{"name":"Line4 regulatory submissions library","licence":"CC BY 4.0 for Line4's records; regulators' documents remain theirs","license_url":"https://creativecommons.org/licenses/by/4.0/","credit":"Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai","last_checked":"2026-11-11","url":"https://www.line4.ai/regulatory-returns","regulators":[{"id":"bafin","last_checked":"2026-11-11","regulator":{"name":"Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht)","short_name":"BaFin","country":"Germany","country_code":"DE","region":"Europe","website":"https://www.bafin.de","what_it_does":"BaFin is Germany's integrated financial supervisor, responsible for the stability, resilience, integrity and trustworthiness of the financial system. It supervises banks (with the Deutsche Bundesbank, and within the ECB-led Single Supervisory Mechanism), investment firms, payment and e-money institutions, insurers, Pensionsfonds and Pensionskassen, asset managers and funds, and acts as national resolution authority; it monitors whether firms comply with the law and collects their reports through its MVP Portal.","source":"https://www.bafin.de/EN/die-bafin/ueber-die-bafin/aufgaben/die-bafin-auf-einen-blick/die-bafin-auf-einen-blick_node_en.html"},"scope":{"text":"The periodic returns that firms file directly with the Federal Financial Supervisory Authority (BaFin): 44 returns, of which 17 national (group names end '(national)') and 27 EU-harmonised (11 '(EU, EIOPA)', 7 '(EU, ESMA)', 4 '(EU, EBA)', 2 '(EU, ESAs)', 2 '(EU, EIOPA and ECB)', 1 '(EU, SRB)'). Germany splits supervisory reporting: banks and investment firms file most supervisory returns (COREP, FINREP and the other EBA and national banking returns) with the Deutsche Bundesbank, and BaFin's banking pages refer institutions to the Bundesbank for supervisory reporting; those returns are left out here and belong in the library's separate Bundesbank file. This file covers: insurers and reinsurers (the Solvency II quantitative returns with the ECB add-ons built in, financial stability reporting, special purpose vehicles, the SFCR, RSR and ORSA report, insurance-led financial conglomerates, and BaFin's national reporting under the Insurance Reporting Regulation BerVersV and its collective orders: the national annual and quarterly reports, investment annexes, annual report documents, the actuarial opinion of Pensionskassen and death benefit funds, the irregularities report and the Pensionskassen stress test); Pensionsfonds and Pensionskassen (national annual and interim reports under the PFAV, and the EIOPA/ECB pension data reports, which BaFin collects for EIOPA and the Bundesbank); fund management companies (AIFMD manager and fund reports, MMF reports); securities markets (MiFIR transaction reports, commodity derivative position reports, CSDR settlement fails and settlement internaliser reports, the MiFID II complaints report, trading venue turnover data for BaFin's levies); payment service providers (SEPA/instant payments charges reporting, payment accounts data under Article 27 of the Payment Accounts Directive, account data for BaFin's comparison website); and, because they are filed with BaFin rather than the Bundesbank, the resolution reporting (RESOL1, RESOL2, MREL/TLAC) and bank levy data that BaFin collects as national resolution authority, Pfandbrief reports, banks' and payment institutions' annual financial statements, the DORA register of information (all sectors) and the anti-money laundering data form. Anchor lists: the German MVP Portal page and its list of 44 specialised procedures (Fachverfahren; the English page lists 18), each procedure's page and information sheet, in particular the information sheet of the procedure 'Versicherungsaufsicht', which lists every insurance submission type; BaFin's insurer and pension fund page 'Berichtspflichten'; the Solvency II reporting notes and deadline list issued with the Bundesbank; the national insurance and pension fund XBRL taxonomy 1.1.0 and its annotated templates; BaFin's English translations of BerVersV, PFAV and KapAusstV; and BaFin's collective orders and general decrees on reporting. Language: BaFin's English pages were used where they exist (MVP list, MiFIR, position limits, CSDR, BaFin's role, the English regulation translations); everything else, including all insurance, pension, fund, payment, resolution, Pfandbrief and DORA pages and documents, was read in German, with official German titles kept in official_name. Left out: event-driven notifications and applications listed on the MVP Portal (ad hoc disclosure, voting rights, managers' transactions, prospectuses and final terms, takeovers, short selling, share buy-backs, suspicious transaction and order reports under MAR and MiCAR, outsourcing notifications, fit and proper notifications under KWG, KAGB and VAG, AML officer appointments, the KAGB notification procedure, PRIIPs KIDs, DORA incident reports, EMIR procedures, simplified recovery plans, auditor submissions and fee notices); insurance submissions in the 'Versicherungsaufsicht' procedure that are event-driven, on request or not described on the pages read (actuarial documents, AVB, tariff notices, technical bases and business plans, triggering factors, health interest rate, special queries, ad hoc queries, holdings, 'Krawatte', the forecast calculation SR/SZ, the guarantee assets register SVV, the insurance complaints report to EIOPA, explanations to the cover calculation EZBR, the auditor's report on the solvency balance sheet and other IORP documents filed under prefix EBAV); the older 'Versicherungsaufsicht - Meldeformulare' procedure, usable only for reporting dates up to 31 December 2024; PEPP stand-alone reporting; reports under section 14 of the Derivatives Regulation, which fund managers send directly to BaFin; statistical returns collected by the Bundesbank (including investment fund statistics); and the ZAG monthly returns of payment and e-money institutions and other banking returns filed with the Bundesbank.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mvpportal_node.html"},"submission_systems":[{"name":"MVP Portal (Melde- und Veröffentlichungsplattform, reporting and publishing platform)","what":"BaFin's web portal for reports and notifications. Users register on the portal, then apply for each specialised procedure (Fachverfahren) they need; BaFin checks the signed application (with a power of attorney for third-party filers) and activates access. Files are submitted by manual upload or by SOAP web service, and some procedures offer web forms; the MVP protocol shows whether a report is in processing, rejected or accepted. Many procedures have a parallel TEST procedure (for example Solvency II, national insurance reporting, AIFMD, MMF, MiFIR and DORA). The German page lists 44 procedures.","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mvpportal_node.html","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mvpportal_node.html"},{"name":"Direct submission to BaFin outside the MVP Portal","what":"A few items go to BaFin by other routes: fund managers send reports under section 14 of the Derivatives Regulation (DerivateV) directly to BaFin; corrections of earlier bank levy reports go by e-mail to info-restrukturierungsfonds@bafin.de, and signed bank levy confirmations can go as qualified electronically signed PDFs to qes-posteingang@bafin.de.","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html"}],"licence":{"name":"BaFin: Terms and Conditions, section 1 (Terms of use)","quote":"The content and documents available on Bafin's website may generally be stored, shared and reproduced. This does not apply where the respective content or documents specify otherwise. Any sharing or reproduction is permitted only with a clear citation of the source. Unless otherwise stated in the content or document, the source should be cited as: © Federal Financial Supervisory Authority / www.bafin.de. In the case of official works within the meaning of section 5 (2) of the German Copyright Act (Urheberrechtgesetz - UrhG), these may be neither altered nor falsified.","url":"https://www.bafin.de/EN/service/nutzungsbedingungen/nutzungsbedingungen_node_en.html","checked":"2026-11-11","redistribution":"allowed with conditions","conditions":"Cite the source as \"© Federal Financial Supervisory Authority / www.bafin.de\" unless the document says otherwise. Do not alter or falsify official works. Documents that state other terms, and third-party content (for example EIOPA or ESMA material), are under their own terms.","decision":"mirror","decision_reason":"BaFin's terms say the content and documents on its website may be stored, shared and reproduced with the source cited. So copies of BaFin's own reporting documents are kept, unchanged, with that credit. EU legal texts and EIOPA, ESMA or Bundesbank material are under their publishers' terms and are not copied here.","required_notice":"© Federal Financial Supervisory Authority / www.bafin.de. Documents copied here are unchanged. The plain-English summaries are Line4's own; BaFin does not endorse this library."},"public_filed_data":[{"name":"Statistik der BaFin - Erstversicherungsunternehmen (insurer statistics)","level":"firm-level","description":"Yearly statistics on the position and development of German insurers and Pensionsfonds, including branches of non-EEA insurers that need authorisation, published only as tables since 2020: balance sheets, investments, equity, technical provisions, income statement items, sources of profit, portfolio movements and key figures by named undertaking (for example table 160 for life insurers, 2024). Separate files by line of business (life, health, property and casualty, Pensionskassen). The page does not name the source returns.","url":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/erstversicherung/erstversicherung_node.html","format":"Excel (xlsx)","returns":["ins-national-annual"],"reuse":"No separate terms on the page; BaFin's general terms of use apply (see the licence block).","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/erstversicherung/erstversicherung_node.html"},{"name":"Aggregierte Rohdaten (aggregated raw data of insurer and Pensionsfonds forms)","level":"aggregate","description":"Yearly aggregated raw data of selected forms (Formblätter and Nachweisungen) of insurers and of Pensionsfonds, identified by form, row and column; files for Pensionsfonds go back to 2016. The Pensionsfonds file says it is based on the PFAV and is an extra service without extensive support.","url":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html","format":"Excel (xlsx)","returns":["ins-national-annual","pf-national-annual"],"reuse":"No separate terms on the page; BaFin's general terms of use apply.","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html"},{"name":"Beschwerdestatistik (insurance complaints statistics)","level":"firm-level","description":"Yearly statistics, by insurer and class, of complaints BaFin finished handling, set against the number of contracts in each class; the portfolio numbers are reported by the undertakings. The page does not say which return they come from.","url":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/beschwerdestatistik/beschwerdestatistik_node.html","format":"Web pages by year","returns":[],"reuse":"BaFin excludes liability for completeness and correctness; general terms of use apply.","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/beschwerdestatistik/beschwerdestatistik_node.html"},{"name":"BaFin account comparison website (Kontenvergleich)","level":"firm-level","description":"Compares around 6,900 current and basic payment accounts offered in Germany, showing the details providers submit to BaFin (fees, card inclusion, overdraft and credit interest, online account), updated as providers report changes.","url":"https://www.bafin.de/EN/verbraucherinnen-verbraucher/hilfe-kontakt/bafin-kontenvergleich/bafin-kontenvergleich_node_en.html","format":"Interactive website","returns":["payment-account-comparison"],"reuse":"No separate terms read; BaFin's general terms of use apply.","source":"https://www.bafin.de/EN/verbraucherinnen-verbraucher/hilfe-kontakt/bafin-kontenvergleich/bafin-kontenvergleich_node_en.html"},{"name":"Bank levy totals for Germany","level":"aggregate","description":"Table of the total German bank levy contribution by year, 2015 to 2023, on BaFin's bank levy page.","url":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html","format":"Web page table","returns":["bank-levy-srb"],"reuse":"BaFin's general terms of use apply.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"}],"gaps":["Joint list with the Bundesbank: no single list of returns covering both BaFin and the Bundesbank was found on BaFin's site. BaFin's credit institutions page refers banks to the Bundesbank's pages for supervisory reporting; the Solvency II reporting notes are the only joint BaFin and Bundesbank reporting document found. The Bundesbank's pages were not read for this file.","English pages are incomplete and partly out of date: the English MVP page lists 18 of the 44 procedures on the German page, and the English Solvency II procedure page (last changed 04/02/2015) still says only taxonomy v1.5.2.c can be processed and lists only two submissions, while the German page lists five.","National taxonomy 1.1.0 validation list: the MVP page links the 'Validation' Excel of taxonomy 1.0.0 (dated 26.11.2025, 5,990 rules) under 1.1.0; it lacks rules the 1.1.0 notes say were added (F.020.01-0001 to -0007, F.200.01-00951 to -01173 and others). Rule counts were therefore taken from the 1.1.0 taxonomy package (6,232 value assertions) instead.","BerVersV English translation, section 15(3), names form F.127.01 for Pensionskassen and then F.271.01; the taxonomy has F.271.01 and no F.127.01. The German text, which is binding, was not read.","Solvency II third-country branches: BaFin's deadline list gives solo and group dates only; the deadline for branch reports (report type 3CB) is not stated separately.","Financial stability reporting: BaFin's notes say data are reported quarterly and half-yearly with the deadline in EIOPA's guidelines, which were not read; the MVP information sheet still lists annual financial stability entry points (afs, afg, afb) that EIOPA removed from taxonomy 2.8.0.","Solvency II SPVs: who must file the annual SPV report and when is not stated on the BaFin pages read.","BaFin's site search (/SiteGlobals/) is disallowed by robots.txt, so the full list of BaFin's general and collective orders (Allgemein- und Sammelverfügungen) could not be browsed; the collective orders used here were found by web search and then read on bafin.de.","Several Solvency II procedure submissions are listed but not described: the auditor's report on the solvency balance sheet (WP-Bericht Solvabilitätsübersicht), special use (BV-SII) and explanations to the cover calculation (EZBR, also in the 'Versicherungsaufsicht' procedure); their frequency and legal basis were not found.","Insurance submissions listed in the MVP information sheet with naming rules only (forecast calculation SR/SZ, guarantee assets register SVV, 'Krawatte', insurance complaints report to EIOPA by web form) have no frequency, deadline or legal basis on the pages read and are not recorded as returns.","Irregularities report: the 2015 collective order says reports are made in writing on the forms, while BaFin's 2026 MVP information sheet lists a PDF upload (prefix MELVUNT); which route is required now is not stated.","Actuarial opinion of Pensionskassen and death benefit funds: the pages read do not say which MVP submission it goes through; the IORP submission type VMG is the closest match.","Pensionskassen stress test: only annex 2 of the collective order is named in the text read; annex 1 was not identified.","AIFMD page title says sections 35 and 46 KAGB, while its text and BaFin's notice say sections 35 and 44 KAGB.","MMF reports, MiFIR transaction reports, commodity position reports, CSDR reports, MREL/TLAC and FICOD: BaFin's pages give the filing route and format but not the deadline (set in EU law, not restated); MiFIR file content format is not stated.","Bank levy: the MVP page cites the 31 January deadline of Delegated Regulation (EU) 2015/63, while the 2027 cycle page says reports can be filed until 01.02.2027 (31 January 2027 is a Sunday).","Payment accounts data (Article 27 PAD): the page still names July 2026 as the 'next' collection window; frequency and the questionnaire content were not available.","Pfandbrief reports: deadlines are not stated on BaFin's page; the PfandMeldeV itself (on gesetze-im-internet.de) was not read because that host was not cleared for this batch.","German laws and regulations (VAG, KAGB, KWG, ZAG, PfandMeldeV, VglWebMV, RStruktFG and others) are linked by BaFin to gesetze-im-internet.de, which was not requested; BaFin's own English translations were used where available (VAG, BerVersV, PFAV, KapAusstV).","Documents recorded with size and SHA-256 but not read in full: MVP user manual, position limits information sheet, resolution planning, banking supervision and bank levy information sheets, the bank levy information letter, the DORA submission and filling notes, the VAG translation.","Bank annual financial statements (section 26 KWG, section 22 ZAG): the file format and deadline for the BaFin filing are not stated on the procedure page; the Bundesbank route (NExt) was not read.","SEPA/instant payments charges reporting: the deadline for years after the first report (due 9 April 2026) is not stated on BaFin's page."],"sources":[{"title":"MVP-Portal (list of specialised procedures)","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mvpportal_node.html"},{"title":"MVP Portal (English)","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/mvpportal_node_en.html"},{"title":"BaFin at a glance","url":"https://www.bafin.de/EN/die-bafin/ueber-die-bafin/aufgaben/die-bafin-auf-einen-blick/die-bafin-auf-einen-blick_node_en.html"},{"title":"Berichtspflichten (insurers and pension funds)","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html"},{"title":"Hinweise zum Solvency II-/EZB-Berichtswesen (November 2025)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},{"title":"Fristen Solvency II Berichtswesen (8 October 2026)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},{"title":"Informationsblatt Fachverfahren Versicherungsaufsicht - Solvency II","url":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},{"title":"Fachverfahren Versicherungsaufsicht (national taxonomies)","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"},{"title":"Informationsblatt zum Fachverfahren Versicherungsaufsicht","url":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},{"title":"Allgemeine Hinweise zur Taxonomie 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3"},{"title":"Annotated Templates, taxonomy 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1"},{"title":"BaFin_VA_NB_XBRL-Taxonomie 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1"},{"title":"Insurance Reporting Regulation (BerVersV), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},{"title":"Pensionsfonds Supervision Regulation (PFAV), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"},{"title":"Allgemeinverfügung Pensionsdaten (04.03.2025)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},{"title":"Merkblatt zu den Meldepflichten von AIF-Verwaltungsgesellschaften","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},{"title":"Beschwerdebericht nach Art. 26 DVO zu MiFID II","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},{"title":"Abwicklungsplanung 2026","url":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},{"title":"Bankenabgabe 2027","url":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},{"title":"Informationsregister und Anzeigepflichten (DORA)","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},{"title":"Anzeige- und Meldepflichten (credit institutions)","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/banken-institute/kreditinstitute/anzeige-meldepflichten/anzeige-meldepflichten_node.html"}],"returns":[{"id":"sii-quarterly-solo","code":"QRT quarterly solo (entry point qes)","name":"Quarterly Solvency II return, individual insurer","official_name":"Vierteljährliche quantitative Berichtsformulare (Soloebene)","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Solvency II insurance and reinsurance undertakings (Articles 2 to 10 of Directive 2009/138/EC). Under section 45 VAG BaFin can exempt firms from parts of quarterly reporting; it reviews exemptions each year and tells firms by the end of October of the preceding year. Firms with restricted reporting then report for ESCB insurance statistics only annually, for now.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"quarterly","text":"Four times a year (Articles 6 and 27 of the ITS on regular reporting, as cited by BaFin).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"Solo dates in BaFin's deadline list (Stand 8 October 2026): Q3/2026 by 4 November 2026; Q4/2026 by 4 February 2027; Q1/2027 by 5 May 2027; Q2/2027 by 4 August 2027; Q3/2027 by 4 November 2027; Q4/2027 by 4 February 2028. BaFin's notes say the legal deadlines cannot be extended.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/qes and eiopa/qrs (Quarterly ECB statistics add-on and Quarterly Solvency II return, individual insurer). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point qes (code .17).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/qes).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-quarterly-group","code":"QRT quarterly group (entry point qrg)","name":"Quarterly Solvency II return, insurance group","official_name":"Vierteljährliche quantitative Berichtsformulare (Gruppenebene)","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Insurance groups for which BaFin is group supervisor. A group report is filed under the register number and LEI of the leading solo insurer of the group (MVP information sheet).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Group dates in BaFin's deadline list (Stand 8 October 2026): Q3/2026 by 16 December 2026; Q4/2026 by 18 March 2027; Q1/2027 by 16 June 2027; Q2/2027 by 15 September 2027; Q3/2027 by 16 December 2027; Q4/2027 by 17 March 2028.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/qrg (Quarterly Solvency II return, insurance group). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point qrg (code .05).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/qrg).