{"name":"Line4 regulatory submissions library","licence":"Line4's own text, and the way Line4 has collected and arranged these records, are licensed under CC BY 4.0. The facts themselves (names, codes, dates, frequencies, formats) belong to no one. The regulators' document titles, template names, quoted terms and documents belong to the regulators and are not covered by this licence: see each regulator's reuse terms. Not affiliated with or endorsed by any regulator.","license_url":"https://creativecommons.org/licenses/by/4.0/","credit":"Source: Line4 regulatory submissions library (CC BY 4.0), https://www.line4.ai","last_checked":"2026-11-13","url":"https://www.line4.ai/regulatory-returns","regulators":[{"id":"asf-romania","last_checked":"2026-11-13","regulator":{"name":"Autoritatea de Supraveghere Financiară (Financial Supervisory Authority, Romania)","short_name":"ASF","country":"Romania","country_code":"RO","region":"Europe","website":"https://asfromania.ro","what_it_does":"ASF is Romania's single non-bank financial supervisor. It was set up as an autonomous, independent, self-financed authority to authorise, regulate and supervise three sectors: insurance and reinsurance, private pensions, and the capital market, and it collects their regulatory returns to monitor and manage the risks and vulnerabilities of non-bank financial markets.","source":"https://asfromania.ro/en/c/1/about-asf"},"scope":{"text":"This page covers 72 returns ASF collects from the three sectors it supervises: insurance and reinsurance, private pensions, and the capital market. 64 are national returns (the ASF's own; group names end '(national)') and 8 are EU-harmonised returns that the ASF collects (group names end '(EU, EIOPA)', '(EU, EBA)' or '(EU, ESMA)'). For EU returns this entry records only the Romanian facts (filing route, the ASF's deadlines and documents); the templates and EU validation rules are in the library's EBA and EIOPA entries, or defined by ESMA.\n\nInsurance and reinsurance (priority 1, covered in most depth): the main periodic prudential reports listed by the ASF's own English-language reporting-requirements table (a/1580) for individual insurers and reinsurers under Part I of Law No 237/2015 (the general, Solvency II regime: 5 EU Solvency II returns plus 14 national supplementary returns) and for insurers under Part II of Law No 237/2015 (the special/national regime: 15 national returns). 34 insurance returns in total. left out: branches of EEA insurers' own simplified reporting lines, statutory auditors' own reporting obligations, and all conduct-of-business / insurance-distribution reporting by brokerage companies and other intermediaries (a separate Norma No 19/2018 regime, read in part at a/1698 and a/1654, both in Romanian) which this page does not attempt to turn into returns.\n\nPrivate pension funds and their administrators (priority 2): 31 national returns, one per periodic report defined by A.S.F. Norma No 19/2021, which since 1 January 2022 sets the reporting and transparency obligations for both Pillar II privately-administered pension funds (Law No 411/2004) and Pillar III voluntary pension funds (Law No 204/2006) together, read in Romanian (Norma No 19/2021's own Article 3(2)(c) defines a 'periodic report' as one reporting form with one frequency and one deadline, which is the unit this page uses). No EIOPA/IORP-II EU return was found stated as applying to Romanian Pillar II or Pillar III funds on the pages checked; occupational pensions (a separate, much smaller 'PO' category under primary legislation at a/1378) are left out.\n\nCapital market (priority 3, covered more lightly given time): 7 returns covering investment firms' EU prudential reporting under the Investment Firms Directive/Regulation (2 returns, read from the ASF's IFD/IFR legislation page, in Romanian), alternative investment fund managers' periodic report to the ASF under Article 23 of Law No 74/2015 (1 return, the Romanian AIFMD transposition), and issuers' periodic disclosures under Law No 24/2017 and Regulation No 5/2018 (annual, half-yearly and quarterly reports, and the extractive/logging-industry payments-to-governments report; 4 returns). left out: UCITS management companies' and other fund managers' national reporting, market operators, central counterparties and central securities depositaries, market-abuse and major-shareholding notifications, and crowdfunding providers.\n\nDORA's cross-sector ICT register of information is not included as a return: the ASF's own DORA pages (c/388, a/3115, a/3227, a/3238) publish only the EU regulation text and page titles, with no Romania-specific collection date or deadline stated, so no national facts could be recorded for it (see gaps).","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"submission_systems":[{"name":"e-hub","what":"The electronic application insurers under Part I of Law No 237/2015 use to file their Solvency II annual and quarterly quantitative templates, the SFCR, the RSR and the ORSA report.","url":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},{"name":"ASF-EWS","what":"The ASF's electronic reporting application used by insurers, reinsurers and insurance intermediaries to file most of their national supplementary returns (several are filed partly through