li/de/finanzdienstleister/bereich-banken/e-geld-institute/meldekalender"]},{"id":"qrs","code":"Solo-SII Quarterly","name":"Quarterly Solvency II quantitative reporting templates","group":"Insurance undertakings: Solvency II (EU, EIOPA)","status":"in force","purpose":{"text":"The EU-harmonised quarterly Solvency II quantitative reporting templates (QRTs), defined by EIOPA. 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For the quarters of the 2026 financial year: 31 December 2025 to 4 February 2026; 31 March 2026 to 5 May 2026; 30 June 2026 to 4 August 2026; 30 September 2026 to 4 November 2026.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"formats":{"values":["XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf","text":"Filed via e-Service, zipped, using the FMA's national Solvency II XBRL entry point."},"legal_basis":[{"title":"Versicherungsaufsichtsgesetz (VersAG), Art. 99 and Art. 100","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},{"title":"Commission Implementing Regulation (EU) 2015/2450","url":"https://eur-lex.europa.eu/eli/reg_impl/2015/2450/oj"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. 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See the library's EIOPA entry eiopa/aps.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"who_files":{"text":"Insurance undertakings with a seat in Liechtenstein.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"deadline":{"text":"8 April 2026, for the 2025 financial year.","source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"formats":{"values":["PDF","XBRL-XML"],"source":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},"legal_basis":[{"title":"Versicherungsaufsichtsgesetz (VersAG), Art. 99 and Art. 100","url":"https://www.fma-li.li/fma-li/documents/rechtsgrundlagen/wegleitungen/fma-wl-2022-06-berichterstattung-nach-versag.pdf"},{"title":"Commission Delegated Regulation (EU) 2015/35, Art. 304(1)(a)","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35/oj"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. 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no FMA form, submitted as separate e-Service notifications: 'PF Jahresabschluss und jährlicher Lagebericht', 'PF Nachweis Einhaltung der Auskunftspflicht', 'PF Beschlussprotokoll vom obersten Organ des Pensionsfonds', 'PF Bericht der versicherungsmathematischen Funktion', 'PF Nachweis Einhaltung der Bestimmungen betr. 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FMA.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht","published_by":"firm"},"sources":["https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"]},{"id":"aif-half-year-report","code":"AIF Halbjahresbericht","name":"Fund half-year report","group":"AIF: financial statements (national)","status":"in force","purpose":{"text":"A half-yearly report for each AIF, on an FMA form.","source":"https://www.fma-li.li/de/finanzdienstleister/asset-management-und-maerkte/verwalter-alternativer-investmentfonds-nach-aifmg/laufende-aufsicht"},"who_files":{"text":"The AIFM, for each AIF it 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