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-quarterly-branch","code":"QRT quarterly third-country branch (entry point qeb)","name":"Quarterly Solvency II return, branch of a non-EU insurer","official_name":"Vierteljährliche Berichterstattung Drittstaatenniederlassungen","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Branches in Germany of insurers from outside the EU/EEA (report type '3CB' in the MVP upload form).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Not stated separately: BaFin's deadline list gives solo and group dates only. Solo dates in BaFin's deadline list (Stand 8 October 2026): Q3/2026 by 4 November 2026; Q4/2026 by 4 February 2027; Q1/2027 by 5 May 2027; Q2/2027 by 4 August 2027; Q3/2027 by 4 November 2027; Q4/2027 by 4 February 2028. BaFin's notes say the legal deadlines cannot be extended.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/qeb and eiopa/qrb (Quarterly ECB statistics add-on and Quarterly Solvency II return, branch of a non-EU insurer). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point qeb (code .19).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/qeb).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-annual-solo","code":"QRT annual solo (entry point aes)","name":"Annual Solvency II return, individual insurer","official_name":"Jährliche quantitative Berichtsformulare (Soloebene)","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Solvency II insurance and reinsurance undertakings. The list of assets (S.06.02/SE.06.02) is not part of the annual report for firms that report it quarterly; Q4 must be corrected if annual and Q4 investments differ by more than 3 percent.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Solo: A/2026 by 8 April 2027; A/2027 by 21 April 2028. BaFin's list says the annual quantitative deadline rises from 14 to 16 weeks under Article 35b(1) of Directive (EU) 2025/2 for reporting submitted from 30 January 2027 (when the amended VAG applies), and that for the 2026 annual report the 'Undertaking Submission Deadline' of EIOPA's taxonomy roadmap is used.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/aes and eiopa/ars (Annual ECB statistics add-on and Annual Solvency II return, individual insurer). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point aes (code .16). Users of approved internal models fill S.25.05 and S.26.08 to S.26.15 as agreed with the supervisor (notes section 6). The MVP upload form also has a reporting line for the standard formula SCR estimate under Article 112(7) of the Solvency II Directive.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/aes).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-annual-group","code":"QRT annual group (entry point arg)","name":"Annual Solvency II return, insurance group","official_name":"Jährliche quantitative Berichtsformulare (Gruppenebene)","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Insurance groups for which BaFin is group supervisor, filed under the leading solo insurer. The MVP upload form also has a reporting line 'TGM' for sub-group reports (Teilgruppenmeldung).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Groups: A/2026 by 20 May 2027; A/2027 by 2 June 2028. BaFin's list says the group deadline rises from 20 to 22 weeks under Directive (EU) 2025/2 for reporting submitted from 30 January 2027.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/arg (Annual Solvency II return, insurance group). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point arg (code .04).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/arg).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-annual-branch","code":"QRT annual third-country branch (entry point aeb)","name":"Annual Solvency II return, branch of a non-EU insurer","official_name":"Jährliche Berichterstattung Drittstaatenniederlassungen","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Part of the regular Solvency II supervisory reporting that BaFin lists: annual and quarterly quantitative reporting templates (QRTs) on balance sheet, investments, technical provisions, own funds and capital requirements. The ECB's statistical add-ons are built into the EIOPA templates, so one filing meets both the Solvency II and the ESCB insurance statistics obligations; BaFin passes the data to EIOPA and directly to the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Branches in Germany of insurers from outside the EU/EEA (report type '3CB').","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Not stated separately: BaFin's deadline list gives solo and group dates only. Solo: A/2026 by 8 April 2027; A/2027 by 21 April 2028. BaFin's list says the annual quantitative deadline rises from 14 to 16 weeks under Article 35b(1) of Directive (EU) 2025/2 for reporting submitted from 30 January 2027 (when the amended VAG applies), and that for the 2026 annual report the 'Undertaking Submission Deadline' of EIOPA's taxonomy roadmap is used.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/894 (ITS on templates for supervisory reporting)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/894"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/aeb and eiopa/arb (Annual ECB statistics add-on and Annual Solvency II return, branch of a non-EU insurer). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point aeb (code .18).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/aeb).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-financial-stability","code":"FS (entry points qfs, qfg, qfb)","name":"Financial stability reporting (Solvency II)","official_name":"Berichtswesen zum Zwecke der Finanzstabilität (§ 43a VAG)","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Reporting for financial stability purposes under section 43a VAG and EIOPA's financial stability reporting guidelines, separate from supervisory reporting. Frequency, deadline and data quality differ from the Solvency II QRTs; data are filed the same way and in the same formats.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Selected large undertakings and larger groups: insurance groups, undertakings not in a group, and third-country branches whose Solvency II total assets exceed EUR 12 billion. Members of a group above the threshold report only at group level. BaFin notifies the firms concerned separately.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"quarterly","text":"Certain quantitative data quarterly and half-yearly, on templates partly identical to the Solvency II QRTs (notes section 7).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"Not stated as a date: BaFin's notes say reporting follows the deadline set in EIOPA's Guidelines on reporting for financial stability purposes (EIOPA-BoS-24-138).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/qfs, eiopa/qfg and eiopa/qfb (Quarterly financial stability returns, individual insurer, group and branch). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point qfs, qfg or qfb (codes .11, .13, .15). BaFin's MVP information sheet still lists annual financial stability entry points (afs, afg, afb), which EIOPA removed from taxonomy release 2.8.0 (see the library's EIOPA entry).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/qfs, eiopa/qfg and eiopa/qfb).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sii-spv","code":"SPV (entry point spv)","name":"Annual special purpose vehicle return","official_name":"Jährliche Berichterstattung Special Purpose Vehicles","group":"Insurers: Solvency II quantitative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"Annual quantitative report of special purpose vehicles, one of the Solvency II report variants in EIOPA's XBRL taxonomy that BaFin accepts through the Solvency II procedure.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"who_files":{"text":"Special purpose vehicles; BaFin's MVP information sheet lists an annual solo entry point for them. Who exactly must file is not stated on the BaFin pages read.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"frequency":{"value":"annual","text":"Annual (annual report variant in the MVP information sheet).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Not stated on the BaFin pages read (deadline list and MVP information sheet).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A ZIP file holding one XBRL instance, uploaded to the MVP Portal in the procedure 'Versicherungsaufsicht - Solvency II' (submission 'Quantitative Solvency II Meldung (XBRL)') or sent by SOAP web service. File name SII_<4-digit register number>_<period>_<sequence>.zip (for example SII_4711_2017_0001.zip for an annual report). The LEI identifies the undertaking inside the XBRL file; the register number is used in the file name and for MVP access. A test procedure 'TEST: Versicherungsaufsicht - Solvency II' is available."},"legal_basis":[{"title":"Implementing Regulation (EU) 2015/462 (SPV procedures, formats and templates), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/reg_impl/2015/462"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/spv (Annual special purpose vehicle return). German firms use EIOPA's templates and XBRL taxonomy; BaFin's MVP information sheet maps this report to entry point spv (code .20).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/spv).","where":null,"machine_readable":true,"rule_format":"EIOPA XBRL taxonomy validation rules and EIOPA XBRL Filing Rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","note":"BaFin checks the file name on upload, then XBRL format, XML well-formedness and validity, that the MVP metadata match the file (period, LEI, solo or group) and the taxonomy validation rules, and it runs all EIOPA XBRL Filing Rules: a breach of a MUST rule rejects the report, which then counts as not submitted. The report counts as submitted only when the MVP protocol shows 'Meldung akzeptiert'. The Deutsche Bundesbank separately validates the ECB statistical content (EIOPA/ECB XBRL rules and its own Bundesbank validations, which it publishes) and sends error logs to the firm's ExtraNet mailbox; the ESCB statistics obligation is met only with the Bundesbank's receipt."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html"]},{"id":"sfcr","code":"SFCR","name":"Solvency and financial condition report","official_name":"Bericht über die Solvabilität und Finanzlage (SFCR)","group":"Insurers: Solvency II narrative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The public report on the undertaking's business, governance, risk profile, valuation for solvency purposes and capital management, in the structure of Annex XX of Delegated Regulation (EU) 2015/35, with the quantitative templates of ITS 2023/895 attached. It must be understandable to non-specialist readers; BaFin can demand corrections or updates (section 42 VAG). It is also submitted to BaFin.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Solvency II insurance and reinsurance undertakings, and groups (group SFCR). Publication needs the management board's approval (section 40(1) VAG).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"Annual.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"deadline":{"text":"Solo: SFCR 2026 by 7 May 2027; SFCR 2027 by 5 May 2028. Groups: 17 June 2027 and 16 June 2028. BaFin's list says the SFCR deadline rises from 14 to 18 weeks (groups from 22 to 24 weeks) under Directive (EU) 2025/2 for reporting submitted from 30 January 2027.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A searchable PDF (PDF/A-1a or PDF/A-2a) uploaded in the procedure 'Versicherungsaufsicht - Solvency II', submission 'Narrative Solvency II Meldung (PDF)'. File names: SFCR_<register number>_<year>.pdf, RSR_<register number>_<year>.pdf, ORSA_<register number>_<year>.pdf; suffix _G for group reports, _ADHOC for ad hoc reports and _FA for a nil return where the solo report is covered by the group report. Reports that break the naming rules are not accepted. Narrative reports of insurers are written in German."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Implementing Regulation (EU) 2023/895 (ITS on SFCR procedures, formats and templates)","url":"https://eur-lex.europa.eu/eli/reg_impl/2023/895"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU report: content is set by Delegated Regulation (EU) 2015/35 (Articles 290 et seq. and 359 et seq., as cited by BaFin) and the public templates by ITS 2023/895; the quantitative templates appended to the SFCR are the EIOPA public disclosure templates, see the library's EIOPA entries eiopa/aps and eiopa/apg (Annual public disclosure templates, individual insurer and group).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"No content rules to count: only file type and naming checks are published for narrative reports.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","machine_readable":false,"rule_format":"File type and file name conventions in BaFin's MVP information sheet","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"public_data":{"level":"firm-level","published_by":"firm","text":"Each undertaking publishes its SFCR on its own website, where it must be easy to find, or on its group's website if it has none (BaFin notes, section 5.1.1). No central BaFin repository was found.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"]},{"id":"rsr","code":"RSR","name":"Regular supervisory report","official_name":"Regelmäßiger aufsichtlicher Bericht (RSR)","group":"Insurers: Solvency II narrative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"A confidential report to BaFin with the same structure as the SFCR but more detail on business and performance, governance, risk profile, valuation and capital management. In years when no full RSR is due, firms send a report on all material changes (Änderungsbericht) by the same deadline; BaFin also accepts a full RSR instead.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Solvency II insurance and reinsurance undertakings, and groups (group RSR, due six weeks later than the solo report; written in German unless BaFin decides otherwise for cross-border groups).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"Annual: a full RSR or, in years without one, a report on material changes (Article 312(3) of the Delegated Regulation, as cited by BaFin).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"Solo: RSR 2026 by 7 May 2027; RSR 2027 by 5 May 2028. Groups: 17 June 2027 and 16 June 2028. BaFin's list says the RSR deadline rises from 14 to 18 weeks (groups from 22 to 24 weeks) under Directive (EU) 2025/2 for reporting submitted from 30 January 2027.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A searchable PDF (PDF/A-1a or PDF/A-2a) uploaded in the procedure 'Versicherungsaufsicht - Solvency II', submission 'Narrative Solvency II Meldung (PDF)'. File names: SFCR_<register number>_<year>.pdf, RSR_<register number>_<year>.pdf, ORSA_<register number>_<year>.pdf; suffix _G for group reports, _ADHOC for ad hoc reports and _FA for a nil return where the solo report is covered by the group report. Reports that break the naming rules are not accepted. Narrative reports of insurers are written in German."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU report: content is set by Delegated Regulation (EU) 2015/35 (Articles 304 to 312, 372 and 373, as cited by BaFin) and EIOPA's reporting guidelines. It has no XBRL templates; the library's EIOPA entry covers only the quantitative returns.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"No content rules to count: only file type and naming checks are published for narrative reports.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","machine_readable":false,"rule_format":"File type and file name conventions in BaFin's MVP information sheet","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"public_data":{"level":"none found","text":"The RSR is confidential; nothing from it is published.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"]},{"id":"orsa","code":"ORSA","name":"Own risk and solvency assessment supervisory report","official_name":"Bericht über die unternehmenseigene Risiko- und Solvabilitätsbeurteilung (ORSA-Bericht)","group":"Insurers: Solvency II narrative reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The report to BaFin on the results of the undertaking's own risk and solvency assessment: its overall solvency needs, continuous compliance with capital and technical provision requirements, and how far its risk profile deviates from the assumptions behind the SCR. It is not a free-form internal report and must stand on its own.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"who_files":{"text":"Solvency II insurance and reinsurance undertakings, and groups (group ORSA report). An ad hoc ORSA and report are needed after a material change in risk profile.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"frequency":{"value":"annual","text":"After each regular ORSA, which is annual; plus ad hoc reports after a material change in risk profile.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"Within two weeks after the ORSA is completed (when the management board signs off the internal ORSA report); the same for group and ad hoc reports (BaFin notes, section 5.3).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","text":"A searchable PDF (PDF/A-1a or PDF/A-2a) uploaded in the procedure 'Versicherungsaufsicht - Solvency II', submission 'Narrative Solvency II Meldung (PDF)'. File names: SFCR_<register number>_<year>.pdf, RSR_<register number>_<year>.pdf, ORSA_<register number>_<year>.pdf; suffix _G for group reports, _ADHOC for ad hoc reports and _FA for a nil return where the solo report is covered by the group report. Reports that break the naming rules are not accepted. Narrative reports of insurers are written in German."},"legal_basis":[{"title":"Directive 2009/138/EC (Solvency II), as linked by BaFin","url":"https://eur-lex.europa.eu/eli/dir/2009/138"},{"title":"Delegated Regulation (EU) 2015/35","url":"https://eur-lex.europa.eu/eli/reg_del/2015/35"},{"title":"Insurance Supervision Act (VAG), BaFin's English translation (sections 40 to 45 cited in BaFin's notes)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":0,"items":[],"note":"EU report: content is set by the Solvency II Directive and Delegated Regulation; there are no templates. The library's EIOPA entry covers only the quantitative returns.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-portal-page-en","va-reporting-obligations-page","sii-legal-bases-page","sii-reporting-notes-2025","sii-deadlines-2026","mvp-sii-page","mvp-sii-page-en","mvp-sii-info-sheet","mvp-user-manual","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"No content rules to count: only file type and naming checks are published for narrative reports.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","machine_readable":false,"rule_format":"File type and file name conventions in BaFin's MVP information sheet","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"},"public_data":{"level":"none found","text":"The ORSA report is confidential; nothing from it is published.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4"]},{"id":"ficod","code":"FICOD (entry points qfi, sfi, afi)","name":"Financial conglomerate quantitative report","official_name":"Quantitative Finanzkonglomerate-Meldung (Präfix FICOD)","group":"Insurance-led financial conglomerates (EU, ESAs)","status":"in force","purpose":{"text":"Quantitative reporting templates for financial conglomerates, filed in XBRL using EIOPA's FICOD taxonomy through the insurance supervision procedure on the MVP Portal.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"who_files":{"text":"The reporting insurance undertaking, which is usually the leading insurer of the financial conglomerate.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"frequency":{"value":"varies","text":"Quarterly (entry point qfi), semi-annual (sfi) and annual (afi) variants are listed; which apply to a conglomerate is not stated.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"deadline":{"text":"Not stated in BaFin's MVP information sheet for the insurance supervision procedure, the page checked.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","text":"An XBRL file in a ZIP named FICOD_<register number>_<YYYY or YYYYQQ>_<sequence>[_suffix].zip, using the EIOPA XBRL taxonomy version valid for the period; the LEI identifies the undertaking in the XBRL file."},"templates":{"count":0,"items":[],"note":"EU return: templates are defined at EU level and published in EIOPA's FICOD XBRL taxonomy. The library's EIOPA entry does not cover FICOD (it lists FICOD 2.8.1 as out of scope), so no library entry is linked.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"documents":["mvp-portal-page","mvp-va-info-sheet","mvp-va-page","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's FICOD taxonomy rules apply; the library has no entry for them.","where":null,"machine_readable":true,"rule_format":"XBRL validation rules in EIOPA's taxonomy and EIOPA filing rules","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","note":"A report counts as filed only if it follows the naming rules, passes the taxonomy rules of its entry point that EIOPA has not deactivated, and meets the filing rules classified MUST."},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"sources":["https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"]},{"id":"ins-national-annual","code":"NB JMVU","name":"National annual report of insurance undertakings","official_name":"Nationales Berichtswesen: Jahresmeldung Versicherungsunternehmen (interner Jahresbericht nach BerVersV)","group":"Insurers: national reporting (national)","status":"in force","status_note":{"text":"The XBRL-based national reporting applies from reporting dates in 2025 (taxonomy 1.0.0) and 2026 (taxonomy 1.1.0). Before that, formatted forms were filed in the procedure 'Versicherungsaufsicht - Meldeformulare', which BaFin says can only be used for reporting dates up to 31 December 2024.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1"},"purpose":{"text":"The internal annual report under the Insurance Reporting Regulation (BerVersV): the balance sheet and income statements on BaFin's forms, separate technical accounts by business type, and additional forms on investments, guarantee assets, the provision for bonuses and rebates, portfolio movements, sources of profit, claims and provisions by class, reinsurance and foreign business. Small insurers, Pensionskassen, death benefit funds and reinsurers in run-off file the quantitative part of their solvency statement under the Capital Resources Regulation in the same file (BerVersV section 24c(3)).