ASF-EWS and partly on paper or CD).","url":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},{"name":"SIR","what":"The ASF's reporting IT system for private pension funds, their administrators and depositaries: the system that collects the periodic reports set by A.S.F. Norma No 19/2021.","url":"https://asfromania.ro/uploads/articole/attachments/67c6b8bb59820544467861.pdf","source":"https://asfromania.ro/uploads/articole/attachments/67c6b8bb59820544467861.pdf"}],"licence":{"name":"Autoritatea de Supraveghere Financiară (ASF, Romania): Disclaimer","quote":"The partial or complete reproduction of the pages of this website, as well as the distribution in any form and by any means of their content is allowed only with the indication of the source. [The Romanian page (https://asfromania.ro/ro/a/26/disclaimer) says the same.]","url":"https://asfromania.ro/en/a/26/disclaimer","checked":"2026-11-13","redistribution":"allowed with conditions","conditions":"Credit: indicate the source (the ASF and its website). The terms set no other condition, and say nothing about links, framing or the ASF logo; links open the ASF's own pages and the logo is not used. Legislative texts on the site are for information only; the official texts are those in the Official Gazette of Romania.","decision":"mirror","decision_reason":"The ASF allows partial or complete reproduction of its website's pages, and distribution of their content in any form, with the source indicated. So copies of the ASF's own reporting documents are kept, unchanged, with that credit. Legal texts and other bodies' material are not copied.","required_notice":"Source: Autoritatea de Supraveghere Financiară (ASF), https://asfromania.ro. Documents are linked on the regulator's own site, not hosted here. The plain-English summaries are Line4's own; the ASF does not endorse this library."},"public_filed_data":[{"name":"ASF Annual Report","level":"aggregate","description":"ASF's own annual report, with aggregate statistics on the insurance, private pension and capital markets it supervises, built in part from the returns it collects.","url":"https://asfromania.ro/en/a/970/rapoarte","format":"PDF","returns":["ins-sii-qrt-annual","ins-sii-qrt-quarterly","ins-annual-financial-statements","pen-rate-of-return","pen-fund-annual-financial-statements"],"reuse":"Same as the ASF's general licence (see licence).","source":"https://asfromania.ro/en/a/970/rapoarte"},{"name":"ASF private pension fund rate-of-return series","level":"aggregate","description":"A published series of each pension fund's rate of return, linked by subject to the quarterly rate-of-return return (Annex 17); the ASF's own page for it renders through an inline frame that could not be read as text.","url":"https://asfromania.ro/en/a/204/evolu%C8%9Bie-indicatori","format":"Web page (inline frame; not readable as text)","returns":["pen-rate-of-return"],"reuse":"Same as the ASF's general licence (see licence).","source":"https://asfromania.ro/en/a/204/evolu%C8%9Bie-indicatori"}],"gaps":["Not checked: the ASF's pension-fund statistics pages (a/204 'Private pension funds rentability' and a/1905 'Pension fund statistics') render their data through an inline frame; a script receives only the surrounding page shell with a note that the browser does not support frames, so the underlying statistics could not be read as text.","Not stated: the ASF's DORA pages (c/388, a/3115 and a/3227) publish only the text of Regulation (EU) 2022/2554 and page titles; no Romania-specific register-of-information collection date, deadline or national reporting system was stated on the pages checked, so no DORA register-of-information return is recorded on this page.","Not stated: deadlines for several insurance national returns (I.1.2 audit report, I.1.7 health/employees supplementary reports, I.4.2 monthly own-capital and litigation reports, VI.1.6/IV.3.2 title-deed documents beyond the cross-reference to A.S.F. Rule No 28/2015 Article 24(5)-(7)) were not separately restated on the ASF's reporting-requirements page (a/1580) and are recorded as such.","Not stated: specific filing deadlines for the two EU investment-firm prudential returns (cap-if-class2-prudential, cap-if-class3-prudential) and for the AIFM periodic report (cap-afia-periodic-report) were not restated on the ASF's Romanian-language IFD/IFR legislation page or on Law No 74/2015; they are set by the EU implementing technical standards cited in legal basis.","Inconsistency on the regulator's own page: A.S.F.'s English reporting-requirements table (a/1580) numbers the special/national-regime (Part II, Law No 237/2015) insurer reports inconsistently, labelling the section and its annual sub-section 'VI.1.x' but the half-yearly, quarterly and monthly sub-sections of the same section 'IV.2.x', 'IV.3.x' and 'IV.4.x'. This page keeps the ASF's own codes exactly as printed (including the apparent Roman-numeral mismatch) rather than renumbering them.","Not checked: legislatie.just.ro and monitoruloficial.ro (the Romanian official-gazette and legislative portals) were not read; where a return's legal basis is a law or decree, this page cites the ASF's own copy of the text (asfromania.ro) or, for EU acts, EUR-Lex, and does not claim to have verified the Official Gazette's own text.","Not read: insurance intermediaries' (brokers') own conduct-of-business reporting under A.S.F. Norma No 19/2018 (seen in outline at a/1698 and a/1654, both in Romanian) was read only enough to confirm it is a separate population and regime from the insurers and reinsurers this page covers; it is not turned into returns here.","Not read in English: all facts for the 31 private pension returns, and for the AIFM periodic report and the IFD/IFR legislation page, come from Romanian-language ASF pages and documents (A.S.F. Norma No 19/2021; Law No 74/2015; the ASF's IFD/IFR legislation listing), since no English version with the same detail was found. Report names and plain-English descriptions on this page are Line4's own translation of the Romanian text; official_name and code values are kept in the regulator's own wording or short codes.","Not verified: the short codes (COD_SCURT) used for several pension returns (for example TRANZACTII_CONTRIBUTII, BALANTA, RAPORT_ACTUARIAL) come from the ASF's 'Raportari format electronic' page (a/1768), which still cites the repealed A.S.F. Norma No 24/2015 and No 25/2015 rather than the current Norma No 19/2021; this page treats the codes as current only where the same annex number and subject appear unchanged in Norma No 19/2021, and uses the annex number alone as the code for annexes a/1768 does not list (1G, 1H, 1I, 5A, 5B, 6A, 6B, 9A, 9B, 20, 21, 22)."],"sources":[{"title":"About ASF","url":"https://asfromania.ro/en/c/1/about-asf"},{"title":"Disclaimer","url":"https://asfromania.ro/en/a/26/disclaimer"},{"title":"Reporting requirements (insurance)","url":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},{"title":"Raportari format electronic (private pension funds)","url":"https://asfromania.ro/en/a/1768/raportari-format-electronic"},{"title":"A.S.F. Norma No 19/2021 on the reporting and transparency obligations in the private pension system","url":"https://asfromania.ro/uploads/articole/attachments/67c6b8bb59820544467861.pdf"},{"title":"Legislatie secundara asigurari (insurance secondary legislation)","url":"https://asfromania.ro/ro/a/2890/1.2-legislatie-secundara-asigurari"},{"title":"Legislatie secundara PII (Pillar II pension secondary legislation)","url":"https://asfromania.ro/ro/a/2027/legisla%C8%9Bie-secundar%C4%83-pii"},{"title":"Legislatie IFD/IFR","url":"https://asfromania.ro/ro/a/2565/legisla%C8%9Bie-ifd/ifr"},{"title":"Issuers legislation","url":"https://asfromania.ro/en/a/944/emiten%C8%9Bi"},{"title":"Administratori de Fonduri de Investitii Alternative (AFIA)","url":"https://asfromania.ro/en/a/941/administratori-de-fonduri-de-investitii-alternative-%28afia%29"},{"title":"Reports (ASF publications)","url":"https://asfromania.ro/en/a/970/rapoarte"},{"title":"Site map","url":"https://asfromania.ro/en/s/site-map"}],"returns":[{"id":"ins-sii-qrt-annual","code":"I.1.1","name":"Annual Solvency II quantitative templates","official_name":"Machete cantitative anuale Solvabilitate II","group":"Insurers and reinsurers: Solvency II reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The annual Solvency II quantitative reporting templates (QRTs), defined at EU level by EIOPA. The ASF collects them from insurance and reinsurance companies and branches under Part I of Law No 237/2015. See the library's EIOPA entry eiopa/ars for what the return covers.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"who_files":{"text":"Insurance and reinsurance companies covered by Part I of Law No 237/2015, each filing as an individual company.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"frequency":{"value":"annual","text":"Yearly.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"deadline":{"text":"Maximum 14 weeks after the end of the financial year.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"Filed through the e-hub application, as the ASF's reporting table says. The table does not name the file format; EIOPA's format is in the library's EIOPA entry.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"Delegated Regulation (EU) 2015/35 supplementing Solvency II (Directive 2009/138/EC), Articles 300-304 and 312","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32015R0035"},{"title":"A.S.F. Rule No 21/2016 on reporting on insurance and/or reinsurance activity","url":"https://asfromania.ro/uploads/articole/attachments/658d31139a23b538566715.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/ars (docs/eiopa/ars.md). Romanian insurers use EIOPA's templates and taxonomy."},"documents":["norma-21-2016","ins-reporting-requirements-page"],"validation_rules":{"published":true,"machine_readable":true,"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/ars).","where":null,"rule_format":"EIOPA XBRL taxonomy validation rules","note":"The ASF's own reporting-requirements page does not describe additional national checks for this return."},"public_data":{"level":"aggregate","text":"The ASF's Insurance market reports and Annual Report publish aggregate insurance-sector indicators built from Solvency II and national returns; no firm-by-firm figures from this specific return were found on the pages checked.