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"Insurance undertakings supervised by BaFin (BerVersV section 1), including Pensionskassen and death benefit funds; foreign insurers that need BaFin authorisation report for their branches (section 18). Which forms apply depends on the line of business. Certain small mutual associations file shorter forms (F.300.01, F.330.01 and F.342.01 replace F.200.01, F.230.01 and F.242.01; sections 21 and 22). Mutual associations exempt from ongoing supervision are excluded (section 26).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"Annual, for each financial year. Taxonomy 1.1.0 applies to reporting periods ending in 2026.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"Balance sheet and income statement (F.100.01, F.200.01): no later than four months after the financial year end; five months for small insurers (section 211 VAG), Pensionskassen, death benefit funds and reinsurers in run-off; six months more, for a 31 December year end, for reinsurers and for property and casualty insurers whose accepted reinsurance premiums exceed their direct premiums, unless they close their accounts within the primary insurer deadline (section 8). Other forms: four months for F.101.01, F.103.01, F.201.01, F.202.01, F.210.01 to F.212.01, F.230.01, F.203.01, F.240.01, F.242.01, F.243.01, F.246.01, F.247.01 and F.252.01; six months for F.110.01 to F.113.01, F.213.01 to F.219.01, F.030.01, F.030.02, F.120.01, F.121.01, F.220.01 to F.222.01, F.265.01, F.130.01 and F.231.01 to F.238.01; seven months for the Pensionskassen form in section 15(3) (section 15). The solvency statement has the same deadline as the annual financial statements (Capital Resources Regulation, section 19).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"formats":{"values":["XBRL-XML","Excel","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","text":"One ZIP container per report named NB_<register number>_JMVU_<period YYYYMM>.zip, uploaded to the MVP Portal (procedure 'Versicherungsaufsicht', submission 'Nationales Berichtswesen (Präfix NB)'). Quantitative part: one XBRL file based on BaFin's national taxonomy, or BaFin's macro-enabled Excel forms (.xlsm), which BaFin converts to XBRL and validates. Qualitative part: one PDF/A-1a, -2a or -3a file. The register number, not the LEI, identifies the firm. A test submission is available in 'TEST: Versicherungsaufsicht'. Quantitative parts of forms with the same deadline go in one file; later files for the year must repeat the quantitative parts already filed (BerVersV section 24c)."},"legal_basis":[{"title":"Insurance Reporting Regulation (Versicherungsberichterstattungs-Verordnung, BerVersV), BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},{"title":"Capital Resources Regulation (Kapitalausstattungs-Verordnung, KapAusstV), section 19, BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_kapitalausstattungs_verordnung_en.pdf?__blob=publicationFile&v=1"}],"templates":{"count":58,"items":[{"code":"F.010.01","name":"Scope of the report: annual report of insurance undertakings"},{"code":"F.020.01","name":"Basic information on the insurance undertaking or Pensionsfonds"},{"code":"F.030.01","name":"List of accounting units (Abrechnungsverbände)"},{"code":"F.030.02","name":"List of sub-collective groups (Teilkollektivgruppen)"},{"code":"F.030.03","name":"List of minimum allocation groups (Mindestzuführungsgruppen)"},{"code":"F.100.01","name":"Balance sheet"},{"code":"F.101.01","name":"Changes in investments"},{"code":"F.103.01","name":"Guarantee assets and other assets"},{"code":"F.110.01","name":"Movements in the provision for bonuses and rebates (RfB)"},{"code":"F.111.01","name":"Movements in the provision for bonuses and rebates (RfB)"},{"code":"F.112.01","name":"Movements in the provision for bonuses and rebates (RfB)"},{"code":"F.113.01","name":"Movements in the collective parts of the provision for bonuses and rebates (RfB)"},{"code":"F.120.01","name":"Investments with member and sponsoring undertakings, and receivables from and liabilities to them"},{"code":"F.121.01","name":"Movements in the provision for performance-related bonuses and participation in valuation reserves"},{"code":"F.130.01","name":"Movements in the provision for bonuses and rebates in direct insurance business"},{"code":"F.200.01","name":"Income statement"},{"code":"F.201.01","name":"Investment income and expenses"},{"code":"F.202.01","name":"Types of expense shown in certain income statement items, and number of employees"},{"code":"F.203.01","name":"Business accepted from domestic and foreign ceding insurers and business ceded to domestic and foreign insurers, reinsurers or brokers"},{"code":"F.210.01","name":"Movements in the life insurance portfolio"},{"code":"F.211.01","name":"Movements in the life insurance portfolio"},{"code":"F.212.01","name":"Composition of gross premiums written"},{"code":"F.213.01","name":"Breakdown of gross result by source of profit"},{"code":"F.214.01","name":"Breakdown of gross result by source of profit"},{"code":"F.215.01","name":"Breakdown of gross result by source of profit"},{"code":"F.216.01","name":"Breakdown of gross result by source of profit"},{"code":"F.217.01","name":"Breakdown of gross result by source of profit"},{"code":"F.218.01","name":"Breakdown of gross result by source of profit"},{"code":"F.219.01","name":"Breakdown of gross result by source of profit"},{"code":"F.220.01","name":"Movements in the number of beneficiaries (pension and other capital insurance)"},{"code":"F.221.01","name":"Movements in the portfolio of death benefit and supplementary insurance"},{"code":"F.222.01","name":"Premiums, premiums from the provision for performance-related bonuses, reinsurance premiums and premium reserve"},{"code":"F.230.01","name":"Movements in the health insurance portfolio"},{"code":"F.231.01","name":"Breakdown of gross result by source of profit"},{"code":"F.232.01","name":"Breakdown of gross result by source of profit"},{"code":"F.233.01","name":"Breakdown of gross result by source of profit"},{"code":"F.234.01","name":"Breakdown of gross result by source of profit"},{"code":"F.235.01","name":"Breakdown of gross result by source of profit"},{"code":"F.236.01","name":"Breakdown of gross result by source of profit"},{"code":"F.237.01","name":"Breakdown of gross result by source of profit"},{"code":"F.238.01","name":"Breakdown of gross result by source of profit"},{"code":"F.240.01","name":"Portfolio movements and reinsurance of individual classes of direct business"},{"code":"F.242.01","name":"Claims, provisions and expenses by class and type of direct business"},{"code":"F.243.01","name":"Information on certain types of direct domestic business"},{"code":"F.246.01","name":"Direct transport insurance business"},{"code":"F.247.01","name":"Direct cyber insurance business"},{"code":"F.252.01","name":"Premiums, and composition and run-off of the claims provision, in accepted reinsurance business"},{"code":"F.265.01","name":"Foreign insurance business"},{"code":"F.271.01","name":"Breakdown of gross result by source of profit"},{"code":"F.300.01","name":"Income statement (small mutual associations, BerVersV section 22)"},{"code":"F.330.01","name":"Movements in the health insurance portfolio (small mutual associations, BerVersV section 22)"},{"code":"F.342.01","name":"Provisions by class of direct business (small mutual associations, BerVersV section 22)"},{"code":"F.612.01","name":"Information for calculating the minimum allocation to the provision for bonuses and rebates"},{"code":"F.701.01","name":"Own funds and solvency capital requirement (SCR), life insurance undertakings"},{"code":"F.702.01","name":"Own funds and solvency capital requirement (SCR), Pensionskassen"},{"code":"F.703.01","name":"Own funds and solvency capital requirement (SCR), death benefit funds (Sterbekassen)"},{"code":"F.704.01","name":"Own funds and solvency capital requirement (SCR), health insurance undertakings"},{"code":"F.705.01","name":"Own funds and solvency capital requirement (SCR), property and casualty insurance undertakings"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","note":"Forms in entry point jm_vu ('Jahresmeldung VU') of the annotated templates for taxonomy 1.1.0 (names translated from German). Which forms a firm files depends on its line of business (BerVersV sections 2 to 17); form F.010.01 sets the scope of each report. The general notes name BaFin Circular 03/2025 (VA) on minimum premium refund values and Circular 04/2025 (VA) on the solvency of small insurers, Sterbekassen, Pensionskassen and Pensionsfonds among the legal bases of the taxonomy."},"documents":["mvp-portal-page","mvp-va-page","mvp-va-info-sheet","nb-taxonomy-1-1-0","nb-tp-eurofiling","nb-general-notes-1-1-0","nb-annotated-templates-1-1-0","nb-dictionary-1-1-0","nb-validation","nb-deactivated-validations-1-1-0","nb-excel-forms-1-1-0","mvp-meldeformulare-page","mvp-meldeformulare-info-sheet","mvp-user-manual","berversv-en","kapausstv-en","bafin-regulations-list"],"validation_rules":{"published":true,"count":5079,"count_basis":"Value assertion files (val/vr-*.xml, not counting -err- message files) in BaFin_VA_NB_XBRL-Taxonomie 1.1.0 for the 58 forms of entry point jm_vu as assigned in the 'Modules' sheet of the annotated templates: 5098 rules, less 19 deactivated for taxonomy 1.1.0 in 'Deaktivierte Validierungen' (28.09.2026). The 7 rules of F.020.01 are counted in every entry point.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"XBRL Formula value assertions in BaFin's taxonomy package, also listed in an Excel file (expression, severity ERROR or WARNING, message)","note":"The Excel validation list linked under taxonomy 1.1.0 is the 1.0.0 file (5,990 rules) and lacks rules added in 1.1.0. BaFin rejects a report whose content or format breaks the published rules; the MVP protocol shows acceptance or rejection with errors and warnings.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"},"public_data":{"level":"firm-level","text":"BaFin publishes a yearly statistic on German insurers and Pensionsfonds (Statistik der BaFin - Erstversicherungsunternehmen) in Excel tables, including key figures by named undertaking (for example table 160 for life insurers, 2024), and aggregated raw data of selected forms (Aggregierte Rohdaten). The statistics page does not name its source returns; the tables cover the same items as this report.","url":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/erstversicherung/erstversicherung_node.html","format":"Excel tables","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/erstversicherung/erstversicherung_node.html"},"sources":["https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_kapitalausstattungs_verordnung_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1"]},{"id":"ins-national-quarterly","code":"NB UMVU","name":"National quarterly report of insurance undertakings","official_name":"Nationales Berichtswesen: unterjährige Meldung Versicherungsunternehmen (interner Quartalsbericht nach BerVersV und Kapitalanlageberichte)","group":"Insurers: national reporting (national)","status":"in force","status_note":{"text":"The XBRL-based national reporting applies from reporting dates in 2025 (taxonomy 1.0.0) and 2026 (taxonomy 1.1.0). Before that, formatted forms were filed in the procedure 'Versicherungsaufsicht - Meldeformulare', which BaFin says can only be used for reporting dates up to 31 December 2024.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1"},"purpose":{"text":"The quarterly interim report on business development under BerVersV section 19 (F.601.01 life, F.602.01 Pensionskassen, F.603.01 health, F.604.01 property and casualty and reinsurance), filed together with the quarterly investment reports set by two BaFin collective orders: F.670.01 (composition of investments), F.671.01 (book and fair values and cover of technical liabilities) and F.660.01 (derivatives, forward deals and structured products) for small insurers and Pensionskassen; F.674.01 and F.675.01 (book and fair values, hidden reserves and losses, and the quarterly cover of technical liabilities by the guarantee assets) for Solvency II undertakings.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"Insurance undertakings with registered office in Germany supervised by BaFin (BerVersV section 19). F.670.01, F.671.01 and F.660.01: small insurers, Pensionskassen and separate accounting units of public-law pension schemes; small mutual associations with investments up to EUR 5 million are exempt for the first three quarters (collective order of 19.03.2025). F.674.01 and F.675.01: Solvency II undertakings (collective order of 18.03.2025).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"frequency":{"value":"quarterly","text":"Quarterly, for reporting dates 31 March, 30 June, 30 September and 31 December.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"deadline":{"text":"No later than the end of the month after the reporting quarter (BerVersV section 20; both collective orders).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"formats":{"values":["XBRL-XML","Excel","PDF"],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","text":"One ZIP container per report named NB_<register number>_UMVU_<period YYYYMM>.zip, uploaded to the MVP Portal (procedure 'Versicherungsaufsicht', submission 'Nationales Berichtswesen (Präfix NB)'). Quantitative part: one XBRL file based on BaFin's national taxonomy, or BaFin's macro-enabled Excel forms (.xlsm), which BaFin converts to XBRL and validates. Qualitative part: one PDF/A-1a, -2a or -3a file. The register number, not the LEI, identifies the firm. A test submission is available in 'TEST: Versicherungsaufsicht'. The quantitative parts of all forms with the same deadline (F.660.01, F.670.01, F.671.01 or F.674.01, F.675.01, and the line-of-business form F.601.01 to F.604.01) go in one XBRL file; a correction resubmits them all."},"legal_basis":[{"title":"Insurance Reporting Regulation (BerVersV), sections 19 and 20, BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},{"title":"Sammelverfügung vom 19.03.2025 betreffend die Berichtspflichten der Versicherungsunternehmen über ihre Kapitalanlagen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},{"title":"Sammelverfügung vom 18.03.2025 zu Berichtspflichten über die Zeitwerte, stillen Reserven und stillen Lasten der Vermögensanlagen sowie die unterjährige Bedeckung der zu schätzenden versicherungstechnischen Passiva von Solvency II-Unternehmen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250318_berichtspflichten_va.html"}],"templates":{"count":11,"items":[{"code":"F.010.03","name":"Scope of the report: interim report of insurance undertakings"},{"code":"F.020.01","name":"Basic information on the insurance undertaking or Pensionsfonds"},{"code":"F.601.01","name":"Quarterly information of life insurance undertakings"},{"code":"F.602.01","name":"Quarterly information of Pensionskassen"},{"code":"F.603.01","name":"Quarterly information of health insurance undertakings"},{"code":"F.604.01","name":"Quarterly information of property and casualty insurance undertakings and reinsurance undertakings"},{"code":"F.660.01","name":"Quarterly report on derivatives, forward purchases, forward sales and structured products"},{"code":"F.670.01","name":"Quarterly report on the composition of investments"},{"code":"F.671.01","name":"Quarterly report on book and fair values of investments and the cover of technical liabilities"},{"code":"F.674.01","name":"Quarterly report on book and fair values of assets and the cover of technical liabilities"},{"code":"F.675.01","name":"Quarterly report on book and fair values of assets used to cover technical liabilities"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","note":"Forms in entry point um_vu ('unterjährige Meldung VU') of the annotated templates for taxonomy 1.1.0 (names translated from German)."},"documents":["mvp-portal-page","mvp-va-page","mvp-va-info-sheet","nb-taxonomy-1-1-0","nb-tp-eurofiling","nb-general-notes-1-1-0","nb-annotated-templates-1-1-0","nb-dictionary-1-1-0","nb-validation","nb-deactivated-validations-1-1-0","nb-excel-forms-1-1-0","mvp-meldeformulare-page","mvp-meldeformulare-info-sheet","mvp-user-manual","berversv-en","sv-investments-insurers-2025","sv-sii-asset-values-2025"],"validation_rules":{"published":true,"count":658,"count_basis":"Value assertion files (val/vr-*.xml, not counting -err- message files) in BaFin_VA_NB_XBRL-Taxonomie 1.1.0 for the 11 forms of entry point um_vu as assigned in the 'Modules' sheet of the annotated templates: 658 rules, less 0 deactivated for taxonomy 1.1.0 in 'Deaktivierte Validierungen' (28.09.2026). The 7 rules of F.020.01 are counted in every entry point.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"XBRL Formula value assertions in BaFin's taxonomy package, also listed in an Excel file (expression, severity ERROR or WARNING, message)","note":"The Excel validation list linked under taxonomy 1.1.0 is the 1.0.0 file (5,990 rules) and lacks rules added in 1.1.0. BaFin rejects a report whose content or format breaks the published rules; the MVP protocol shows acceptance or rejection with errors and warnings.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the statistics pages checked.","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/erstversicherung/erstversicherung_node.html"},"sources":["https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250318_berichtspflichten_va.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1"]},{"id":"ins-investment-annexes","code":"BW1 to BW5 (Streuung, Fonds)","name":"Investment spread and fund holdings annexes of small insurers and Pensionskassen","official_name":"Anlagen „Streuung“ und „Fonds“ (KA-Sammelverfügung, Präfix BW1 bis BW5)","group":"Insurers: national reporting (national)","status":"in force","purpose":{"text":"Two Excel annexes to the investment reporting of small insurers and Pensionskassen: 'Streuung' checks the limits per debtor (report on the spread of the guarantee assets under section 4 of the Investment Regulation, AnlV), and 'Fonds' lists every investment fund held under section 2(1) nos. 15 and 16 AnlV, reconciling to F.670.01.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"who_files":{"text":"Small insurers, Pensionskassen and separate accounting units of public-law pension schemes with registered office in Germany. 'Fonds' only if the firm holds such funds. No nil return is needed where no reporting duty exists.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"frequency":{"value":"varies","text":"'Streuung' quarterly (31 March, 30 June, 30 September, 31 December); 'Fonds' annually (31 December).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"deadline":{"text":"'Streuung': by the end of the month after the calendar quarter. 'Fonds': by the end of the month after the calendar year. First reporting: 'Streuung' for 31.03.2025, 'Fonds' for 31.12.2025.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"formats":{"values":["Excel"],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","text":"BaFin's Excel files, filled in the blue cells, packed (zip or gz) and uploaded in the procedure 'Versicherungsaufsicht', submission 'KA-Sammelverfügung (Präfix BW1 bis BW5)'. File names such as BW1_1234_Streuung_1Q2025.xlsx and BW5_5678_Fonds_4Q2025.xlsx (the digit after BW is the firm's line of business, the first digit of the register number)."},"legal_basis":[{"title":"Sammelverfügung vom 19.03.2025 betreffend die Berichtspflichten der Versicherungsunternehmen über ihre Kapitalanlagen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"}],"templates":{"count":2,"items":[{"code":"Streuung","name":"Report on the spread of the guarantee assets (section 4 AnlV)"},{"code":"Fonds","name":"Investment funds held (section 2(1) nos. 15 and 16 AnlV)"}],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","note":"The collective order also attaches a model 'Mischung' sheet with the calculation of mix ratios, as a self-check aid; it is not filed."},"documents":["mvp-portal-page","sv-investments-insurers-2025","mvp-va-info-sheet"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules published for these Excel annexes on the pages read.","where":null,"machine_readable":false,"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"public_data":{"level":"none found","text":"No data from these annexes published by BaFin was found.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html"},"sources":["https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"]},{"id":"ins-annual-report-documents","code":"GB, WP-JA","name":"Annual report and auditor's reports of insurance undertakings","official_name":"Sonstige Unterlagen nach § 16 BerVersV (Geschäftsberichte, Präfix GB; WP-Bericht Jahresabschluss, Präfix WP-JA)","group":"Insurers: national reporting (national)","status":"in force","purpose":{"text":"Electronic copies of the documents listed in section 37(2) VAG with the actuarial and trustee certifications, the annual report with the auditor's opinion, the profit appropriation proposal and the supervisory board report, the auditor's long-form report with board comments, the auditor's report on the dependent company report, and, after the annual general meeting, the final annual report and the consolidated financial statements with the group auditor's report.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"All insurance undertakings (BerVersV section 16); for branches of foreign insurers only parts apply (section 18).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"Annual, for each financial year.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"Without undue delay after the documents are prepared, after the accounts are adopted, or after the annual general meeting, depending on the document (BerVersV section 16(1)). Branches: no later than seven months after the year end for certain documents (section 18(3)).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","text":"PDF uploads in the procedure 'Versicherungsaufsicht': submission 'Geschäftsberichte (Präfix GB)', file GB_<register number>_<free text>.pdf, and 'WP-Bericht Jahresabschluss (Präfix WP-JA)', file WP-JA_<register number>_<free text>.pdf. Auditor's reports must carry the auditor's qualified electronic signature (BerVersV section 16(1))."},"legal_basis":[{"title":"Insurance Reporting Regulation (BerVersV), section 16, BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"}],"templates":{"count":0,"items":[],"note":"No BaFin templates: the documents are the firm's own annual report and auditor's reports.