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"sources":["https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"]},{"id":"ins-sii-qrt-quarterly","code":"I.3.1","name":"Quarterly Solvency II quantitative templates","group":"Insurers and reinsurers: Solvency II reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The quarterly Solvency II quantitative reporting templates (QRTs), defined at EU level by EIOPA. See the library's EIOPA entry eiopa/qrs.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"who_files":{"text":"Insurance and reinsurance companies covered by Part I of Law No 237/2015, each filing as an individual company.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"frequency":{"value":"quarterly","text":"Quarterly.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"deadline":{"text":"Maximum five weeks after the end of each quarter.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"Filed through the e-hub application, as the ASF's reporting table says. The table does not name the file format; EIOPA's format is in the library's EIOPA entry.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"Delegated Regulation (EU) 2015/35 supplementing Solvency II (Directive 2009/138/EC), Articles 300-304 and 312","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32015R0035"},{"title":"A.S.F. Rule No 21/2016 on reporting on insurance and/or reinsurance activity","url":"https://asfromania.ro/uploads/articole/attachments/658d31139a23b538566715.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","note":"EU return: the templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/qrs (docs/eiopa/qrs.md)."},"documents":["norma-21-2016","ins-reporting-requirements-page"],"validation_rules":{"published":true,"machine_readable":true,"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/qrs).","where":null,"rule_format":"EIOPA XBRL taxonomy validation rules"},"public_data":{"level":"aggregate","text":"Aggregate insurance-sector indicators are published in the ASF's Insurance market reports and Annual Report, built in part from the quarterly QRTs.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"sources":["https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"]},{"id":"ins-sii-sfcr","code":"I.1.3","name":"Solvency and Financial Condition Report (SFCR)","group":"Insurers and reinsurers: Solvency II reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The public Solvency and Financial Condition Report under Solvency II. Its quantitative part uses EIOPA's public disclosure templates. See the library's EIOPA entry eiopa/aps.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"who_files":{"text":"Insurance and reinsurance companies covered by Part I of Law No 237/2015, each filing as an individual company.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"frequency":{"value":"annual","text":"Yearly.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"deadline":{"text":"Not stated separately on the page checked; filed with the annual Solvency II quantitative templates and subject to the same EU deadlines.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"Filed through the e-hub application, as the ASF's reporting table says. The table does not name the file format; EIOPA's format is in the library's EIOPA entry.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"Delegated Regulation (EU) 2015/35 supplementing Solvency II (Directive 2009/138/EC), Articles 300-304 and 312","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32015R0035"},{"title":"A.S.F. Rule No 21/2016 on reporting on insurance and/or reinsurance activity","url":"https://asfromania.ro/uploads/articole/attachments/658d31139a23b538566715.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","note":"EU return: the public disclosure templates and instructions are defined by EIOPA. See the library's EIOPA entry eiopa/aps (docs/eiopa/aps.md)."},"documents":["norma-21-2016","ins-reporting-requirements-page"],"validation_rules":{"published":true,"machine_readable":true,"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","count":null,"count_basis":"Not counted here: EIOPA's validation rules apply (see eiopa/aps).","where":null,"rule_format":"EIOPA XBRL taxonomy validation rules"},"public_data":{"level":"firm-level","text":"The SFCR is a public report that each insurer must publish itself under Solvency II.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","published_by":"firm"},"sources":["https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"]},{"id":"ins-sii-rsr","code":"I.1.4","name":"Regular Supervisory Report (RSR)","group":"Insurers and reinsurers: Solvency II reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The confidential narrative supervisory report under Solvency II. It is a narrative report; the library has no EIOPA entry for it.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"who_files":{"text":"Insurance and reinsurance companies covered by Part I of Law No 237/2015, each filing as an individual company.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"frequency":{"value":"varies","text":"At least every 3 years (the ASF's page marks this with an asterisk against the RSR row).","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"deadline":{"text":"Not stated on the page checked beyond the frequency note.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"A narrative report. The ASF's reporting table names the e-hub application as the channel but no file format.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"Delegated Regulation (EU) 2015/35 supplementing Solvency II (Directive 2009/138/EC), Articles 300-304 and 312","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32015R0035"},{"title":"A.S.F. Rule No 21/2016 on reporting on insurance and/or reinsurance activity","url":"https://asfromania.ro/uploads/articole/attachments/658d31139a23b538566715.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","note":"EU narrative report: its content is set by Delegated Regulation (EU) 2015/35. No EIOPA quantitative-template entry applies."},"documents":["norma-21-2016","ins-reporting-requirements-page"],"validation_rules":{"published":false,"machine_readable":false,"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","count":null,"where":null,"note":"A narrative report; no validation rules are published for it on the page checked."},"public_data":{"level":"none found","text":"A confidential supervisory report; not published.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"sources":["https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"]},{"id":"ins-sii-orsa","code":"I.1.5","name":"Own Risk and Solvency Assessment (ORSA) report","group":"Insurers and reinsurers: Solvency II reporting (EU, EIOPA)","status":"in force","purpose":{"text":"The confidential supervisory report on the insurer's own risk and solvency assessment under Solvency II. It is a narrative report; the library has no EIOPA entry for it.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"who_files":{"text":"Insurance and reinsurance companies covered by Part I of Law No 237/2015, each filing as an individual company.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"frequency":{"value":"annual","text":"Annually and whenever the risk profile changes significantly.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"deadline":{"text":"2 weeks after completion of the company's own evaluation.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"A narrative report. The ASF's reporting table names the e-hub application as the channel but no file format.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"Delegated Regulation (EU) 2015/35 supplementing Solvency II (Directive 2009/138/EC), Articles 300-304 and 312","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32015R0035"},{"title":"A.S.F. Rule No 21/2016 on reporting on insurance and/or reinsurance activity","url":"https://asfromania.ro/uploads/articole/attachments/658d31139a23b538566715.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","note":"EU narrative report: its content is set by Delegated Regulation (EU) 2015/35. 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Rule No 13/2019, Article 35).","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"formats":{"values":["Other"],"text":"Submitted to the ASF on paper.","source":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare"},"legal_basis":[{"title":"A.S.F. 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The page does not state a single fixed frequency (it varies, as under AIFMD, with the AIFM's and AIF's size and leverage).","source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"},"deadline":{"text":"Not stated as a fixed deadline on the page checked; set under Commission Delegated Regulation (EU) No 231/2013.","source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"},"formats":{"values":["Other"],"text":"Not stated on the ASF page checked, which refers to Commission Delegated Regulation (EU) No 231/2013 for the content of the report.","source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"},"legal_basis":[{"title":"Directive 2011/61/EU on Alternative Investment Fund Managers (AIFMD), Article 24","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32011L0061"},{"title":"Commission Delegated Regulation (EU) No 231/2013 supplementing AIFMD","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32013R0231"},{"title":"Law No 74/2015 on managers of alternative investment funds, Article 23","url":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"}],"templates":{"count":0,"items":[],"source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf","note":"EU return: the templates and XML schema are published by ESMA. No EBA or EIOPA entry applies."},"documents":["law-74-2015"],"validation_rules":{"published":false,"count":null,"where":null,"machine_readable":false,"source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf","note":"The ASF page checked describes no checks. The EU-wide rules for this report are ESMA's, which the library does not cover yet."},"public_data":{"level":"none found","text":"No data from this return published by the ASF was found on the page checked.","source":"https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"},"sources":["https://asfromania.ro/uploads/articole/attachments/69e2167d87b9d928390659.pdf"]},{"id":"cap-issuer-annual-report","code":"Art. 65, Law 24/2017","name":"Issuer annual financial report","group":"Issuers (national)","status":"in force","purpose":{"text":"The annual financial report an issuer must publish: audited annual financial statements, the administrative board's report, a responsibility statement, and the financial auditor's full report.