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"documents":["mvp-portal-page","berversv-en","mvp-va-info-sheet","vag-en"],"validation_rules":{"published":true,"count":null,"count_basis":"Only file type and naming rules are published; there are no content checks to count.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","machine_readable":false,"rule_format":"File naming conventions in the MVP information sheet","source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"},"public_data":{"level":"none found","text":"BaFin does not publish these documents; the pages checked do not mention publication.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"sources":["https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"]},{"id":"pk-actuarial-opinion","code":"BerVersV § 17","name":"Actuarial opinion of Pensionskassen and death benefit funds","official_name":"Versicherungsmathematisches Gutachten (§ 17 BerVersV)","group":"Pensionskassen and death benefit funds: national reporting (national)","status":"in force","purpose":{"text":"An actuarial opinion analysing how the main sources of profit and loss affect the result for the year, and setting out the main actuarial assumptions behind the technical provisions.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"Pensionskassen and death benefit funds (Sterbekassen). Those that are small mutual associations (section 210(1) VAG) need to submit it at least for every third financial year end.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"Annual; at least every third year for small mutual associations.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"No later than seven months after the close of the financial year (BerVersV section 17).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","text":"BaFin's MVP information sheet lists the type 'VMG' (actuarial opinion, including breakdown of results, minimum allocation to the provision for bonuses and rebates, premium reserve) under the IORP submission 'Einrichtungen der betrieblichen Altersversorgung (Präfix EBAV)': a ZIP of PDF files named EBAV_<register number>_T_VMG_D_<date>_N_<name>... The pages read do not say whether this route is the one required for the section 17 opinion."},"legal_basis":[{"title":"Insurance Reporting Regulation (BerVersV), section 17, BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"}],"templates":{"count":0,"items":[],"note":"No BaFin template; the opinion is a narrative actuarial document.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"documents":["mvp-portal-page","berversv-en","mvp-va-info-sheet"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules published for this document.","where":null,"machine_readable":false,"source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1"},"sources":["https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"]},{"id":"ins-irregularities","code":"MELVUNT (Formblätter A, B/1 to B/4, C)","name":"Report on irregularities by intermediaries and staff","official_name":"Meldung von Unregelmäßigkeiten im Versicherungsaußen- und Versicherungsinnendienst","group":"Insurers: conduct (national)","status":"in force","purpose":{"text":"Insurers report cases of irregularities by intermediaries, field staff and office staff (facts that could justify a criminal complaint, or suspected dishonest commission claims), so BaFin learns quickly about such cases and the methods used. People must be named (on form B) from EUR 5,000. Annual status reports follow; cases of at least EUR 50,000 caused by one person must be reported at once, outside the annual cycle.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"who_files":{"text":"All insurers under BaFin supervision except reinsurers and insurers with registered office in another member state; the report is made by the insurer to which the irregularity is attributable, including where sales or functions are outsourced.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"frequency":{"value":"annual","text":"The reporting period is the calendar year.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"deadline":{"text":"By 31 March for the previous calendar year (collective order of 10.12.2015, section IV.1).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"formats":{"values":["PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","text":"The collective order says the forms are submitted in writing; BaFin's MVP information sheet now lists a PDF submission 'Unregelmäßigkeiten (Präfix MELVUNT)' with file names MELVUNT_<register number>_FBL_<A/B1/B2/B3/B4/C>_<year>[_ADHOC][_<number>].pdf."},"legal_basis":[{"title":"Sammelverfügung vom 10.12.2015 - Meldung von Unregelmäßigkeiten im Versicherungsaußen- und Versicherungsinnendienst","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"}],"templates":{"count":6,"items":[{"code":"Formblatt A","name":"Form A (also used for change reports on the loss amount)"},{"code":"Formblatt B/1","name":"Tied intermediaries and product-ancillary intermediaries"},{"code":"Formblatt B/2","name":"Multiple agents, insurance brokers and other intermediaries with a licence under section 34d(1) GewO"},{"code":"Formblatt B/3","name":"Employed field staff"},{"code":"Formblatt B/4","name":"Office staff"},{"code":"Formblatt C","name":"Nil return"}],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html","note":"Forms attached to the collective order of 10.12.2015 (titles from the order's annex list)."},"documents":["mvp-portal-page","sv-irregularities-2015","irregularities-form-a","irregularities-form-b1","irregularities-form-b2","irregularities-form-b3","irregularities-form-b4","irregularities-form-c","mvp-va-info-sheet"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules published.","where":null,"machine_readable":false,"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html"},"sources":["https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"]},{"id":"pk-stress-test","code":"ST","name":"Pensionskassen stress test","official_name":"Stresstest für Pensionskassen (Sammelverfügung vom 31.01.2023)","group":"Pensionskassen: stress test (national)","status":"in force","purpose":{"text":"Pensionskassen run BaFin's stress test on balance sheet date data, with a market risk module (four capital market scenarios for bonds, equities and real estate) and a credit risk module, and report the inputs, the calculations and the results for every scenario; a negative balance in any scenario triggers further information.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"who_files":{"text":"Pensionskassen and separate accounting units of public-law pension schemes offering voluntary old-age provision, with registered office in Germany and supervised by BaFin.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"frequency":{"value":"annual","text":"Annual, with data at the balance sheet date.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"deadline":{"text":"No later than three months after the balance sheet date (collective order, section III).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"formats":{"values":["Excel","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2","text":"Result calculation in Excel and any side calculations in Excel or searchable PDF, filed only electronically via the MVP Portal, procedure 'Versicherungsaufsicht'. The MVP information sheet lists the submission 'Stresstest (Präfix ST)' for gz or zip files named ST_<register number>_<free text>."},"legal_basis":[{"title":"Sammelverfügung zum Stresstest für Pensionskassen vom 31.01.2023","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"}],"templates":{"count":1,"items":[{"code":"Anlage 2","name":"Stress test data entry table (Stresstest Erfassungstabelle)"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2","note":"The order has two annexes; only annex 2 (the data entry table) is named in the text read. Changing BaFin's stress test model is not allowed."},"documents":["mvp-portal-page","sv-stress-test-pensionskassen-2023","mvp-va-info-sheet"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules published.","where":null,"machine_readable":false,"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2"},"sources":["https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2","https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5"]},{"id":"pf-national-annual","code":"NB JMPF","name":"National annual report of Pensionsfonds","official_name":"Nationales Berichtswesen: Jahresmeldung Pensionsfonds (interner Jahresbericht nach PFAV)","group":"Pensionsfonds: national reporting (national)","status":"in force","status_note":{"text":"The XBRL-based national reporting applies from reporting dates in 2025 (taxonomy 1.0.0) and 2026 (taxonomy 1.1.0). Before that, formatted forms were filed in the procedure 'Versicherungsaufsicht - Meldeformulare', which BaFin says can only be used for reporting dates up to 31 December 2024.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1"},"purpose":{"text":"The internal annual report of a Pensionsfonds under the Pensionsfonds Supervision Regulation (PFAV): balance sheet (F.800.01) and income statements (F.810.01) on BaFin's forms, additional forms on investments, expenses, guarantee assets, matching cover, investment income, employer exposures, beneficiaries, foreign and ceded business, and the yearly solvency attestation (F.706.01).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"Pensionsfonds supervised by BaFin.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"Annual. Taxonomy 1.1.0 applies to reporting periods ending in 2026.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3"},"deadline":{"text":"F.800.01 and F.810.01: no later than five months after the financial year end (PFAV section 7). F.801.01, F.802.01, F.803.01, F.804.01, F.811.01, F.842.01 and F.850.01: five months; F.820.01 and F.830.01: six months (section 9). Solvency attestation: the same deadline as the annual financial statements (section 28).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"},"formats":{"values":["XBRL-XML","Excel","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","text":"One ZIP container per report named NB_<register number>_JMPF_<period YYYYMM>.zip, uploaded to the MVP Portal (procedure 'Versicherungsaufsicht', submission 'Nationales Berichtswesen (Präfix NB)'). Quantitative part: one XBRL file based on BaFin's national taxonomy, or BaFin's macro-enabled Excel forms (.xlsm), which BaFin converts to XBRL and validates. Qualitative part: one PDF/A-1a, -2a or -3a file. The register number, not the LEI, identifies the firm. A test submission is available in 'TEST: Versicherungsaufsicht'."},"legal_basis":[{"title":"Pensionsfonds Supervision Regulation (Pensionsfonds-Aufsichtsverordnung, PFAV), BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"}],"templates":{"count":14,"items":[{"code":"F.010.02","name":"Scope of the report: annual report of Pensionsfonds"},{"code":"F.020.01","name":"Basic information on the insurance undertaking or Pensionsfonds"},{"code":"F.706.01","name":"Own funds and solvency capital requirement, Pensionsfonds"},{"code":"F.800.01","name":"Balance sheet"},{"code":"F.801.01","name":"Changes in investments and in investments for the account and risk of employees and employers"},{"code":"F.802.01","name":"Types of expense shown in certain income statement items, and number of employees"},{"code":"F.803.01","name":"Guarantee assets and other assets"},{"code":"F.804.01","name":"Matching cover"},{"code":"F.810.01","name":"Income statement"},{"code":"F.811.01","name":"Income and expenses from investments and investments for the account and risk of employees and employers"},{"code":"F.820.01","name":"Investments with employers, and receivables from and liabilities to employers"},{"code":"F.830.01","name":"Movements in the number of beneficiaries"},{"code":"F.842.01","name":"Foreign Pensionsfonds business"},{"code":"F.850.01","name":"Pensionsfonds business ceded to reinsurers"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","note":"Forms in entry point jm_pf ('Jahresmeldung PF') of the annotated templates for taxonomy 1.1.0 (names translated from German)."},"documents":["mvp-portal-page","mvp-va-page","mvp-va-info-sheet","nb-taxonomy-1-1-0","nb-tp-eurofiling","nb-general-notes-1-1-0","nb-annotated-templates-1-1-0","nb-dictionary-1-1-0","nb-validation","nb-deactivated-validations-1-1-0","nb-excel-forms-1-1-0","mvp-meldeformulare-page","mvp-meldeformulare-info-sheet","mvp-user-manual","pfav-en","bafin-regulations-list"],"validation_rules":{"published":true,"count":457,"count_basis":"Value assertion files (val/vr-*.xml, not counting -err- message files) in BaFin_VA_NB_XBRL-Taxonomie 1.1.0 for the 14 forms of entry point jm_pf as assigned in the 'Modules' sheet of the annotated templates: 460 rules, less 3 deactivated for taxonomy 1.1.0 in 'Deaktivierte Validierungen' (28.09.2026). The 7 rules of F.020.01 are counted in every entry point.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"XBRL Formula value assertions in BaFin's taxonomy package, also listed in an Excel file (expression, severity ERROR or WARNING, message)","note":"The Excel validation list linked under taxonomy 1.1.0 is the 1.0.0 file (5,990 rules) and lacks rules added in 1.1.0. BaFin rejects a report whose content or format breaks the published rules; the MVP protocol shows acceptance or rejection with errors and warnings.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"},"public_data":{"level":"aggregate","text":"BaFin publishes yearly aggregated raw data of selected Pensionsfonds forms (Aggregierte Rohdaten, Pensionsfonds), identified by form, row and column; the 2024 file says it is based on the PFAV.","url":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html","format":"Excel","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html"},"sources":["https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html"]},{"id":"pf-national-interim","code":"NB UMPF","name":"National interim report of Pensionsfonds","official_name":"Nationales Berichtswesen: unterjährige Meldung Pensionsfonds (Quartals- und Halbjahresmeldungen)","group":"Pensionsfonds: national reporting (national)","status":"in force","status_note":{"text":"The XBRL-based national reporting applies from reporting dates in 2025 (taxonomy 1.0.0) and 2026 (taxonomy 1.1.0). Before that, formatted forms were filed in the procedure 'Versicherungsaufsicht - Meldeformulare', which BaFin says can only be used for reporting dates up to 31 December 2024.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1"},"purpose":{"text":"Quarterly report F.678.01 on investments, investments for the account and risk of employees and employers, and the cover of the guarantee assets by business type (collective order of 17.03.2025), and the half-yearly report F.882.01 on selected business development figures (PFAV section 11).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html"},"who_files":{"text":"All Pensionsfonds with registered office in Germany supervised by BaFin.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html"},"frequency":{"value":"quarterly","text":"F.678.01 quarterly (31 March, 30 June, 30 September, 31 December); F.882.01 half-yearly (30 June and 31 December).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html"},"deadline":{"text":"F.678.01: by the end of the month after the calendar quarter (collective order of 17.03.2025). F.882.01: by the end of the month after the half-year (PFAV section 11).","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html"},"formats":{"values":["XBRL-XML","Excel","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","text":"One ZIP container per report named NB_<register number>_UMPF_<period YYYYMM>.zip, uploaded to the MVP Portal (procedure 'Versicherungsaufsicht', submission 'Nationales Berichtswesen (Präfix NB)'). Quantitative part: one XBRL file based on BaFin's national taxonomy, or BaFin's macro-enabled Excel forms (.xlsm), which BaFin converts to XBRL and validates. Qualitative part: one PDF/A-1a, -2a or -3a file. The register number, not the LEI, identifies the firm. A test submission is available in 'TEST: Versicherungsaufsicht'."},"legal_basis":[{"title":"Sammelverfügung vom 17.03.2025 betreffend die Berichtspflichten der Pensionsfonds über ihre Kapitalanlagen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html"},{"title":"Pensionsfonds Supervision Regulation (PFAV), section 11, BaFin's English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1"}],"templates":{"count":4,"items":[{"code":"F.010.04","name":"Scope of the report: interim report of Pensionsfonds"},{"code":"F.020.01","name":"Basic information on the insurance undertaking or Pensionsfonds"},{"code":"F.678.01","name":"Quarterly report on investments, investments for the account and risk of employees and employers, and cover, of Pensionsfonds"},{"code":"F.882.01","name":"Half-yearly selected figures on business development"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","note":"Forms in entry point um_pf ('unterjährige Meldung PF') of the annotated templates for taxonomy 1.1.0 (names translated from German)."},"documents":["mvp-portal-page","mvp-va-page","mvp-va-info-sheet","nb-taxonomy-1-1-0","nb-tp-eurofiling","nb-general-notes-1-1-0","nb-annotated-templates-1-1-0","nb-dictionary-1-1-0","nb-validation","nb-deactivated-validations-1-1-0","nb-excel-forms-1-1-0","mvp-meldeformulare-page","mvp-meldeformulare-info-sheet","mvp-user-manual","pfav-en","sv-investments-pensionsfonds-2025"],"validation_rules":{"published":true,"count":37,"count_basis":"Value assertion files (val/vr-*.xml, not counting -err- message files) in BaFin_VA_NB_XBRL-Taxonomie 1.1.0 for the 4 forms of entry point um_pf as assigned in the 'Modules' sheet of the annotated templates: 37 rules, less 0 deactivated for taxonomy 1.1.0 in 'Deaktivierte Validierungen' (28.09.2026). The 7 rules of F.020.01 are counted in every entry point.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"XBRL Formula value assertions in BaFin's taxonomy package, also listed in an Excel file (expression, severity ERROR or WARNING, message)","note":"The Excel validation list linked under taxonomy 1.1.0 is the 1.0.0 file (5,990 rules) and lacks rules added in 1.1.0. BaFin rejects a report whose content or format breaks the published rules; the MVP protocol shows acceptance or rejection with errors and warnings.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the statistics pages checked.","source":"https://www.bafin.de/DE/die-bafin/publikationen-daten/statistiken/rohdaten-aggregiert/aggregierte-rohdaten_node.html"},"sources":["https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html","https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"]},{"id":"iorp-quarterly","code":"PD quarterly (PF.01.01.25)","name":"Quarterly pension data report of IORPs (EIOPA and ECB)","official_name":"Quantitative Pensionsdaten-Meldung, vierteljährlich","group":"Pensionskassen and Pensionsfonds: IORP reporting (EU, EIOPA and ECB)","status":"in force","purpose":{"text":"Quarterly EIOPA pension data (basic information, balance sheet, list of assets and open derivatives). EIOPA and the ECB designed the templates together; the Bundesbank and BaFin agreed that IORPs file all data with BaFin, which passes them to EIOPA and to the Bundesbank as national support for the ECB.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html"},"who_files":{"text":"Pensionskassen, Pensionsfonds and separate accounting units of public-law pension schemes offering voluntary old-age provision, supervised by BaFin, with total assets of at least EUR 1 billion. Those with EUR 100 million to 1 billion are exempt from quarterly reporting.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"quarterly","text":"At the end of each calendar quarter, first for the quarter ending on or after 01.01.2025.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"Within 7 weeks after the end of the quarter (general decree, section 9). BaFin's list gives, for example, Q3 2026 by 18.11.2026, Q4 2026 by 18.02.2027 and Q1 2027 by 19.05.2027.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"formats":{"values":["XBRL-XML","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","text":"A ZIP holding one XBRL file to EIOPA's pension funds taxonomy version valid for the reference date, uploaded in the MVP procedure 'Versicherungsaufsicht - Pensionsdaten' (submission 'Quantitative Pensionsdaten Meldung (XBRL)'); file name PD_<register number>_<YYYY or YYYYQQ>_<sequence>[_suffix].zip. Additional explanations go as an uncompressed PDF/A-1a, -2a or -3a. BaFin expects the ECB-extended entry points, so one filing meets the EIOPA and ESCB statistics obligations; it does not expect the 'aggregated' or 'exempted' entry points. The LEI, or else the register number, identifies the IORP."},"legal_basis":[{"title":"BaFin general decree of 04.03.2025 on the regular request for pension data (EIOPA-BoS-23/030)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},{"title":"Regulation (EU) 2018/231 of the ECB on statistical reporting requirements for pension funds, as linked by BaFin","url":"https://eur-lex.europa.eu/eli/reg/2018/231"}],"templates":{"count":5,"items":[{"code":"PF.01.01.25","name":"Content of the submission"},{"code":"PF.01.02.25","name":"Basic information"},{"code":"PF.02.01.24","name":"Balance sheet"},{"code":"PF.06.02.24","name":"List of assets"},{"code":"PF.08.01.24","name":"Open derivatives"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","note":"EU templates designed by EIOPA and the ECB, as required for German IORPs by Annex I of BaFin's general decree of 04.03.2025. The library's EIOPA entry does not yet cover IORP (pension funds) reporting, so the templates are listed here from BaFin's decree."},"documents":["mvp-portal-page","va-reporting-obligations-page","pensionsdaten-general-decree-2025","iorp-deadlines","mvp-pensionsdaten-page","pensionsdaten-info-sheet","eiopa-bos-20-362","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's pension funds taxonomy validation rules apply; the library has no EIOPA pension entry yet.","where":null,"machine_readable":true,"rule_format":"XBRL validation rules and filing rules in EIOPA's pension funds taxonomy","note":"BaFin checks file format, XML well-formedness and validity, that the MVP metadata match the XBRL content, and the taxonomy validation rules; the result comes back in the MVP protocol.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_infoblatt_pensionsdaten_va.pdf?__blob=publicationFile&v=3"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_vorlagefristen_detailliert_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_pensionsdaten/mvp_va_pensionsdaten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_infoblatt_pensionsdaten_va.pdf?__blob=publicationFile&v=3"]},{"id":"iorp-annual","code":"PD annual (PF.01.01.24)","name":"Annual pension data report of IORPs (EIOPA and ECB)","official_name":"Quantitative Pensionsdaten-Meldung, jährlich","group":"Pensionskassen and Pensionsfonds: IORP reporting (EU, EIOPA and ECB)","status":"in force","purpose":{"text":"Annual EIOPA pension data: basic information, balance sheet, cross-border activity, expenses, list of assets with CIC codes, look-through of investment funds, open derivatives, investment income, changes in technical provisions, cash flows, members and beneficiaries, and contributions, benefits and transfers. BaFin passes the data to EIOPA and the Bundesbank.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"The same IORPs as the quarterly report, with total assets above EUR 100 million. Those with EUR 100 million to 1 billion are exempt from PF.06.02 (list of assets), PF.06.03 (look-through) and PF.29.06 (cash flows). IORPs with total assets of EUR 100 million or less are exempt; entry and exit follow three consecutive years above or below the thresholds, measured on form 800.01 (PFAV) or 100.01 (BerVersV).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"At the end of each financial year, first for financial years ending after 31.12.2024.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"Within 16 weeks after the end of the financial year (general decree, section 9). BaFin's list gives, for example, A4 2026 (31.12.2026) by 22.04.2027, with other dates for years ending on 30 June, 31 July, 30 September or 31 October.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_vorlagefristen_detailliert_va.pdf?__blob=publicationFile&v=4"},"formats":{"values":["XBRL-XML","PDF"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","text":"A ZIP holding one XBRL file to EIOPA's pension funds taxonomy version valid for the reference date, uploaded in the MVP procedure 'Versicherungsaufsicht - Pensionsdaten' (submission 'Quantitative Pensionsdaten Meldung (XBRL)'); file name PD_<register number>_<YYYY or YYYYQQ>_<sequence>[_suffix].zip. Additional explanations go as an uncompressed PDF/A-1a, -2a or -3a. BaFin expects the ECB-extended entry points, so one filing meets the EIOPA and ESCB statistics obligations; it does not expect the 'aggregated' or 'exempted' entry points. The LEI, or else the register number, identifies the IORP."},"legal_basis":[{"title":"BaFin general decree of 04.03.2025 on the regular request for pension data (EIOPA-BoS-23/030)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1"},{"title":"Regulation (EU) 2018/231 of the ECB on statistical reporting requirements for pension funds, as linked by BaFin","url":"https://eur-lex.europa.eu/eli/reg/2018/231"}],"templates":{"count":13,"items":[{"code":"PF.01.01.24","name":"Content of the submission"},{"code":"PF.01.02.24","name":"Basic information"},{"code":"PF.02.01.24","name":"Balance sheet"},{"code":"PF.04.03.24","name":"Cross-border activity"},{"code":"PF.05.03.24","name":"Expenses"},{"code":"PF.06.02.24","name":"List of assets"},{"code":"PF.06.03.24","name":"Collective investment undertakings, look-through approach"},{"code":"PF.08.01.24","name":"Open derivatives"},{"code":"PF.09.02.24","name":"Investment income"},{"code":"PF.29.05.24","name":"Changes in technical provisions"},{"code":"PF.29.06.24","name":"Cash flows"},{"code":"PF.50.01.24","name":"Members and beneficiaries"},{"code":"PF.51.01.24","name":"Contributions, benefits paid and transfers"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","note":"EU templates designed by EIOPA and the ECB, as required for German IORPs by Annex I of BaFin's general decree of 04.03.2025. The library's EIOPA entry does not yet cover IORP (pension funds) reporting, so the templates are listed here from BaFin's decree."},"documents":["mvp-portal-page","va-reporting-obligations-page","pensionsdaten-general-decree-2025","iorp-deadlines","mvp-pensionsdaten-page","pensionsdaten-info-sheet","eiopa-bos-20-362","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: EIOPA's pension funds taxonomy validation rules apply; the library has no EIOPA pension entry yet.","where":null,"machine_readable":true,"rule_format":"XBRL validation rules and filing rules in EIOPA's pension funds taxonomy","note":"BaFin checks file format, XML well-formedness and validity, that the MVP metadata match the XBRL content, and the taxonomy validation rules; the result comes back in the MVP protocol.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_infoblatt_pensionsdaten_va.pdf?__blob=publicationFile&v=3"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked. BaFin forwards the data to EIOPA and the Deutsche Bundesbank.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_vorlagefristen_detailliert_va.pdf?__blob=publicationFile&v=4","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_pensionsdaten/mvp_va_pensionsdaten_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_infoblatt_pensionsdaten_va.pdf?__blob=publicationFile&v=3"]},{"id":"aifmd-manager","code":"AIFMD AIFM report (sections 35, 44 KAGB)","name":"AIFM report (AIFMD Annex IV, manager level)","official_name":"AIFMD-Berichtswesen: Meldung auf Gesellschaftsebene (AIFM-Meldung)","group":"Fund managers: AIFMD reporting (EU, ESMA)","status":"in force","purpose":{"text":"The manager-level AIFMD report under sections 35 and 44 KAGB and Articles 3(3)(d) and 24 of the AIFMD, with criteria in Articles 2 to 5 and 110 and Annex IV of Delegated Regulation (EU) No 231/2013. BaFin collects it, and both BaFin and ESMA check each file.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"who_files":{"text":"AIF management companies with registered office in Germany that manage or intend to manage AIFs in Germany or another EU/EEA state, or market an AIF in the EU/EEA; foreign AIF management companies under section 35(6) KAGB; registered (not authorised) AIF managers under section 44(1) no. 4 and (7) KAGB. Closed-ended legacy funds fully invested before 21.07.2013 that meet section 353(1) KAGB are not reported.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"frequency":{"value":"varies","text":"Annual, half-yearly or quarterly reporting dates, set for each manager or fund by Article 110(3) of Delegated Regulation (EU) No 231/2013, as cited by BaFin.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"deadline":{"text":"No later than one month after the reporting date, or one month and 15 days if the AIF is a fund of funds (BaFin notice, point 12). BaFin advises not to use the full period because of system delays.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"formats":{"values":["XML"],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404","text":"XML only, to ESMA's XSD (the notice names AIFMD_DATAIF_V1.2.xsd in xsi:noNamespaceSchemaLocation and ESMA's IT technical guidance revision 6 for reports from November 2023), compressed with GZIP and uploaded to the MVP Portal in the procedure 'AIFMD-Berichtswesen'. The AIFM report and one file holding all AIF reports are compressed separately and named AIFM_<any name>.gz and AIF_<any name>.gz; one file per management company; e-mail and online forms are not allowed. The 'AIFM national code' and 'AIF national code' fields hold the 8-digit BaFin ID. A test procedure 'TEST: AIFMD-Berichtswesen' is available."},"legal_basis":[{"title":"Directive 2011/61/EU (AIFMD), as linked by BaFin","url":"https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:174:0001:0073:DE:PDF"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"documents":["mvp-portal-page","kvg-reporting-page","mvp-aifmd-page","aifmd-guidance-notice","aifmd-annex-6","aifmd-annex-7","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: ESMA's AIFMD validation rules and error codes apply; the library has no ESMA entry.","where":null,"machine_readable":true,"rule_format":"ESMA XSD and ESMA validation rules; BaFin returns XML feedback files with error codes (feedback XSDs in annex 7 of BaFin's notice)","note":"BaFin and then ESMA check each file; formal errors are flagged at once, ESMA's feedback can take days. The reporting duty is met only when the MVP status shows 'ESMA ok'. BaFin also reviews content in its Data Quality Engagement Framework (DQEF) and asks for corrections by e-mail. Duplicate files are not processed.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/aifmd/aifmd-berichtswesen_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/aifmd/aifmd-berichtswesen_node.html","https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404","https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html"]},{"id":"aifmd-fund","code":"AIFMD AIF report (sections 35, 44 KAGB)","name":"AIF report (AIFMD Annex IV, fund level)","official_name":"AIFMD-Berichtswesen: Meldung auf Ebene der Investmentvermögen (AIF-Meldung)","group":"Fund managers: AIFMD reporting (EU, ESMA)","status":"in force","purpose":{"text":"The fund-level AIFMD report for each AIF a German management company manages or markets, including AIFs it sets up in other EU states, under the same legal bases as the manager report.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"who_files":{"text":"AIF management companies with registered office in Germany that manage or intend to manage AIFs in Germany or another EU/EEA state, or market an AIF in the EU/EEA; foreign AIF management companies under section 35(6) KAGB; registered (not authorised) AIF managers under section 44(1) no. 4 and (7) KAGB. Closed-ended legacy funds fully invested before 21.07.2013 that meet section 353(1) KAGB are not reported. All AIFs of one management company go in one XML file; separate files per fund are not allowed.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"frequency":{"value":"varies","text":"Annual, half-yearly or quarterly reporting dates, set for each manager or fund by Article 110(3) of Delegated Regulation (EU) No 231/2013, as cited by BaFin.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"deadline":{"text":"No later than one month after the reporting date, or one month and 15 days if the AIF is a fund of funds (BaFin notice, point 12). BaFin advises not to use the full period because of system delays.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"formats":{"values":["XML"],"source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404","text":"XML only, to ESMA's XSD (the notice names AIFMD_DATAIF_V1.2.xsd in xsi:noNamespaceSchemaLocation and ESMA's IT technical guidance revision 6 for reports from November 2023), compressed with GZIP and uploaded to the MVP Portal in the procedure 'AIFMD-Berichtswesen'. The AIFM report and one file holding all AIF reports are compressed separately and named AIFM_<any name>.gz and AIF_<any name>.gz; one file per management company; e-mail and online forms are not allowed. The 'AIFM national code' and 'AIF national code' fields hold the 8-digit BaFin ID. A test procedure 'TEST: AIFMD-Berichtswesen' is available."},"legal_basis":[{"title":"Directive 2011/61/EU (AIFMD), as linked by BaFin","url":"https://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:174:0001:0073:DE:PDF"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"documents":["mvp-portal-page","kvg-reporting-page","mvp-aifmd-page","aifmd-guidance-notice","aifmd-annex-6","aifmd-annex-7","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: ESMA's AIFMD validation rules and error codes apply; the library has no ESMA entry.","where":null,"machine_readable":true,"rule_format":"ESMA XSD and ESMA validation rules; BaFin returns XML feedback files with error codes (feedback XSDs in annex 7 of BaFin's notice)","note":"BaFin and then ESMA check each file; formal errors are flagged at once, ESMA's feedback can take days. The reporting duty is met only when the MVP status shows 'ESMA ok'. BaFin also reviews content in its Data Quality Engagement Framework (DQEF) and asks for corrections by e-mail. Duplicate files are not processed.","source":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/aifmd/aifmd-berichtswesen_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/aifmd/aifmd-berichtswesen_node.html","https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404","https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html"]},{"id":"mmf-article-37","code":"MMF Reporting (Article 37)","name":"Money market fund report (MMF Regulation Article 37)","official_name":"MMF-Berichtswesen","group":"Fund managers: money market funds (EU, ESMA)","status":"in force","purpose":{"text":"Reports by money market fund managers at the level of each fund under Article 37 of Regulation (EU) 2017/1131.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"who_files":{"text":"Managers of money market funds (management companies); an LEI is required.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"frequency":{"value":"varies","text":"Not stated on BaFin's MMF reporting page; set by Article 37 of the MMF Regulation.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"deadline":{"text":"Not stated on BaFin's MMF reporting page, the page checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"formats":{"values":["XML"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html","text":"XML files uploaded to the MVP Portal in the procedure 'MMF Reporting (Artikel 37)', with a test procedure 'TEST: MMR-Reporting (Artikel 37)'."},"legal_basis":[{"title":"Regulation (EU) 2017/1131 (MMF Regulation), as linked by BaFin","url":"https://eur-lex.europa.eu/legal-content/DE/ALL/?uri=CELEX:32017R1131"}],"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"documents":["mvp-portal-page","mvp-mmf-page","kvg-reporting-page","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"No BaFin validation rules published; ESMA's apply.","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html","https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html"]},{"id":"mifir-transactions","code":"Art. 26 MiFIR","name":"MiFIR transaction reports","official_name":"Transaktionsmeldungen nach Art. 26 MiFIR","group":"Investment firms and trading venues: markets reporting (EU, ESMA)","status":"in force","purpose":{"text":"Reports of transactions in financial instruments under Article 26 of the MiFIR, which BaFin receives by remote data transmission.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"who_files":{"text":"Parties subject to the transaction reporting duty in Article 26 MiFIR, directly or through an approved reporting mechanism (ARM); an ARM needs BaFin approval, part of which is a technical connection to the test procedure.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"frequency":{"value":"daily","text":"Submitted in aggregated packages for each day (BaFin's examples show one or more packages per day); BaFin does not allow single-report files or many small files a day.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/dl_mvp-portal_infoblatt_transaktionsmeldungen_a26mifir_en.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"Not stated on BaFin's pages; set by Article 26 MiFIR.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"formats":{"values":["Other"],"source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html","text":"Compressed GZIP files, at most 500,000 reports per transmission and 200 MB per manual upload, via the MVP procedure 'Transaktionsmeldungen nach Art. 26 MiFIR' by file upload or SOAP web service. The file content format is not stated on the pages read."},"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-mifir-page","mifir-info-sheet","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"Not counted: ESMA's validation rules apply; BaFin publishes none of its own.","where":null,"machine_readable":false,"source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html"},"sources":["https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html","https://www.bafin.de/SharedDocs/Downloads/EN/dl_mvp-portal_infoblatt_transaktionsmeldungen_a26mifir_en.pdf?__blob=publicationFile&v=1"]},{"id":"commodity-position-reports","code":"Art. 58 MiFID II","name":"Daily position reports in commodity derivatives","official_name":"Positionslimits und Positionsmeldungen für Warenderivate (Art. 57, 58 MiFID II)","group":"Investment firms and trading venues: markets reporting (EU, ESMA)","status":"in force","purpose":{"text":"Daily reports under Article 58 of MiFID II on positions in commodity derivatives, emission allowances and derivatives on them.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"who_files":{"text":"Investment firms and operators of trading venues ('daily reports by investment firms' and 'daily reports by trading venues'). Non-financial position holders use the same procedure to apply for hedge exemptions.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"frequency":{"value":"daily","text":"Daily.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"deadline":{"text":"Not stated on BaFin's MVP page, the page checked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"formats":{"values":["Other"],"source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html","text":"File upload or SOAP web service in the MVP procedure 'Position limits in commodity derivatives and reporting'. A web-service report counts as received only with a confirmation response; an uploaded report only when its status is 'Report accepted'. BaFin says templates for daily position reports are on its position limits page (not read)."},"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-position-limits-page","position-limits-info-sheet","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules found on the page read.","where":null,"machine_readable":false,"source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"public_data":{"level":"none found","text":"No data from these reports published by BaFin was found on the pages checked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"},"sources":["https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html"]},{"id":"csdr-settlement-fails","code":"CSDR Art. 7","name":"Settlement fails reports of central securities depositories","official_name":"CSDR Art. 7 Gescheiterte Abwicklungen (Settlement Fails Reporting)","group":"Central securities depositories (EU, ESMA)","status":"in force","purpose":{"text":"Monthly and annual reports on settlement fails under Article 7(1) of the Central Securities Depositories Regulation.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"who_files":{"text":"Central securities depositories (Article 2(1)(1) CSDR) or their third-party notifiers.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"frequency":{"value":"monthly","text":"Monthly reports and an annual report.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"deadline":{"text":"Not stated on BaFin's procedure page or information sheet, the pages checked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"formats":{"values":["XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/EN/MVP/dl_Settlement_Fails_Reporting_Infoblatt_zum_Fachverfahren_en.pdf?__blob=publicationFile&v=1","text":"An XML file in line with ESMA's requirements, compressed with GZIP, uploaded in the MVP procedure 'CSDR Art. 7 Settlement Fails Reporting'. A report counts as submitted only with a confirmation of receipt holding a report ID."},"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-csdr7-page","csdr7-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: ESMA's technical reporting instructions and validation apply; the library has no ESMA entry.","where":null,"machine_readable":true,"rule_format":"ESMA XML schemas and technical reporting instructions","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html"},"sources":["https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html","https://www.bafin.de/SharedDocs/Downloads/EN/MVP/dl_Settlement_Fails_Reporting_Infoblatt_zum_Fachverfahren_en.pdf?__blob=publicationFile&v=1"]},{"id":"csdr-settlement-internalisers","code":"CSDR Art. 9","name":"Settlement internaliser reports","official_name":"Meldungen der Abwicklungsinternalisierer nach Art. 9 Abs. 1 CSDR","group":"Settlement internalisers (EU, ESMA)","status":"in force","purpose":{"text":"Quarterly reports of the aggregated volume and value of all securities transactions that settlement internalisers settle outside securities settlement systems (Article 9(1) CSDR).","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2"},"who_files":{"text":"Settlement internalisers in Germany, or third-party notifiers for them.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2"},"deadline":{"text":"Not stated on BaFin's procedure page or information sheet, the pages checked.","source":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2"},"formats":{"values":["XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2","text":"An XML file to ESMA's specification, named NCADE_DATISR_CSDR9_<country code>-<LEI>-<year>-<quarter>_<version>.xml, compressed with GZIP and uploaded in the MVP procedure 'Settlement internaliser reporting procedure'. A report counts as submitted only with a confirmation holding a report ID."},"templates":{"count":0,"items":[],"note":"EU return: the templates and XML schemas are published by ESMA. The library has no ESMA entry yet, so none is linked.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/abwicklungsinternalisierer/abwicklungsinternalisierer_csdr_node_en.html"},"documents":["mvp-portal-page","mvp-portal-page-en","mvp-csdr9-page","csdr9-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: ESMA's report validation rules for settlement internalisers apply (BaFin links ESMA's technical guidance); the library has no ESMA entry.","where":null,"machine_readable":true,"rule_format":"ESMA technical guidance and XML validation rules","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/abwicklungsinternalisierer/abwicklungsinternalisierer_csdr_node_en.html"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/abwicklungsinternalisierer/abwicklungsinternalisierer_csdr_node_en.html"},"sources":["https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/abwicklungsinternalisierer/abwicklungsinternalisierer_csdr_node_en.html","https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2"]},{"id":"mifid-complaints-report","code":"BT 12.2 MaComp","name":"Annual complaints report of investment services firms","official_name":"Beschwerdebericht nach Art. 26 DVO zu MiFID II i.V.m. BT 12.2 MaComp","group":"Investment services firms: conduct (national)","status":"in force","purpose":{"text":"A yearly report of complaints from clients and potential clients (including those received by tied agents): numbers by investment service and status, successful complaints, goodwill payments, court and arbitration proceedings (section A), numbers by complaint reason (section B) and staff and organisational consequences (section C).