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"who_files":{"text":"Issuers whose financial instruments trade on a market the ASF supervises: admitted to a regulated market, or traded on a multilateral trading facility or an organised trading system. Article 70 exempts certain sovereign issuers and issuers of large-denomination debt.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"frequency":{"value":"annual","text":"Yearly.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"deadline":{"text":"Within four months of each financial year end. It must stay publicly available for 10 years or more.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"formats":{"values":["Other"],"text":"Drawn up in the single electronic reporting format (Law No 24/2017, Article 176). The ASF's issuers page lists Commission Delegated Regulation (EU) 2019/815, which sets that format.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"legal_basis":[{"title":"Law No 24/2017 on issuers of financial instruments and market operations, Articles 65 and 176","url":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},{"title":"Regulation No 5/2018 on issuers of financial instruments and market operations","url":"https://asfromania.ro/uploads/articole/attachments/685e2edd77498558306599.pdf"},{"title":"Commission Delegated Regulation (EU) 2019/815 on the European Single Electronic Format (ESEF)","url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32019R0815"}],"templates":{"count":1,"items":[{"code":"Art. 65","name":"Annual financial report (audited financial statements, board report, responsibility statement, auditor's report)"}],"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"documents":["law-24-2017","regulation-5-2018"],"validation_rules":{"published":false,"count":null,"where":null,"machine_readable":false,"source":"https://asfromania.ro/en/a/944/emiten%C8%9Bi","note":"The ASF's pages publish no checks for this report. The single electronic reporting format is set by Commission Delegated Regulation (EU) 2019/815, which was not read."},"public_data":{"level":"firm-level","text":"The annual financial report is a public disclosure that each issuer must publish itself and keep available for at least 10 years.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","published_by":"firm"},"sources":["https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"]},{"id":"cap-issuer-halfyear-report","code":"Art. 67-68, Law 24/2017","name":"Issuer half-yearly financial report","group":"Issuers (national)","status":"in force","purpose":{"text":"The half-yearly financial report for the first 6 months of the financial year: half-yearly accounting reporting, the administrative board's report, a responsibility statement, and the auditor's report if the statements were audited or reviewed.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"who_files":{"text":"Issuers of shares or debt securities admitted to trading on a regulated market that the ASF supervises.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"frequency":{"value":"semi-annual","text":"Half-yearly.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"deadline":{"text":"As soon as possible after the half-year ends, and within three months of its end at the latest. It must stay publicly available for 10 years or more.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"formats":{"values":["Other"],"text":"Not stated as a single electronic format on the pages checked, unlike the annual report.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"legal_basis":[{"title":"Law No 24/2017 on issuers of financial instruments and market operations, Articles 67 and 68","url":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},{"title":"Regulation No 5/2018 on issuers of financial instruments and market operations","url":"https://asfromania.ro/uploads/articole/attachments/685e2edd77498558306599.pdf"}],"templates":{"count":1,"items":[{"code":"Art. 67-68","name":"Half-yearly financial report (accounting reporting, board report, responsibility statement, auditor's report)"}],"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"documents":["law-24-2017","regulation-5-2018"],"validation_rules":{"published":false,"machine_readable":false,"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","count":null,"where":null,"note":"No published national validation-rule file naming this return was found on the pages checked."},"public_data":{"level":"firm-level","text":"The half-yearly financial report is a public disclosure that each issuer must publish itself and keep available for at least 10 years.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","published_by":"firm"},"sources":["https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"]},{"id":"cap-issuer-quarterly-report","code":"Art. 69, Law 24/2017","name":"Issuer quarterly report","group":"Issuers (national)","status":"in force","purpose":{"text":"The quarterly report for the first and third quarters of the year: the profit and loss account and economic and financial indicators set by the ASF, optionally with the board's report.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"who_files":{"text":"Issuers of shares admitted to trading on a regulated market that the ASF supervises.