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},"who_files":{"text":"Investment services firms (Wertpapierdienstleistungsunternehmen) covered by Article 26 of Delegated Regulation (EU) 2017/565 and BaFin's MaComp, for complaints of clients within the meaning of section 67(1) WpHG and potential clients.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},"frequency":{"value":"annual","text":"Once a year, for the previous calendar year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},"deadline":{"text":"By 1 March for the previous calendar year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},"formats":{"values":["Web form","XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_fachinformationsblatt_beschwerdebericht.pdf?__blob=publicationFile&v=1","text":"Through the MVP Portal by web form or XML file upload (procedure 'Beschwerdebericht nach Art. 26 DVO zu MiFID II'); forms are in German only. A test procedure is available."},"legal_basis":[{"title":"Delegated Regulation (EU) 2017/565, Article 26, as linked by BaFin","url":"https://eur-lex.europa.eu/legal-content/DE/TXT/PDF/?uri=CELEX:32017R0565&from=DE"}],"templates":{"count":4,"items":[{"code":"Allgemeine Angaben","name":"General information (reporting year, reporting date, firm and contact)"},{"code":"Abschnitt A","name":"Complaints by investment service and processing status, successful complaints, goodwill payments, court and arbitration proceedings"},{"code":"Abschnitt B","name":"Complaints by reason"},{"code":"Abschnitt C","name":"Staff and organisational consequences of complaints"}],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html","note":"Sections from the MVP procedure page and the template (Anlage zu BT 12.2 MaComp)."},"documents":["mvp-portal-page","mvp-complaints-report-page","complaints-report-info-sheet","complaints-report-field-formats","complaints-report-template","complaints-report-xml-documentation","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: the field formats and mandatory fields are published as a PDF table, not as numbered rules.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_formate_Felder_Beschwerdebericht.pdf?__blob=publicationFile&v=1","machine_readable":false,"rule_format":"PDF table of field formats and mandatory fields; XML documentation for uploads","note":"Reports are checked technically for completeness and syntax; a web form can only be sent when complete.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_fachinformationsblatt_beschwerdebericht.pdf?__blob=publicationFile&v=1"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found on the pages checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/beschwerdebericht-wa/beschwerdebericht-wa_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_fachinformationsblatt_beschwerdebericht.pdf?__blob=publicationFile&v=1","https://www.bafin.de/SharedDocs/Downloads/DE/Rundschreiben/dl_rs_0518_MaComp_anlage_bt122.pdf?__blob=publicationFile&v=1"]},{"id":"trading-venue-turnover","code":"HPU (Umlage)","name":"Trading venue turnover data for BaFin levies","official_name":"Handelsplatzumsätze (Umlage)","group":"Trading venues: levy data (national)","status":"in force","purpose":{"text":"Domestic trading venues and exchanges give BaFin turnover data so it can set the levy and advance payments for financial reporting enforcement (section 17d(2) FinDAG) and the issuer levy (section 16j(5) sentence 4 FinDAG).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html"},"who_files":{"text":"Domestic trading venues and stock exchanges, when BaFin's division Z II 2 asks them.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1"},"frequency":{"value":"annual","text":"For each levy year, on BaFin's request.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1"},"deadline":{"text":"Not stated on the page or in the information sheet; BaFin requests the data.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1"},"formats":{"values":["XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1","text":"XML to BaFin's XSD, turnover per ISIN in euro with two decimals, compressed with GZIP; for the enforcement levy the file name HPU_BilKoG_<name>.gz is mandatory."},"templates":{"count":0,"items":[],"note":"No form: the content is defined by the XSD.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html"},"documents":["mvp-portal-page","mvp-turnover-levy-page","turnover-levy-info-sheet","turnover-levy-xsd","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: the published rule is the XSD schema.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Umsatz_XML.xml?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"XML Schema (XSD)","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/umlage/mvp_fachverfahren-informationsblatt-umsatz_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Informationsblatt_Fachverfahren_Handelsplatzumsatz.docx?__blob=publicationFile&v=1"]},{"id":"sepa-charges-rejections","code":"Art. 15(3) SEPA Regulation","name":"Charges for credit transfers and rejected payments (SEPA / Instant Payments)","official_name":"Meldepflichten Verordnung über Echtzeitüberweisungen","group":"Payment service providers: SEPA reporting (EU, EBA)","status":"in force","purpose":{"text":"Reports under Article 15(3) of the SEPA Regulation, added by the Instant Payments Regulation (EU) 2024/886, on the level of charges for credit transfers, instant credit transfers and payment accounts, and the share of payments refused because of targeted financial restrictive measures, separately for national and cross-border transactions.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"who_files":{"text":"Payment service providers; branches report under their own identifier, not the LEI of the head office.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"frequency":{"value":"annual","text":"Annual, for the previous calendar year. The first report covered 26 October 2022 to 31 December 2025, as four separate reports, one per calendar year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"deadline":{"text":"First report by 9 April 2026. The deadline for later years is not stated on the page.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"formats":{"values":["xBRL-CSV","Excel"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html","text":"xBRL-CSV to the EBA taxonomy, named under the EBA filing rules with the LEI (or DE + 8-digit BaFin ID + BAFINID000 without an LEI), or BaFin's macro-enabled Excel template (only the version of 5 February 2026), via the MVP procedure 'Verbraucherschutz'."},"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/sepa-ipr (docs/eba/sepa-ipr.md). German firms use the EBA's templates and taxonomy, or BaFin's Excel version of them.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"documents":["mvp-portal-page","mvp-instant-payments-page","instant-payments-excel-template","verbraucherschutz-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply (see eba/sepa-ipr).","where":null,"machine_readable":true,"rule_format":"EBA validation rules and filing rules in the EBA reporting framework","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"public_data":{"level":"none found","text":"No data from this return published by BaFin was found.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/echtzeitueberweisungen/echtzeitueberweisungen_node.html"]},{"id":"payment-accounts-art27","code":"Art. 27 PAD","name":"Payment accounts data for the European Commission","official_name":"Datenerhebung nach Art. 27 der Zahlungskontenrichtlinie","group":"Payment account providers (national)","status":"in force","purpose":{"text":"BaFin collects from institutions covered by the Payment Accounts Act (ZKG) the data that Germany must send to the European Commission under Article 27 of the Payment Accounts Directive.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"who_files":{"text":"Institutions covered by the Payment Accounts Act (ZKG).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"frequency":{"value":"varies","text":"In collection windows set by BaFin; the page names 1 to 31 July 2026 as the next window. The frequency is not stated.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"deadline":{"text":"Within the collection window, last stated as 01.07.2026 to 31.07.2026.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"formats":{"values":["Web form"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html","text":"A questionnaire filed through the MVP procedure 'Datenerhebung (Art. 27 Zahlungskontenrichtlinie)'. The page calls it a questionnaire (Fragebogen); its exact form was not read."},"templates":{"count":0,"items":[],"note":"The questionnaire was not available without MVP access.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"documents":["mvp-portal-page","mvp-pad-art27-page","pad-art27-info-sheet","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"None published.","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"public_data":{"level":"none found","text":"Not published by BaFin.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/datenerhebung_art_27_zkrl/datenerhebung_art_27_zkrl_node.html"]},{"id":"payment-account-comparison","code":"§ 17 ZKG","name":"Payment account data for BaFin's comparison website","official_name":"Vergleichswebsite für Zahlungskonten (Meldung nach § 17 ZKG)","group":"Payment account providers (national)","status":"in force","purpose":{"text":"Payment service providers report the details of their consumer payment accounts so BaFin can show them on its account comparison website.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"who_files":{"text":"Payment service providers that offer payment accounts to consumers in Germany.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"frequency":{"value":"event-driven","text":"Whenever data change or a new account is offered; for the ATM network criterion a half-yearly update is enough.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"deadline":{"text":"Changes, updates and new accounts within three business days from when they take effect (section 17(2) ZKG).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"formats":{"values":["XML"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html","text":"XML file upload or SOAP web service in the MVP procedure 'Vergleichswebsite für Zahlungskonten'; test procedure available."},"templates":{"count":0,"items":[],"note":"No form: the content is defined in BaFin's XML documentation and the Comparison Website Reporting Regulation (VglWebMV).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"documents":["mvp-portal-page","mvp-comparison-website-page","comparison-website-xml-documentation","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: the XML documentation describes the structure, not numbered rules.","where":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl_Dokumentation_zur_Erstellung_von_Meldungen_zu_Zahlungskonten.pdf?__blob=publicationFile&v=2","machine_readable":false,"rule_format":"PDF documentation of the XML format","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html"},"public_data":{"level":"firm-level","text":"BaFin's account comparison website shows the details submitted by providers for around 6,900 current and basic accounts, by named provider, with fees and interest rates.","url":"https://www.bafin.de/EN/verbraucherinnen-verbraucher/hilfe-kontakt/bafin-kontenvergleich/bafin-kontenvergleich_node_en.html","format":"Interactive website","source":"https://www.bafin.de/EN/verbraucherinnen-verbraucher/hilfe-kontakt/bafin-kontenvergleich/bafin-kontenvergleich_node_en.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/vergleichswebsite_fuer_zahlungskonten/mvp_vergleichswebsite_fuer_zahlungskonten_node.html","https://www.bafin.de/EN/verbraucherinnen-verbraucher/hilfe-kontakt/bafin-kontenvergleich/bafin-kontenvergleich_node_en.html"]},{"id":"resol1","code":"RESOL1","name":"Resolution planning report, part 1 (organisation and liability data)","official_name":"Meldeschema RESOL1","group":"Banks and investment firms: resolution reporting (EU, EBA)","status":"in force","purpose":{"text":"Organisational structure (Z 01.01, Z 01.02), aggregated liability data (Z 02.00 to Z 06.00) and detailed liability data (Z 11.00 to Z 17.00) for resolution planning.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"who_files":{"text":"Institutions, which must support BaFin as resolution authority in drawing up and updating resolution plans (section 42 SAG), including the annual data collections for the Single Resolution Board.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-abwicklungsplanung/nab-abwicklungsplanung_node.html"},"frequency":{"value":"annual","text":"Annual; reference date 31.12.2025 for the 2026 collection.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"deadline":{"text":"By 31 March (31.03.2026 for the 2026 collection).","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"formats":{"values":["xBRL-CSV"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738","text":"xBRL-CSV only, under the EBA filing rules of reporting framework 4.2, via the MVP procedure 'NAB-Abwicklungsplanung'."},"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA (Implementing Regulation (EU) 2025/2303). See the library's EBA entry eba/resol1 (docs/eba/resol1.md). German institutions use the EBA's templates and taxonomy.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"documents":["mvp-portal-page","mvp-resolution-planning-page","resolution-planning-2026-page","resolution-planning-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply (see eba/resol1).","where":null,"machine_readable":true,"rule_format":"EBA validation rules and filing rules (reporting framework 4.2)","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738","note":"BaFin and the SRB check compliance with the filing rules for xBRL-CSV instances and reject faulty submissions automatically; a validation report appears in the MVP Portal."},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-abwicklungsplanung/nab-abwicklungsplanung_node.html","https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"]},{"id":"resol2","code":"RESOL2","name":"Resolution planning report, part 2 (critical functions, services and FMIs)","official_name":"Meldeschema RESOL2","group":"Banks and investment firms: resolution reporting (EU, EBA)","status":"in force","purpose":{"text":"Critical functions (Z 07.01 to Z 07.04), relevant services (Z 08.01 to Z 08.05) and financial market infrastructures (Z 09.01 to Z 09.04) for resolution planning.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"who_files":{"text":"Institutions, which must support BaFin as resolution authority in drawing up and updating resolution plans (section 42 SAG), including the annual data collections for the Single Resolution Board.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-abwicklungsplanung/nab-abwicklungsplanung_node.html"},"frequency":{"value":"annual","text":"Annual; reference date 31.12.2025 for the 2026 collection.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"deadline":{"text":"By 30 April (30.04.2026 for the 2026 collection).","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"formats":{"values":["xBRL-CSV"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738","text":"xBRL-CSV only, under the EBA filing rules of reporting framework 4.2, via the MVP procedure 'NAB-Abwicklungsplanung'."},"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA (Implementing Regulation (EU) 2025/2303). See the library's EBA entry eba/resol2 (docs/eba/resol2.md). German institutions use the EBA's templates and taxonomy.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"documents":["mvp-portal-page","mvp-resolution-planning-page","resolution-planning-2026-page","resolution-planning-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply (see eba/resol2).","where":null,"machine_readable":true,"rule_format":"EBA validation rules and filing rules (reporting framework 4.2)","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738","note":"BaFin and the SRB check compliance with the filing rules for xBRL-CSV instances and reject faulty submissions automatically; a validation report appears in the MVP Portal."},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-abwicklungsplanung/nab-abwicklungsplanung_node.html","https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/abwicklungspl-2026/abwicklungsplanung-2026.html?nn=158738"]},{"id":"mrel-tlac","code":"MREL/TLAC","name":"MREL and TLAC reporting","official_name":"MREL- und TLAC-Meldebögen","group":"Banks and investment firms: resolution reporting (EU, EBA)","status":"in force","purpose":{"text":"Supervisory reports on the minimum requirement for own funds and eligible liabilities (MREL) and TLAC under Article 45i BRRD and Implementing Regulation (EU) 2021/763, as amended by 2024/1618.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"who_files":{"text":"Entities subject to MREL under Article 45(1) BRRD.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"frequency":{"value":"varies","text":"At the reference dates set in Implementing Regulation (EU) 2021/763.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"deadline":{"text":"At the submission dates set in Implementing Regulation (EU) 2021/763; not restated on BaFin's page.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738","text":"XBRL only, via the MVP procedure 'NAB-Abwicklungsplanung', submission 'Abwicklungsmeldedaten (SRB/EBA)'. The page says XBRL without naming XML or CSV."},"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the EBA. See the library's EBA entry eba/mrel-tlac (docs/eba/mrel-tlac.md). German entities use the EBA's templates and taxonomy.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"documents":["mvp-portal-page","mvp-resolution-planning-page","mrel-tlac-2026-page","resolution-planning-info-sheet","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the EBA's validation rules apply (see eba/mrel-tlac).","where":null,"machine_readable":true,"rule_format":"EBA validation rules in the EBA reporting framework","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738","note":"BaFin checks technical validations for XBRL instances and rejects faulty submissions automatically, with an error report in the MVP Portal."},"public_data":{"level":"none found","text":"Not published by BaFin.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/abwicklungsplanung/mrel-tlac-2026/mrel-tlac-meldeboegen-2026.html?nn=158738","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-abwicklungsplanung/nab-abwicklungsplanung_node.html"]},{"id":"bank-levy-srb","code":"Bankenabgabe (SRB form)","name":"Bank levy data report to the Single Resolution Fund","official_name":"Bankenabgabe: SRB-Meldebogen (Delegierte Verordnung (EU) 2015/63)","group":"Banks and investment firms: resolution fund contributions (EU, SRB)","status":"in force","purpose":{"text":"Institutions give the resolution authority the institution data in Annex II of Delegated Regulation (EU) 2015/63 and their last adopted annual accounts with the auditor's report, so their annual contribution can be calculated; for CRR credit institutions and group investment firms under ECB supervision the collection is run with the Single Resolution Board.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html"},"who_files":{"text":"CRR credit institutions and investment firms in a group under direct ECB supervision.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"frequency":{"value":"annual","text":"Each contribution year, for the financial year ended 31 December of the previous year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html"},"deadline":{"text":"By 31 January of the contribution year (Article 14(4) of Delegated Regulation (EU) 2015/63, MVP page). For the 2027 cycle BaFin says reports can be filed until 01.02.2027 at the latest and strongly recommends filing by 13.01.2027; corrections of earlier years by 13.01.2027.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"formats":{"values":["XBRL-XML"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html","text":"Only an XBRL file (.xbrl) packed in gzip (.gz), built by the institution to the SRB's SRF taxonomy, uploaded via the MVP procedure 'Bankenabgabe'; no Excel form is accepted for 2027. BaFin's Excel versions of the SRB form are for illustration only."},"templates":{"count":0,"items":[],"note":"EU form: the SRB defines the reporting form and taxonomy. The library has no SRB entry; BaFin publishes the 2027 SRB form in English and German as illustrative Excel files.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"documents":["mvp-portal-page","mvp-bank-levy-page","bank-levy-2027-page","bank-levy-2027-mvp-info-sheet","bank-levy-2027-srb-form-en","bank-levy-2027-info-letter-crr","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"Not counted: the SRB's taxonomy rules apply; BaFin's page lists none.","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"public_data":{"level":"aggregate","text":"BaFin's bank levy page shows the total German contribution by year (2015 to 2023, in EUR billion), not figures per institution.","url":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html","format":"Web page table","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html","https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"]},{"id":"bank-levy-national","code":"Bankenabgabe (DE form)","name":"Bank levy data report of investment firms under solo supervision and EU branches","official_name":"Meldevordruck Bankenabgabe für Unionszweigstellen sowie Wertpapierinstitute unter Einzelaufsicht","group":"Investment firms and EU branches: bank levy (national)","status":"in force","purpose":{"text":"Data for calculating the annual bank levy contribution of investment firms under solo supervision and domestic branches of EU institutions, on BaFin's German form, under section 12f(1) of the Restructuring Fund Act (RStruktFG) and Delegated Regulation (EU) 2015/63.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html"},"who_files":{"text":"Investment firms under solo supervision (Wertpapierinstitute unter Einzelaufsicht) and domestic branches of EU institutions (inländische Unionszweigstellen).","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"frequency":{"value":"annual","text":"Each contribution year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html"},"deadline":{"text":"For the 2027 cycle: the form by 01.02.2027 at the latest (BaFin recommends by 13.01.2027), and a confirmation letter signed by management by 8 February 2027.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"formats":{"values":["Excel"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html","text":"BaFin's Excel form, as in previous cycles, via the MVP procedure 'Bankenabgabe'; the signed confirmation letter can also be sent as a qualified electronically signed PDF to qes-posteingang@bafin.de."},"templates":{"count":1,"items":[{"code":"Meldevordruck","name":"Bank levy 2027 reporting form for EU branches and investment firms under solo supervision"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Bankenabgabe_2027_Meldebogen_DE_2027.xlsx?__blob=publicationFile&v=6"},"documents":["mvp-portal-page","mvp-bank-levy-page","bank-levy-2027-page","bank-levy-2027-de-form","bank-levy-2027-mvp-info-sheet","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"None published.","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"public_data":{"level":"none found","text":"No figures per institution published; see bank-levy-srb for the national total.","source":"https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/nab-bankenabgabe/nab-bankenabgabe_node.html","https://www.bafin.de/DE/unternehmen-maerkte/sanierung-abwicklung/abwicklung/bankenabgabe/bankenabgabe_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_Bankenabgabe_2027_Meldebogen_DE_2027.xlsx?__blob=publicationFile&v=6"]},{"id":"pfandbrief-reports","code":"PfandMeldeV","name":"Pfandbrief reports","official_name":"Pfandbriefrechtliche Meldungen nach der Pfandbrief-Meldeverordnung (PfandMeldeV)","group":"Pfandbrief banks (national)","status":"in force","status_note":{"text":"Filed in Excel for now; BaFin plans a move to XBRL. A public working draft taxonomy was tested from 14.10.2024 to 29.11.2024; filings in that format are not yet supported.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html"},"purpose":{"text":"Reports required of Pfandbrief banks by the Pfandbrief Reporting Regulation on Pfandbriefe outstanding and their cover pools (mortgage, public sector, ship and aircraft Pfandbriefe), including ordinary and further cover assets and derivatives.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html"},"who_files":{"text":"Pfandbrief banks. Some annexes can be waived under section 3(2) PfandMeldeV and some fall away after insolvency (overview sheet of the model file).","source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl-2023_Meldebogen_MVP_Pfandbriefbanken_clean_mit_Zellformatierung.xlsx?__blob=publicationFile&v=1"},"frequency":{"value":"varies","text":"Monthly or quarterly: each annex asks for the reporting frequency (monthly/quarterly) and the reporting date.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl-2023_Meldebogen_MVP_Pfandbriefbanken_clean_mit_Zellformatierung.xlsx?__blob=publicationFile&v=1"},"deadline":{"text":"Not stated on BaFin's Pfandbrief reporting page, the page checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html"},"formats":{"values":["Excel"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html","text":"An Excel workbook in the structure of BaFin's model file (no sheets, rows or columns added or removed), named PfandMeldeV_<BAK number>_<reporting date YYYY-MM-DD>; corrections are refiled in full with _Korrektur_<date>. Filed via the MVP procedure 'Bankenaufsicht', submission 'Einreichungen nach der PfandMeldeV'."},"templates":{"count":23,"items":[{"code":"2_GttÜbg","name":"All Pfandbrief types (Gattungsübergreifend)"},{"code":"3_HypUml","name":"Mortgage Pfandbriefe: outstanding"},{"code":"4_HypDck","name":"Mortgage Pfandbriefe: cover"},{"code":"5_HypDckOrdInl","name":"Mortgage Pfandbriefe: ordinary cover assets, domestic"},{"code":"6_HypDckOrdAus","name":"Mortgage Pfandbriefe: ordinary cover assets, foreign"},{"code":"7_HypDckWtr","name":"Mortgage Pfandbriefe: further cover assets"},{"code":"8_HypDckWtrDrv","name":"Mortgage Pfandbriefe: further cover assets, derivatives"},{"code":"9_ÖpfUml","name":"Public Pfandbriefe: outstanding"},{"code":"10_ÖpfDck","name":"Public Pfandbriefe: cover"},{"code":"11_ÖpfDckOrdInl","name":"Public Pfandbriefe: ordinary cover assets, domestic"},{"code":"12_ÖpfDckOrdAus","name":"Public Pfandbriefe: ordinary cover assets, foreign"},{"code":"13_ÖpfDckWtr","name":"Public Pfandbriefe: further cover assets"},{"code":"14_ÖpfDckWtrDrv","name":"Public Pfandbriefe: further cover assets, derivatives"},{"code":"15_SchUml","name":"Ship Pfandbriefe: outstanding"},{"code":"16_SchDck","name":"Ship Pfandbriefe: cover"},{"code":"17_SchDckOrd","name":"Ship Pfandbriefe: ordinary cover assets"},{"code":"18_SchDckWtr","name":"Ship Pfandbriefe: further cover assets"},{"code":"19_SchDckWtrDrv","name":"Ship Pfandbriefe: further cover assets, derivatives"},{"code":"20_FlgUml","name":"Aircraft Pfandbriefe: outstanding"},{"code":"21_FlgDck","name":"Aircraft Pfandbriefe: cover"},{"code":"22_FlgDckOrd","name":"Aircraft Pfandbriefe: ordinary cover assets"},{"code":"23_FlgDckWtr","name":"Aircraft Pfandbriefe: further cover assets"},{"code":"24_FlgDckWtrDrv","name":"Aircraft Pfandbriefe: further cover assets, derivatives"}],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl-2023_Meldebogen_MVP_Pfandbriefbanken_clean_mit_Zellformatierung.xlsx?__blob=publicationFile&v=1","note":"Annexes 2 to 24 of BaFin's model file of 08.12.2023 (sheet names as codes; names translated from the German long forms in sheet '1_Übersicht', which also holds completion notes)."},"documents":["mvp-portal-page","mvp-pfandbrief-page","pfandbrief-template-2023","mvp-banking-supervision-page","banking-supervision-info-sheet","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"No validation rules published for the Excel reports (the XBRL draft's validations are not in force).","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html"},"public_data":{"level":"none found","text":"No data from these reports published by BaFin was found on the pages checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/pfandbriefbanken/pfandbriefbanken_node.html","https://www.bafin.de/SharedDocs/Downloads/DE/MVP/dl-2023_Meldebogen_MVP_Pfandbriefbanken_clean_mit_Zellformatierung.xlsx?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"]},{"id":"bank-annual-accounts","code":"§ 26 KWG / § 22 ZAG","name":"Annual financial statements of banks and payment institutions","official_name":"Aufgestellte und festgestellte Jahresabschlüsse nach § 26 KWG und § 22 ZAG","group":"Banks and payment institutions: annual accounts (national)","status":"in force","purpose":{"text":"Institutions file their prepared and their adopted annual financial statements with BaFin electronically through the MVP procedure 'Bankenaufsicht'. Filing with BaFin does not replace the filing with the Deutsche Bundesbank, which uses its own application NExt.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"who_files":{"text":"Institutions under the Banking Act (KWG) and the Payment Services Supervision Act (ZAG). Institutions audited by a cooperative audit association or the audit office of a savings bank association keep the arrangements of section 1(2) AnzV.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"frequency":{"value":"annual","text":"Annual, for each financial year (prepared and adopted statements).","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"deadline":{"text":"Not stated on BaFin's procedure page, the page checked.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"formats":{"values":["Other"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html","text":"Electronic filing only, through the MVP procedure 'Bankenaufsicht'. The file type is not stated on the page; the Bundesbank's NExt file naming conventions apply to the submission type 'Jahresabschlüsse'."},"templates":{"count":0,"items":[],"note":"No BaFin form: the firm's own annual accounts.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"documents":["mvp-portal-page","mvp-banking-supervision-page","banking-supervision-info-sheet","bank-reporting-obligations-page","mvp-user-manual"],"validation_rules":{"published":false,"count":null,"count_basis":"None published.","where":null,"machine_readable":false,"source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"public_data":{"level":"none found","text":"Not published by BaFin.","source":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/ba_fachverfahren/bankenausicht_node.html","https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/banken-institute/kreditinstitute/anzeige-meldepflichten/anzeige-meldepflichten_node.html"]},{"id":"dora-register-of-information","code":"DORA RoI","name":"Register of information on ICT third-party arrangements (DORA)","official_name":"Informationsregister nach Art. 28 Abs. 3 DORA","group":"All sectors: ICT third-party registers (EU, ESAs)","status":"in force","purpose":{"text":"Financial entities send BaFin their full register of contractual arrangements with ICT third-party service providers (Article 28(3) DORA). BaFin analyses it, for example for concentration risk, and passes it to the ESAs, which use the registers each year to designate critical ICT third-party providers.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"who_files":{"text":"Firms supervised by BaFin that must apply DORA. BaFin can also ask for the register at other times.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"frequency":{"value":"annual","text":"Annual, showing the position at 31 December of the previous year.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"deadline":{"text":"The submission must be completed without errors by 31 March. BaFin announces at the start of each year when it starts accepting registers. No taxonomy changes are planned for the 2027 cycle.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"formats":{"values":["xBRL-CSV","Excel"],"source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html","text":"Only through the MVP Portal (procedure 'Digital Operational Resilience Act (DORA)'): a structured xBRL-CSV file to the ESAs' taxonomy (EBA reporting framework 4.0), or BaFin's Excel template; test submissions any time via 'TEST: Digital Operational Resilience Act (DORA)'."},"templates":{"count":0,"items":[],"note":"EU return: the templates and instructions are defined by the ESAs and published in the EBA's reporting framework. See the library's EBA entry eba/dora (docs/eba/dora.md). German firms use the ESAs' templates and taxonomy, or BaFin's Excel version.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"documents":["mvp-portal-page","dora-register-page","dora-register-excel-template","dora-register-validation-rules","dora-register-submission-notes","dora-register-filling-notes","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted here: the ESAs' validation rules apply (see eba/dora).","where":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/Validierungsregeln_ESA.xlsx?__blob=publicationFile&v=1","machine_readable":true,"rule_format":"ESA validation rules for the register, published by BaFin as an Excel file","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html","note":"BaFin validates first, then the ESAs (up to 48 hours). The duty is met only when the ESAs have validated the register; the ESAs then check data quality and may ask for corrections through the MVP Portal. BaFin publishes a list of possible error codes and fixes."},"public_data":{"level":"none found","text":"No data from the registers published by BaFin was found.","source":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"},"sources":["https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/alle-unternehmen/it-cybersicherheit/register-anzeigepflichten/register-anzeigepflichten_node.html"]},{"id":"aml-data-form","code":"Erfassungsbogen GW","name":"Anti-money laundering data form and audit report","official_name":"Erfassungsbogen/Prüfungsbericht Geldwäscheprävention","group":"All sectors: anti-money laundering (national)","status":"in force","purpose":{"text":"A structured form on anti-money laundering: general information, mostly numeric risk factors (general, and specific to asset managers (KVG), investment firms (WPI) and insurers (VU)), and audit findings in parts A to D (money laundering, other criminal acts, Regulation (EU) 2015/847 on information accompanying transfers of funds, automated retrieval of account information), plus a file upload.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"who_files":{"text":"Filed in two MVP procedures: 'Einreichungen durch Wirtschaftsprüfer und Prüfungsverbände' (auditors and audit associations) and 'Versicherungsaufsicht' (insurance supervision). Which firms are covered is shown by the institution types in the form (KVG, WPI, VU); the documentation does not set out who must file.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"frequency":{"value":"varies","text":"Not stated in the documentation read.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"deadline":{"text":"Not stated in the XML documentation, the document checked.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"formats":{"values":["Web form","XML"],"source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1","text":"Manual entry in an MVP form, XML file upload, or SOAP web service; uploads follow BaFin's XSD (pruefb.xsd27.xsd for the auditors' procedure, va.xsd52.xsd for the insurance procedure)."},"templates":{"count":0,"items":[],"note":"One form with blocks for general information, risk factors and audit findings (parts A to D); the full form was not available without MVP access.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"documents":["mvp-portal-page","aml-form-xml-documentation","mvp-va-page","mvp-user-manual"],"validation_rules":{"published":true,"count":null,"count_basis":"Not counted: the rules are the XSD schemas referenced in the documentation, which sit on the MVP Portal and were not downloaded.","where":null,"machine_readable":true,"rule_format":"XML Schema (XSD) on the MVP Portal","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"public_data":{"level":"none found","text":"Not published.","source":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1"},"sources":["https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1","https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html"]}],"documents":[{"id":"mvp-portal-page","title":"MVP-Portal","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mvpportal_node.html","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"BaFin's page on its reporting and publishing platform (Melde- und Veröffentlichungsplattform, MVP). It lists 44 specialised procedures (Fachverfahren) firms use to file with BaFin, with registration steps and manuals. Read in German; the English version lists only 18 of them."},{"id":"mvp-portal-page-en","title":"MVP Portal","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/mvpportal_node_en.html","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"English version of the MVP Portal page. It lists 18 specialised procedures, fewer than the German page."},{"id":"mvp-user-manual","title":"Benutzerhandbuch für das MVP Portal","url":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_handbuch.pdf?__blob=publicationFile&v=1","role":"guidance","file_type":"pdf","downloadable":true,"size_bytes":3490524,"sha256":"ad770ad7df85ff9be0dcd51cb1dc67d7edb2db7c7c6cb35cab09ca5ff605278e","date":null,"note":"User manual for registering on the MVP Portal and applying for specialised procedures. Not read in full; size and hash recorded."},{"id":"bafin-regulations-list","title":"Liste der Verordnungen","url":"https://www.bafin.de/DE/unternehmen-maerkte/recht-regelungen/rechtsgrundlagen/verordnungen/verordnungen_node.html","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"BaFin's list of supervisory regulations, with links to the official German texts and BaFin's English translations (including the Insurance Reporting Regulation, the Pensionsfonds Supervision Regulation and the Capital Resources Regulation)."},{"id":"va-reporting-obligations-page","title":"Berichtspflichten (Versicherer & Pensionsfonds)","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/berichtspflichten/berichtspflichten_node.html","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"BaFin's page on the reporting obligations of insurers and IORPs: the Solvency II elements (SFCR, RSR, ORSA report, annual and quarterly quantitative reports, group reports, financial stability reporting) and the EIOPA/ECB pension data reporting for IORPs."},{"id":"sii-legal-bases-page","title":"Rechtsgrundlagen zu Solvency II","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/versicherer-pensionsfonds/solvency-II-rechtsgrundlagen/solvency-II-rechtsgrundlagen_node.html","role":"legal text","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"BaFin's page listing the Solvency II Directive, the Delegated Regulation, the implementing technical standards (including 2023/894 and 2023/895) and EIOPA guidelines, with EUR-Lex links."},{"id":"sii-reporting-notes-2025","title":"Hinweise zum Solvency II-/EZB-Berichtswesen für Erst- und Rückversicherungsunternehmen und Versicherungsgruppen","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/VA/dl_Hinweissschreiben_Berichtspflichten_SolvencyII.pdf?__blob=publicationFile&v=3","role":"guidance","file_type":"pdf","downloadable":true,"size_bytes":1222056,"sha256":"f192cf5865c77e9439733b4b4783ccd28f7785b9760f6fe03b0261e701165a8e","date":"2025-11-13","note":"111-page notes issued by BaFin and the Deutsche Bundesbank on Solvency II and ECB insurance statistics reporting: filing route, deadlines and data quality, Bundesbank validations, quarterly reporting, template-by-template guidance, the narrative reports (SFCR, RSR, ORSA), internal model templates, financial stability reporting (section 43a VAG), integrated PEPP reporting and the German product ID codes (PIDC) for S.14. Binding from Q4 2025 and annual 2025 reporting."},{"id":"sii-deadlines-2026","title":"Fristen Solvency II Berichtswesen","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_fristen_SII_berichtswesen_va.pdf?__blob=publicationFile&v=4","role":"list of returns","file_type":"pdf","downloadable":true,"size_bytes":41007,"sha256":"f322c7491da4f78d8aa8513d423c43a98bbabd89b517db91908c3f29e468704d","date":"2026-10-08","note":"Solo and group submission dates for the quarterly and annual quantitative reports and the SFCR and RSR, Q3/2026 to SFCR/RSR 2027, with a note on the longer deadlines under Directive (EU) 2025/2 from 30 January 2027."},{"id":"mvp-sii-page","title":"Fachverfahren Versicherungsaufsicht - Solvency II","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"MVP procedure page: quantitative Solvency II reports in XBRL, narrative reports in PDF, auditor's report on the solvency balance sheet (PDF), special use (BV-SII) and explanations to the cover calculation (EZBR)."},{"id":"mvp-sii-page-en","title":"Electronic filings related to Insurance Supervision under Solvency II","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/va_solvency_II/mvp_va_solvency_II_node_en.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2015-02-04","note":"English version, last changed 04/02/2015. It still says only taxonomy v1.5.2.c can be processed, which is out of date against the German pages."},{"id":"mvp-sii-info-sheet","title":"Informationsblatt zum Fachverfahren Versicherungsaufsicht - Solvency II","url":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA_SolvencyII.pdf?__blob=publicationFile&v=4","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":709412,"sha256":"2eab9dab4a41c773d218f1a0c6c13ce36214184dc0fbe8e275015e7c6d858568","date":"2026-09-24","note":"Registration, file types, file naming (SII_<register number>_<period>_<sequence>.zip; RSR_, ORSA_, SFCR_ PDFs), upload form fields, the table of report types, reporting lines and XBRL entry points, the checks run on upload (file name, XBRL validity, metadata match, taxonomy rules, EIOPA filing rules) and group and non-calendar-year reporting."},{"id":"vag-en","title":"Act on the Supervision of Insurance Undertakings (Insurance Supervision Act, VAG), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_vag_en_va.pdf?__blob=publicationFile&v=2","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":1976485,"sha256":"8218759f9b541058c6e5ce36bd7d5fba45eeb54b7f29589151893f65005c2f1d","date":"2025-02-27","note":"BaFin's English translation of the VAG (information only; the German text is binding). Cited for the sections BaFin's notes name; not read in full."},{"id":"mvp-va-page","title":"Fachverfahren Versicherungsaufsicht (Elektronische Meldungen an die Versicherungsaufsicht)","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va/mvp_va_node.html","role":"taxonomy","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2026-09-29","note":"MVP procedure page for national insurance and pension fund reporting. Publishes the XBRL taxonomies for national reporting (1.0.0 for periods ending in 2025, 1.1.0 for periods ending in 2026) with general notes, annotated templates, dictionary, validations, deactivated validations and Excel forms."},{"id":"mvp-va-info-sheet","title":"Informationsblatt zum Fachverfahren Versicherungsaufsicht","url":"https://www.bafin.de/SharedDocs/Downloads/DE/dl_mvp-portal_infoblatt_fachverfahren_VA.pdf?__blob=publicationFile&v=5","role":"list of returns","file_type":"pdf","downloadable":true,"size_bytes":634048,"sha256":"dc5860d3c4056ff86e53caf2cd5282f16d3b92f39c68ed2ecd3754befdea7889","date":"2026-04-10","note":"Lists every submission type (Einreichung) in the procedure with its prefix, allowed file types and file naming: ad hoc queries, actuarial documents, AVB, solvency attachments, triggering factors, BerVersV/BerPensV by DÜVA, complaints report (EIOPA), special use, IORP documents (EBAV), explanations to the cover calculation, holdings, annual reports (GB), KA collective order (BW1 to BW5), Krawatte, national reporting (NB), forecast calculation (SR/SZ), FICOD, health interest rate, guarantee assets register (SVV), special health queries, stress test (ST), life tariff notices, technical bases, technical business plans, irregularities (MELVUNT) and auditor's report on the annual accounts (WP-JA)."},{"id":"nb-taxonomy-1-1-0","title":"BaFin_VA_NB_XBRL-Taxonomie 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_bafin_va_nb_xbrl_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=1","role":"taxonomy","file_type":"zip","downloadable":true,"size_bytes":22591756,"sha256":"1a7c56b54926c433a80d03bedc7291cb4c9771d917328fc3b5fe469fc80ad270","date":"2026-03-25","note":"National reporting XBRL taxonomy for insurers and pension funds for reporting periods ending in 2026. 