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"frequency":{"value":"quarterly","text":"For the first and third quarters of the year only.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"deadline":{"text":"Published within 45 days after the end of the reporting period; the report must remain public for at least 5 years.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"formats":{"values":["Other"],"text":"Not stated as a single electronic format on the pages checked.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"legal_basis":[{"title":"Law No 24/2017 on issuers of financial instruments and market operations, Article 69","url":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},{"title":"Regulation No 5/2018 on issuers of financial instruments and market operations","url":"https://asfromania.ro/uploads/articole/attachments/685e2edd77498558306599.pdf"}],"templates":{"count":1,"items":[{"code":"Art. 69","name":"Quarterly report (profit and loss account and economic and financial indicators)"}],"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"documents":["law-24-2017","regulation-5-2018"],"validation_rules":{"published":false,"machine_readable":false,"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","count":null,"where":null,"note":"No published national validation-rule file naming this return was found on the pages checked."},"public_data":{"level":"firm-level","text":"The quarterly report is a public disclosure that each issuer must publish itself and keep available for at least 5 years.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","published_by":"firm"},"sources":["https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"]},{"id":"cap-issuer-payments-to-governments","code":"Art. 66, Law 24/2017","name":"Payments to governments report (extractive and logging industries)","group":"Issuers (national)","status":"in force","purpose":{"text":"An annual, consolidated report on payments made to governments, for issuers active in the extractive or primary logging industries.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"who_files":{"text":"Issuers in the extractive industry (finding and extracting minerals, oil, natural gas and other deposits, from exploration and prospecting through to exploitation) or that exploit primary forests, as defined in Article 66(2)-(3) of Law No 24/2017.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"frequency":{"value":"annual","text":"Yearly.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"deadline":{"text":"Within six months of each financial year end. It must stay publicly available for 10 years or more.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"formats":{"values":["Other"],"text":"Not stated as a single electronic format on the pages checked.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"legal_basis":[{"title":"Law No 24/2017 on issuers of financial instruments and market operations, Article 66","url":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"}],"templates":{"count":1,"items":[{"code":"Art. 66","name":"Payments to governments report"}],"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"},"documents":["law-24-2017"],"validation_rules":{"published":false,"machine_readable":false,"source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","count":null,"where":null,"note":"No published national validation-rule file naming this return was found on the pages checked."},"public_data":{"level":"firm-level","text":"A public disclosure that each in-scope issuer must publish itself on a consolidated basis and keep available for at least 10 years.","source":"https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf","published_by":"firm"},"sources":["https://asfromania.ro/uploads/articole/attachments/685cf1b4f18bc390099223.pdf"]}],"documents":[{"id":"ins-reporting-requirements-page","title":"Reporting requirements (insurance)","url":"https://asfromania.ro/en/a/1580/cerin%C8%9Be-de-raportare","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"ASF's own English-language table of the periodic reports insurers, reinsurers, branches and financial auditors file for prudential supervision, with deadlines, reception channel and legal basis."},{"id":"norma-21-2016","title":"A.S.F. 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Rule No 20/2017 on motor insurance in Romania","url":"https://asfromania.ro/uploads/articole/attachments/658d6647abe80456461406.pdf","role":"legal text","file_type":"pdf","downloadable":true,"size_bytes":612186,"sha256":"8f63ffe1de0146064d2a39c60e1823d70366a09cf86a339f13d675ba3d9a167d","date":"2023-12-28"},{"id":"a1768-electronic-reporting-page","title":"Raportari format electronic (private pension funds)","url":"https://asfromania.ro/en/a/1768/raportari-format-electronic","role":"list of returns","file_type":"html","downloadable":true,"size_bytes":null,"sha256":null,"date":null,"note":"ASF's own table of private pension electronic reports with short codes (COD_SCURT), periodicity and deadlines. It still cites the repealed A.S.F. Norma No 24/2015 and No 25/2015; this file uses it only for the short codes of reports that are unchanged in the current Norma No 19/2021, and uses Norma No 19/2021 for current legal basis, frequency and deadlines."},{"id":"norma-19-2021","title":"A.S.F. 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