13,552 members, including 6,232 value assertion files (val/vr-*.xml) and four entry points (mod/jm_vu.xsd, jm_pf.xsd, um_vu.xsd, um_pf.xsd)."},{"id":"nb-tp-eurofiling","title":"TP-Eurofiling 1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_tp_eurofiling_1_0_va.zip?__blob=publicationFile&v=2","role":"taxonomy","file_type":"zip","downloadable":true,"size_bytes":41328,"sha256":"28cd2bf1670d8ba57dd77d9f16d45681c9307aba57438a7685fe7c395294035c","date":"2026-03-25","note":"Supporting taxonomy package published with the national taxonomy 1.1.0."},{"id":"nb-general-notes-1-1-0","title":"Nationales Berichtswesen Versicherungs- und Pensionsfondsaufsicht: Allgemeine Hinweise zur Taxonomie Version 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_allgemeine_hinweise_taxonomie_1_1_0_va.pdf?__blob=publicationFile&v=3","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":230978,"sha256":"ac38c37bf002d3c8664ecae9487682231abc027258c9390ab580cd92441a164c","date":"2026-09-28","note":"Validity (periods ending in 2026), legal bases, the four entry points (JMVU, UMVU, JMPF, UMPF), changes to validation rules, the quantitative (XBRL or Excel) and qualitative (PDF/A) parts of a report, file naming (NB_<register number>_<entry point>_<period>.zip) and Excel form handling."},{"id":"nb-annotated-templates-1-1-0","title":"Annotated Templates (Taxonomie 1.1.0)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_taxonomie_1_1_0_annotated_templates_va.xlsx?__blob=publicationFile&v=1","role":"template","file_type":"xlsx","downloadable":true,"size_bytes":428887,"sha256":"eebf55971118fef3f5b97c6cdf2a621ce827cd7592754248068bbabf126d747e","date":"2026-03-25","note":"One sheet per form, plus a 'Modules' sheet that assigns each of the 84 forms to the entry points jm_vu, jm_pf, um_vu and um_pf."},{"id":"nb-dictionary-1-1-0","title":"Dictionary Taxonomie 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_dictionary_1_1_0_taxonomie_va.xlsx?__blob=publicationFile&v=5","role":"data dictionary","file_type":"xlsx","downloadable":true,"size_bytes":902817,"sha256":"2fe6ae990fc24023959849405cb2d4700da5ce8189d0550e296ed1531b70c8e8","date":"2026-03-25"},{"id":"nb-validation","title":"Validation Taxonomie 1.0.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_validation_taxonomie_1_0_0_va.xlsx?__blob=publicationFile&v=8","role":"validation rules","file_type":"xlsx","downloadable":true,"size_bytes":370093,"sha256":"0384567f086cf2ee2bb94bb472bcf135b70ccb72ebb57edf4a9414a71e709d2d","date":"2025-11-26","note":"Excel list of 5,990 national validation rules (4,123 ERROR, 1,867 WARNING) with expression and message. The MVP page links this same 1.0.0 file under taxonomy 1.1.0; it does not contain the rules the 1.1.0 notes say were added (for example F.020.01-0001 to -0007)."},{"id":"nb-deactivated-validations-1-1-0","title":"Deaktivierte Validierungen (Taxonomie 1.1.0)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/2026_09_28_dl_anlage_deaktivierte_validierungen_1_1_0_va.xlsx?__blob=publicationFile&v=1","role":"validation rules","file_type":"xlsx","downloadable":true,"size_bytes":7525,"sha256":"70eeb149cc4f171a534ecdc3f3e14ab1b3c7c9ca877782a95992975d77fff5c6","date":"2026-09-28","note":"22 rules deactivated for taxonomy 1.1.0 (F.200.01-00072 to -00078, F.271.01-00001 to -00012, F.830.01-00033 to -00035)."},{"id":"nb-excel-forms-1-1-0","title":"Excel-Formularbögen Taxonomie 1.1.0","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_excel_formularboegen_taxonomie_1_1_0_va.zip?__blob=publicationFile&v=5","role":"template","file_type":"zip","downloadable":true,"size_bytes":1789892,"sha256":"559d05088f969235d38006196949fd0d5ab47b42a71d5d8b1843e99f9fb37935","date":"2026-03-25","note":"Macro-enabled Excel forms (one per entry point) that firms can file instead of XBRL; BaFin converts them to XBRL and validates them."},{"id":"berversv-en","title":"Regulation on the Reporting by Insurance Undertakings to the Federal Financial Supervisory Authority (Insurance Reporting Regulation, BerVersV), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_berversv_mit_anlagen_1_2_en.pdf?__blob=publicationFile&v=1","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":722028,"sha256":"2b9eb0aae560082175563904f84cf94cb617ccc869c18b4858b8b021ebc7322e","date":"2025-07-31","note":"BaFin's English translation including amendments of 11 December 2024 (information only; the German text is binding). Sets the internal annual report (sections 1 to 18), the quarterly interim report (sections 19 and 20), small mutual associations (sections 21 and 22) and electronic submission, formats and corrections (sections 24a to 24e)."},{"id":"pfav-en","title":"Regulation on the Supervision of Pensionsfonds (Pensionsfonds-Aufsichtsverordnung, PFAV), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_pensionsfondsaufsichtsverordnung_mit_anlagen_1_2_3_en.pdf?__blob=publicationFile&v=1","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":492893,"sha256":"5a7d73f9a0bf8f84432e8f5710a917b999937876becb2df7fa67089d522b8b65","date":"2025-06-02","note":"BaFin's English translation (information only). Sets the Pensionsfonds internal annual report, the half-yearly interim report (section 11) and the solvency attestation (section 28)."},{"id":"kapausstv-en","title":"Regulation Concerning the Capital Resources of Insurance Undertakings (Kapitalausstattungs-Verordnung, KapAusstV), English translation","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Aufsichtsrecht/dl_kapitalausstattungs_verordnung_en.pdf?__blob=publicationFile&v=1","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":317762,"sha256":"057ca4b7ad9ff6cb7b5578262d1c265d59768b954dd415b8c8b38aa5c9584a38","date":"2025-06-02","note":"BaFin's English translation (information only). Section 19 requires the solvency statement of small insurers, Pensionskassen and death benefit funds every year, with the same deadline as the annual financial statements."},{"id":"sv-investments-insurers-2025","title":"Sammelverfügung vom 19.03.2025 betreffend die Berichtspflichten der Versicherungsunternehmen über ihre Kapitalanlagen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250319_berichtspflichten_kapitalanlagen_va.html","role":"legal text","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2025-03-19","note":"Collective order for small insurers and Pensionskassen: quarterly forms F.670.01, F.671.01 and F.660.01 (via national reporting, prefix NB) and the Excel annexes 'Streuung' (quarterly) and 'Fonds' (annual) (prefix BW1 to BW5); deadlines, exemptions and file naming."},{"id":"sv-sii-asset-values-2025","title":"Sammelverfügung vom 18.03.2025 zu Berichtspflichten über die Zeitwerte, stillen Reserven und stillen Lasten der Vermögensanlagen sowie die unterjährige Bedeckung der zu schätzenden versicherungstechnischen Passiva von Solvency II-Unternehmen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_250318_berichtspflichten_va.html","role":"legal text","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2025-03-18","note":"Collective order for Solvency II undertakings: quarterly forms F.674.01 and F.675.01 on book and fair values and the cover of technical liabilities by the guarantee assets, filed with the quarterly national report."},{"id":"sv-investments-pensionsfonds-2025","title":"Sammelverfügung vom 17.03.2025 betreffend die Berichtspflichten der Pensionsfonds über ihre Kapitalanlagen","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_2025_0325_berichtspflichten_pf_va.html","role":"legal text","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2025-03-17","note":"Collective order for Pensionsfonds: quarterly form F.678.01 on investments and cover, filed via national reporting (prefix NB)."},{"id":"mvp-meldeformulare-page","title":"Fachverfahren Versicherungsaufsicht - Meldeformulare","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_meldeformulare/mvp_va_meldeformulare_node.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"Older MVP procedure for formatted explanations of national reporting."},{"id":"mvp-meldeformulare-info-sheet","title":"Informationsblatt zum Fachverfahren Versicherungsaufsicht - Meldeformulare","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_info-blatt_va_meldeplattform.pdf?__blob=publicationFile&v=1","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":485843,"sha256":"37fdf4c7c354b73e2b4140b612fe24a0efa7fb2550c40e719499b2764340660e","date":"2026-03-25","note":"Says the procedure can only be used for reporting dates up to 31.12.2024; from 01.01.2025 the national reporting submission (prefix NB) replaces it."},{"id":"sv-irregularities-2015","title":"Sammelverfügung - Meldung von Unregelmäßigkeiten im Versicherungsaußen- und Versicherungsinnendienst (Sammelverfügung vom 10.12.2015)","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Aufsichtsrecht/Verfuegung/vf_151210_vermittler_va.html","role":"legal text","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2015-12-10","note":"Collective order requiring insurers (except reinsurers and EEA insurers) to report irregularities by intermediaries and staff each calendar year by 31 March, on forms A, B/1 to B/4 and C."},{"id":"irregularities-form-a","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt A","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_a_svf_vermittler_va.pdf?__blob=publicationFile&v=1","role":"template","file_type":"pdf","downloadable":true,"size_bytes":1260172,"sha256":"8315d27ac44550d67a2ed7dc56e6f5963cbda73f57357326bc8f9df962a4fdbc","date":"2026-03-27"},{"id":"irregularities-form-b1","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt B/1 - gebundene Vermittler und produktakzessorische Vermittler","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_b1_svf_vermittler_va.pdf?__blob=publicationFile&v=1","role":"template","file_type":"pdf","downloadable":true,"size_bytes":787964,"sha256":"23ea213278ce342a7798c6f491da6b8182703c443a876560716a48f31cbfee8c","date":"2026-03-27"},{"id":"irregularities-form-b2","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt B/2 - Mehrfachvertreter, Versicherungsmakler und sonstige Versicherungsvermittler mit Erlaubnis nach § 34 d Abs. 1 GewO","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_b2_svf_vermittler_va.pdf?__blob=publicationFile&v=1","role":"template","file_type":"pdf","downloadable":true,"size_bytes":673030,"sha256":"a4c0750fca85ad4d2658bc3f7b389adff0b6694303bcc2901e4291b172de97d5","date":"2026-03-27"},{"id":"irregularities-form-b3","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt B/3 - Angestellte Außendienstmitarbeiter","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_b3_svf_vermittler_va.pdf?__blob=publicationFile&v=1","role":"template","file_type":"pdf","downloadable":true,"size_bytes":903153,"sha256":"6849522373233bbcc954eccb1db911c8ef8d8a9ceedd9d1524d5cdbaf68f4b8a","date":"2026-03-27"},{"id":"irregularities-form-b4","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt B/4 - Innendienstmitarbeiter","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_b4_svf_vermittler_va.pdf?__blob=publicationFile&v=1","role":"template","file_type":"pdf","downloadable":true,"size_bytes":1099656,"sha256":"a5e1987535321a8d6b72fa97e336037c74d89a0c6cbac42a1f8dd5e974ce06c3","date":"2026-03-27"},{"id":"irregularities-form-c","title":"Anlage zur Sammelverfügung vom 10.12.2015: Formblatt C - Fehlmeldung","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Formular/VA/dl_formblatt_c_svf_vermittler_va.pdf?__blob=publicationFile&v=3","role":"template","file_type":"pdf","downloadable":true,"size_bytes":1244673,"sha256":"b5d01076c8d23d84c7312fd65154ec14b12af8e45d0fea85d8dbfcf56ddce264","date":"2026-04-29"},{"id":"sv-stress-test-pensionskassen-2023","title":"Sammelverfügung zum Stresstest für Pensionskassen (31.01.2023)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_2023_01_31_Sammelverfuegung_Stresstest_Pensionskassen_va.pdf?__blob=publicationFile&v=2","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":595265,"sha256":"06d0e752b81bbb4b9a3d21f6633a677508d2fb58b49aa92553e3fb2199cc6b48","date":"2023-01-31","note":"Collective order requiring Pensionskassen to run BaFin's annual stress test (market risk and credit risk modules) on balance sheet date data and report the results electronically via the MVP Portal within three months."},{"id":"aml-form-xml-documentation","title":"Dokumentation zur Erstellung von Erfassungsbögen/Prüfungsberichten zur Geldwäscheprävention im XML-Format (v2)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_dokumentation_verfassungsboegen_geldwaeschepraevention_va.pdf?__blob=publicationFile&v=1","role":"schema","file_type":"pdf","downloadable":true,"size_bytes":1115385,"sha256":"a85e4bb7182ee46c26761a33b1325a8f5edc136781185a4f7c18a72429da0bde","date":"2023-09-01","note":"How to file the anti-money laundering data form (Erfassungsbogen/Prüfungsbericht Geldwäscheprävention) by web form, XML upload or SOAP web service, in the auditors' procedure (Pruefb) and the insurance procedure (VA); describes its blocks: general information, risk factors (general and by institution type KVG, WPI, VU), audit findings parts A to D and a file upload."},{"id":"mvp-pensionsdaten-page","title":"Fachverfahren Versicherungsaufsicht - Pensionsdaten","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/va_pensionsdaten/mvp_va_pensionsdaten_node.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2026-05-28","note":"MVP procedure for quantitative pension data reports in XBRL and additional explanations in PDF."},{"id":"pensionsdaten-info-sheet","title":"Informationsblatt Pensionsdaten","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_infoblatt_pensionsdaten_va.pdf?__blob=publicationFile&v=3","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":571996,"sha256":"30d869b137eb86573f1d17db5ff998c93a5eea7c9d0b87c46a7395aa8adafe01","date":"2026-04-10","note":"Entry points, file naming (PD_<register number>_<period>_<sequence>.zip) and the checks run on upload. BaFin expects the ECB-extended entry points, so that one filing meets both the EIOPA pension data and the ESCB pension fund statistics requirements."},{"id":"pensionsdaten-general-decree-2025","title":"Allgemeinverfügung über ein Informationsverlangen zwecks Erfüllung eines Informationsgesuchs der EIOPA aufgrund des EIOPA-Beschlusses vom 1. Februar 2023 betreffend die regelmäßige Anforderung von Pensionsdaten (EIOPA-BoS-23/030)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Aufsichtsrecht/Verfuegungen/dl_allgemeinverfuegung_allgemeinverfuegung_pensionsdaten_va.pdf?__blob=publicationFile&v=1","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":1449663,"sha256":"24ad870d2ac38a36a798eea4c2e94a034264382c70cf3ab3e150faa6d104b900","date":"2025-03-04","note":"BaFin's general administrative act requiring Pensionskassen, Pensionsfonds and separate accounting units of public-law pension schemes to file the EIOPA pension data templates (Annex I), with thresholds, formats, deadlines (7 weeks after quarter end, 16 weeks after year end) and exemptions, for reporting periods beginning after 31.12.2024."},{"id":"iorp-deadlines","title":"Fristen der Berichts- und Offenlegungspflichten für Pensionskassen und Pensionsfonds (Vorlagefristen für EbAV)","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_vorlagefristen_detailliert_va.pdf?__blob=publicationFile&v=4","role":"list of returns","file_type":"pdf","downloadable":true,"size_bytes":41875,"sha256":"351500e28b11123698453ea2db9fd3dcaaa6415c08c27bc5ecec42f14f3d18c0","date":"2026-10-08","note":"Reporting periods, reference dates and end of the reporting period for IORP pension data in 2026 and 2027."},{"id":"eiopa-bos-20-362","title":"EIOPA-BOS/20-362","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Anlage/dl_anlage_eiopa_bos_decision_va.pdf?__blob=publicationFile&v=3","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":1316226,"sha256":"b4a1dab0c4444963d01271399ed8ded4b0ad9d0b085d86e8dc625930dad072ba","date":"2020-06-30","note":"EIOPA decision on IORP reporting of 2 June 2020, hosted by BaFin. Superseded for German IORPs by BaFin's 2025 general decree for periods beginning after 31.12.2024."},{"id":"kvg-reporting-page","title":"Anzeige- und Meldepflichten (KVGen & Investmentfonds)","url":"https://www.bafin.de/DE/unternehmen-maerkte/aufsicht/investmentfonds-kgven/anzeige-meldepflichten/anzeige-meldepflichten_node.html","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"Says fund managers file notifications and reports through the MVP Portal as far as possible, except reports under section 14 of the Derivatives Regulation, which go directly to BaFin; an LEI is required for AIFM Regulation and MMF Regulation reports."},{"id":"mvp-aifmd-page","title":"AIFMD-Berichtswesen nach §§ 35, 46 KAGB","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/aifmd/aifmd-berichtswesen_node.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2024-12-10","note":"MVP procedure page for AIFMD reporting at manager and fund level, with a separate test procedure."},{"id":"aifmd-guidance-notice","title":"Merkblatt zu den Meldepflichten von AIF-Verwaltungsgesellschaften","url":"https://www.bafin.de/SharedDocs/Veroeffentlichungen/DE/Merkblatt/WA/mb_140815_meldepflicht_aif-vwges-35kagb.html?nn=158404","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2023-06-30","note":"Scope and legal bases (sections 35 and 44 KAGB, Delegated Regulation (EU) No 231/2013), XML-only format to ESMA's XSD, GZIP files named AIFM_*.gz and AIF_*.gz, one AIF file per manager, BaFin and ESMA checks, status 'ESMA ok', reporting intervals and deadlines, data quality reviews."},{"id":"aifmd-annex-6","title":"Anlage 6 zum Merkblatt (2015) zu den Meldepflichten AIFMD","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_150707_merkbl_35KAGB_Anlage6_XML-Datei_kommentiert_wa.pdf?__blob=publicationFile&v=1","role":"guidance","file_type":"pdf","downloadable":true,"size_bytes":825778,"sha256":"2bc61a9b2aa05fc1a38bb4ab9f7c5c2c3a7ff603629dcb0ebf90d034322c3ab7","date":"2015-07-07","note":"Commented example of an AIF report in XML (2015), including how BaFin returns feedback files with error codes."},{"id":"aifmd-annex-7","title":"Anlage 7 zum Merkblatt (2015) AIFMD-Reporting","url":"https://www.bafin.de/SharedDocs/Downloads/DE/Merkblatt/WA/dl_150716_merkbl_35KAGB_Anlage7_xsd_Doks_wa.zip?__blob=publicationFile&v=1","role":"schema","file_type":"zip","downloadable":true,"size_bytes":29971,"sha256":"779d7b671bc9083448dafd1b18c52fa45d8f56d7f260bf1193f089b19fd198aa","date":"2015-07-16","note":"ZIP of XSD files for the feedback files (AIFMD_FDBAIF_V1.2.xsd, AIFMD_FDBMAN_V1.2.xsd and error type schemas)."},{"id":"mvp-mmf-page","title":"Einreichungen im MMF-Berichtswesen","url":"https://www.bafin.de/DE/unternehmen-maerkte/mvp-portal/mmf-berichtswesen/mmf-berichtswesen_node.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"MVP procedure for reports by money market fund managers under Article 37 of Regulation (EU) 2017/1131, with a test procedure."},{"id":"mvp-mifir-page","title":"Transaction reporting (Article 26 of the MiFIR)","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/26mifir/26mifir_node_en.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2024-05-29","note":"MVP procedure for MiFIR transaction reports by firms or approved reporting mechanisms; limits of 500,000 reports per transmission and 200 MB per compressed GZIP upload."},{"id":"mifir-info-sheet","title":"Information sheet on the specialised procedure Transaction reporting (Article 26 of the MiFIR)","url":"https://www.bafin.de/SharedDocs/Downloads/EN/dl_mvp-portal_infoblatt_transaktionsmeldungen_a26mifir_en.pdf?__blob=publicationFile&v=1","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":82362,"sha256":"eabea39f215295d7092d26619a28ee257007ccabac673b13b7dbd6951d23b05c","date":"2024-05-28","note":"Registration, test and live environments, aggregated daily submissions and ARM approval."},{"id":"mvp-position-limits-page","title":"Position limits for commodity derivatives (MVP)","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/positionslimits-warenderivate/positionslimits-warenderivate_node_en.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2023-01-03","note":"MVP procedure 'Position limits in commodity derivatives and reporting': daily reports by investment firms and by trading venues under Article 58 MiFID II, and hedge exemption applications."},{"id":"position-limits-info-sheet","title":"Information sheet on the specialised procedure - Position limits in commodity derivatives and reporting - Art. 57 und Art. 58 MiFID II","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Merkblatt/dl_mb_fachverfahren_art_57_58_mifid_ii_warenderivate_en.pdf?__blob=publicationFile&v=1","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":2294434,"sha256":"75704e4645893a0fef7028e83fd92445b12eea57d1815f3ec0c6f4f4a0e71d15","date":"2018-01-22","note":"Not read in full; size and hash recorded."},{"id":"mvp-csdr7-page","title":"CSDR Art. 7 Settlement Fails Reporting","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/csdr_art_7/csdr_node_en.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"MVP procedure for monthly and annual settlement fails reports by central securities depositories."},{"id":"csdr7-info-sheet","title":"Information sheet on the specialised procedure CSDR Art. 7 Settlement Fails Reporting","url":"https://www.bafin.de/SharedDocs/Downloads/EN/MVP/dl_Settlement_Fails_Reporting_Infoblatt_zum_Fachverfahren_en.pdf?__blob=publicationFile&v=1","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":521512,"sha256":"e64da2bf2c9f2d8e7d691f45a79fa758e1fb9ad487c194e9c8ac302cbe956dde","date":"2022-01-20"},{"id":"mvp-csdr9-page","title":"Settlement internalisers - reports under Article 9(1) of the CSDR","url":"https://www.bafin.de/EN/unternehmen-maerkte/mvp-portal/abwicklungsinternalisierer/abwicklungsinternalisierer_csdr_node_en.html","role":"filing rules","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":"2025-02-03"},{"id":"csdr9-info-sheet","title":"Information sheet on the Settlement internaliser reporting procedure","url":"https://www.bafin.de/SharedDocs/Downloads/EN/Anlage/dl_abwicklungsinternalisierer_en.pdf?__blob=publicationFile&v=2","role":"filing rules","file_type":"pdf","downloadable":true,"size_bytes":481644,"sha256":"da950bca4e7a260bdab8438d800bc003a3db4c677e0e525049d0a68a19654182","date":"2019-06-04","note":"Quarterly reporting by settlement internalisers, XML to ESMA's specification, file naming NCADE_DATISR_CSDR9_<country>-<LEI>-<year>-<quarter>_<version>.xml, GZIP compression."},{"id":"mvp-complaints-report-page","title":"Beschwerdebericht nach Artikel 26 DVO zu MiFID II i.V.m. 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